Hagerty CAO granted RSUs; shares withheld for tax

Hagerty, Inc. Chief Accounting Officer Kevin M. Delaney reported compensation-related equity activity in Class A Common Stock.

Rhea-AI Filing Summary

Hagerty, Inc. Chief Accounting Officer Kevin M. Delaney reported compensation-related equity activity in Class A Common Stock. He acquired 17,614 shares through restricted stock units granted under the company’s 2021 Equity Incentive Plan, which vest annually through April 1, 2029, subject to continued service and certain exceptions.

On the same date, 8,456 shares were withheld at $10.66 per share to cover tax obligations tied to vesting of RSUs, a non-market disposition rather than an open-market sale. After these transactions, Delaney directly holds 99,955 shares of Class A Common Stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider DELANEY KEVIN M

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	17,614	$0.00	$0.00
Exercise Price or Tax Liability	Class A Common Stock	8,456	$10.66	$90K

Holdings After Transaction: Class A Common Stock — 99,955 shares (Direct)

Footnotes (2)

1. F1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.
2. F2. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Key Figures

RSU grant: 17,614 shares Tax withholding shares: 8,456 shares Tax withholding price: $10.66 per share +1 more

4 metrics

RSU grant 17,614 shares Class A Common Stock RSUs granted on April 1, 2026

Tax withholding shares 8,456 shares Shares withheld for taxes upon RSU vesting at $10.66

Tax withholding price $10.66 per share Value used for 8,456 withheld Class A shares

Post-transaction holdings 99,955 shares Class A Common Stock held directly after April 1, 2026

Key Terms

restricted stock units ("RSUs"), 2021 Equity Incentive Plan, change of control, withheld for taxes

4 terms

restricted stock units ("RSUs") financial

"underlying restricted stock units ("RSUs") acquired by the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2021 Equity Incentive Plan financial

"acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan"

change of control financial

"with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

withheld for taxes financial

"Represents total number of shares ... withheld for taxes upon vesting of RSUs"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Hagerty (HGTY) executive Kevin Delaney report in this Form 4?

Kevin M. Delaney reported routine equity compensation activity. He received 17,614 Class A shares via restricted stock units and had 8,456 shares withheld to cover taxes, ending with 99,955 shares held directly after the transactions.

How many Hagerty (HGTY) shares did Kevin Delaney acquire and at what cost?

Delaney acquired 17,614 Class A shares through restricted stock units with a reported price of $0.00 per share, reflecting a compensation grant rather than a market purchase, under Hagerty’s 2021 Equity Incentive Plan with future vesting conditions attached.

Why were 8,456 Hagerty (HGTY) shares disposed of in this filing?

The 8,456 Class A shares were withheld at $10.66 per share to satisfy tax obligations upon RSU vesting. This is a tax-withholding disposition, meaning the shares were not sold on the open market but retained by the issuer for tax payments.

How many Hagerty (HGTY) shares does Kevin Delaney hold after these transactions?

Following the reported RSU grant and tax-withholding disposition, Delaney directly holds 99,955 shares of Hagerty’s Class A Common Stock. This figure reflects his updated ownership position immediately after the April 1, 2026 compensation-related transactions.

How do Kevin Delaney’s Hagerty (HGTY) RSUs vest over time?

The RSUs underlying 17,614 Class A shares vest in equal amounts on each annual anniversary of the April 1, 2026 grant date, ending on April 1, 2029, contingent on Delaney’s continued service, with exceptions for death, disability, retirement, or a change of control.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 02:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DELANEY KEVIN M

(Last) (First) (Middle)

121 DRIVERS EDGE

(Street)

TRAVERSE CITY MICHIGAN 49684

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/01/2026		A		17,614(1)	A	$0	108,411	D
Class A Common Stock	04/01/2026		F		8,456(2)	D	$10.66	99,955	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.

2. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Remarks:

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)