Helios Technologies (HLIO) awards RSUs and performance options to counsel

Rhea-AI Filing Summary

Greenberg Marc A reported acquisition or exercise transactions in this Form 4 filing.

Helios Technologies reported that its General Counsel and Secretary, Marc A. Greenberg, received new equity awards. He was granted 3,417 restricted stock units, each representing one future share of common stock, vesting in three equal installments on January 3 of 2027, 2028, and 2029, if not forfeited.

He also received 7,071 performance stock options, with the ultimate number of options eligible upon vesting potentially reaching up to 225% of this amount. Vesting depends on achieving pre-approved performance metrics over the company’s fiscal years 2026–2028 and continued employment through March 15, 2029; the options expire 10 years from the grant date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Greenberg Marc A

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(1)	03/05/2026		A		3,417		(1)	(1)	Common Stock	3,417	$0	3,417	D
Performance Stock Options (right to buy)	$67.61	03/05/2026		A		7,071		(2)	(2)	Common Stock	7,071	$0	7,071	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of January 3, 2027, January 3, 2028, and January 3, 2029.

2. The performance stock options granted to the reporting person on March 5, 2026, represent the right to receive, following vesting, a number of stock options up to 225% of the number of stock options. The number of performance stock options acquired upon vesting is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2026 and ending the last day of the fiscal year of 2028, subject to continuous employment with the Company through March 15, 2029. Stock options expire 10 years from the date of grant.

	Marc A. Greenberg	03/09/2026
	** Signature of Reporting Person	Date
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FAQ

What equity awards did Helios Technologies (HLIO) grant to Marc A. Greenberg?

Helios Technologies granted Marc A. Greenberg 3,417 restricted stock units and 7,071 performance stock options. These awards represent long-term incentive compensation tied to both time-based vesting and performance metrics over several years.

How do the restricted stock units for HLIO’s General Counsel vest?

The 3,417 RSUs vest in three equal installments. Specifically, 33-1/3% convert into common stock on each of January 3, 2027, January 3, 2028, and January 3, 2029, assuming they are not forfeited under the award terms.

What performance conditions apply to Marc A. Greenberg’s HLIO stock options?

The performance stock options can reach up to 225% of the initial 7,071 options, depending on pre-established performance metrics. These metrics apply over a three-year period covering Helios Technologies’ fiscal years 2026 through 2028.

What employment requirements affect the HLIO performance stock options grant?

To receive the performance stock options, Marc A. Greenberg must remain continuously employed with Helios Technologies through March 15, 2029. This continuous employment requirement applies in addition to achieving the specified multi-year performance metrics.

When do the performance stock options granted by Helios Technologies expire?

The performance stock options granted to Marc A. Greenberg expire 10 years from the March 5, 2026 grant date. After this expiration date, any unexercised stock options will no longer be exercisable or provide rights to acquire common shares.

How is the three-year performance period for HLIO’s performance stock options defined?

The performance period for the options begins on the first day of fiscal 2026 and ends on the last day of fiscal 2028. The number of options ultimately earned depends on performance against metrics set by the Compensation Committee.