Houlihan Lokey, Inc. filings document the regulatory record of a NYSE-listed global investment bank with Class A common stock registered under the ticker HLI. Recent Form 8-K disclosures report quarterly and fiscal-year operating results, including segment information for Corporate Finance, Financial Restructuring, and Financial and Valuation Advisory.
The company’s filings also cover material agreements, capital-structure matters, and governance events. Disclosures include amendments to a voting trust agreement connected to common-stock voting arrangements, board composition changes, director election matters, advisory executive-compensation votes, auditor ratification, and other shareholder voting records.
Houlihan Lokey director Bassey Ekpedeme M received 797 shares of Class A common stock as a grant. The shares were acquired at no cash price to the director and are classified as a grant, award, or other acquisition. Following this transaction, the director directly holds 6,424 shares of Class A common stock.
Zucker Gillian Beth reported acquisition or exercise transactions in this Form 4 filing.
HOULIHAN LOKEY, INC. director Gillian Beth Zucker received an award of 996 shares of Class A common stock, reported at a price of $0.00 per share. After this grant, she directly holds a total of 6,529 Class A common shares.
Houlihan Lokey director Paul Andrew Zuber reported an indirect acquisition of 797 shares of Class A common stock described as a grant, award, or other acquisition. The shares are held indirectly through an LLC. Following this transaction, his indirect holdings reported in this filing total 7,005 shares of Class A common stock.
SCHRIESHEIM ROBERT A reported acquisition or exercise transactions in this Form 4 filing.
Houlihan Lokey director Robert A. Schriesheim received a grant of 1,129 shares of Class A common stock. The award was reported at a price of $0.00 per share, indicating a compensation-related share grant rather than an open-market purchase. Following this transaction, he directly holds 29,111 Class A shares.
Mund Ronald Scott reported acquisition or exercise transactions in this Form 4 filing.
Houlihan Lokey director Ronald Scott Mund received a grant of 476 shares of Class A common stock as equity compensation. The award was recorded at a price of $0.00 per share and increased his directly held position to 969 shares following the transaction.
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 6,265 shares of Common Stock tied to restricted stock vesting under a registered plan, with the reported vesting date of 05/15/2026.
Houlihan Lokey co-chairman Paul Eric Siegert reported a tax-withholding share disposition through the HL Voting Trust. On the vesting of existing awards under the 2016 Incentive Award Plan, 9,359 shares of Class B common stock were withheld at $150.35 per share to cover taxes. Following this, 375,298 Class B shares are held indirectly by the HL Voting Trust, which holds stock that is convertible into Class A common stock on a one-for-one basis with no expiration date.
Houlihan Lokey General Counsel Christopher M. Crain reported a tax-related share disposition. On this Form 4, 2,107 shares of Class B common stock were withheld at a price of $150.35 per share to cover taxes upon vesting of existing awards under the 2016 Incentive Award Plan.
The shares are held indirectly through the HL Voting Trust, over which Crain retains investment control and dispositive power. After this tax-withholding transaction, he indirectly holds 49,131 shares of Class B common stock, which is convertible into Class A common stock on a one-for-one basis and has no expiration date.
Houlihan Lokey director Todd J. Carter reported a routine tax-withholding transaction involving 13,707 shares of Class B Common Stock held indirectly through the HL Voting Trust. These shares were withheld to cover taxes upon vesting of existing awards under the 2016 Incentive Award Plan. After the disposition, 76,198 shares of Class B Common Stock remain held by the HL Voting Trust, which are convertible into Class A Common Stock on a one-for-one basis with no expiration date.
Houlihan Lokey director and co-chairman Irwin Gold, as trustee of the HL Voting Trust, reported a tax-related share disposition. The trust had 4,619 shares of Class B common stock withheld at $150.35 per share to cover taxes on vesting awards under the 2016 Incentive Award Plan.
Following this tax-withholding disposition, the HL Voting Trust holds 1,061,766 shares of Class B common stock, which are convertible into Class A common stock on a one-for-one basis and have no expiration date.