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Helio Corp /FL/ (HLEO) SEC Filings

HLEO OTC

Welcome to our dedicated page for Helio /FL/ SEC filings (Ticker: HLEO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Helio /FL/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Helio /FL/'s regulatory disclosures and financial reporting.

Rhea-AI Summary

Helio Corp (HLEO) reported that its Chief Financial Officer, Mark Harry Knauf, purchased common stock in three open-market or private transactions over three consecutive days in September 2026. He bought 5,166 shares on September 16, 2026 at an average price of $1.55 per share, 10,700 shares on September 17, 2026 at an average price of $1.46 per share, and 380 shares on September 18, 2026 at an average price of $1.33 per share. Across these purchases, he acquired a total of 16,246 shares, with prices reported as average costs for each day. No Rule 10b5-1 trading plan is reported for these transactions.

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Rhea-AI Summary

Helio Corp (HLEO) reports that Mark Harry Knauf, its Chief Financial Officer, has filed an initial statement of beneficial ownership on Form 3. The filing lists no reportable transactions and shows no equity holdings for him as of the reporting date.

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Rhea-AI Summary

Helio Corp (HLEO) reported sharply weaker results for the nine months ended July 31, 2026, with total revenue falling to $1.54 million from $3.38 million a year earlier, driven by lower service and materials revenue. Gross profit slipped to $0.64 million, while operating expenses rose to $4.72 million, leading to an operating loss of $4.08 million.

After heavy interest, debt-discount amortization, derivative fair-value losses and extinguishment costs, net loss widened to $6.85 million from $2.88 million. The company disclosed substantial doubt about its ability to continue as a going concern and plans to seek additional debt and equity financing. Total liabilities declined to $3.88 million from $5.37 million, aided by conversions of debt into equity and preferred stock, but Helio still carries $750,500 of notes payable, $522,222 of convertible notes payable and a large derivative liability of $1.66 million. Cash improved to $520,504, supported by $2.45 million of net cash from financing activities and new Series A, B and C preferred stock issuances, while common shares outstanding increased to 5,190,024 following a 1-for-5 reverse split and multiple equity issuances.

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Rhea-AI Summary

Helio Corporation, a Florida corporation, implemented a one-for-five (1-for-5) reverse stock split of its issued and outstanding common stock. This change was effected through Articles of Amendment to its Articles of Incorporation filed with the Florida Secretary of State and became effective at 12:01 a.m. Eastern Time on July 20, 2026.

As a result of the reverse stock split, every five shares of issued and outstanding common stock were automatically combined into one share, with no action required from shareholders. The amendment modified Article IV of the company’s Articles of Incorporation, and a copy of the amendment is included as an exhibit.

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Helio Corp director and CTO Gregory Townsend reported an "other" disposition of 33,000 shares of Common Stock. According to the footnote, the shares were transferred from his personal holdings to the holder of a promissory note issued by Helio Corp, for no cash consideration. Following this transfer, he directly holds 5,522,780 shares.

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Rhea-AI Summary

Helio Corporation reported sharply weaker results for the quarter ended April 30, 2026. Revenue fell to $457,316 from $1,172,260 a year earlier, while quarterly net loss widened to $1,645,957 from $1,015,033. For the six months, revenue dropped to $952,866 from $2,599,836 and net loss deepened to $5,379,685.

Cash was $464,720 with net cash used in operations of $1,319,440 over six months, leaving a shareholders’ deficit of $1,918,822. Total liabilities were $3,384,603, including notes payable and convertible notes, plus a growing derivative liability of $621,423.

The company discloses substantial doubt about its ability to continue as a going concern and is relying on additional debt and equity financing, including high‑fee, highly dilutive convertible notes and new preferred stock. Helio remains heavily dependent on a small number of government‑driven customers for most of its revenue.

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Rhea-AI Summary

Helio Corporation filed a Form 8-K to share a press release explaining recent changes to its registration efforts and ongoing plans to uplist its shares to a national securities exchange. The company withdrew a prior Form S-1 but describes this as a procedural step rather than a shift in strategy.

Helio states that, after discussions with SEC staff and business developments since its earlier filing, it submitted an updated Form S-1 on June 4, 2026 through the SEC’s confidential review process. The company has applied to list its shares on the Nasdaq Stock Market, engaged an underwriter for an anticipated public offering, and received FINRA authorization for a potential reverse stock split if needed to meet listing standards. The timing and outcome of the proposed uplisting, registration effectiveness, and offering remain subject to regulatory review, market conditions, and other customary factors.

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Helio Corporation requested withdrawal of its Registration Statement on Form S-1 (File No. 333-284062), stating the company has decided not to proceed with the offering. The letter confirms the Registration Statement was declared effective on March 14, 2025 and that no securities were sold under the registration or any amendment.

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Helio Corp's CTO and 10% owner Gregory Townsend reported several "J" code transactions involving common stock. In total, he transferred 45,000 shares to third parties as consideration for services provided to the company, with value based on a 20-day VWAP of $2.810 per share. Following these non-cash restructuring moves, he directly holds 5,555,780 shares of common stock.

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Helio Corporation reports that its Board and shareholders holding a majority of voting power approved a proposal to amend the Articles of Incorporation to permit a reverse stock split at a ratio between 1.25-for-1 and 5-for-1, with the exact ratio and timing to be determined by the Board within 12 months following shareholder approval.

The action was taken by written consent of shareholders representing approximately 64.44% of the outstanding voting power as of the Record Date of May 11, 2026. If implemented, the reverse split will be effective upon filing Articles of Amendment with the Florida Department of State and is described as intended to facilitate a proposed uplisting to the Nasdaq Capital Market and a related underwritten public offering. The Company states potential benefits and risks, including possible increases in per-share price and liquidity and the potential that any price increase may not be sustained.

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FAQ

How many Helio /FL/ (HLEO) SEC filings are available on StockTitan?

StockTitan tracks 35 SEC filings for Helio /FL/ (HLEO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Helio /FL/ (HLEO)?

The most recent SEC filing for Helio /FL/ (HLEO) was filed on September 21, 2026.