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Helios Technologies (HLIO) General Counsel details RSU vesting and holdings

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Helios Technologies insider Marc Greenberg, General Counsel and Secretary, reported equity transactions involving company stock. On 01/03/2026, restricted stock units (RSUs) for 1,719 and 1,842 shares converted into common stock, and the same amounts of RSUs were exercised at an exercise price of $0. To cover tax withholding on these vestings, the issuer withheld 756 and 823 shares, with no open-market sales by the insider.

Following these transactions, Greenberg directly beneficially owned 9,486 shares of Helios Technologies common stock, plus 58.5 shares held through the Helios Technologies Inc. 401(k) Retirement Plan and 166 shares held by his spouse. After the RSU conversions, he also held 3,686 RSUs, each representing the right to receive one share of common stock, with one-third of the awards scheduled to vest on each anniversary of the grant date unless earlier forfeited.

Positive

  • None.

Negative

  • None.
Insider Greenberg Marc A
Role General Counsel and Secretary
Type Security Shares Price Value
Exercise Restricted Stock Units 1,719 $0.00 --
Exercise Restricted Stock Units 1,842 $0.00 --
Exercise Common Stock 1,719 $54.71 $94K
Tax Withholding Common Stock 756 $54.71 $41K
Exercise Common Stock 1,842 $54.71 $101K
Tax Withholding Common Stock 823 $54.71 $45K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,719 shares (Direct); Common Stock — 9,223 shares (Direct); Common Stock — 58.5 shares (Indirect, By 401(k) Plan Trust)
Footnotes (1)
  1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan. The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Greenberg Marc A
(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
(Street)
SARASOTA FL 34243
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/03/2026 M 1,719 A $54.71 9,223 D
Common Stock 01/03/2026 F 756(1) D $54.71 8,467 D
Common Stock 01/03/2026 M 1,842 A $54.71 10,309 D
Common Stock 01/03/2026 F 823(1) D $54.71 9,486 D
Common Stock 58.5(2) I By 401(k) Plan Trust
Common Stock 166(3) I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(4) 01/03/2026 M 1,719 (5) (5) Common Stock 1,719 $0 1,719 D
Restricted Stock Units $0(4) 01/03/2026 M 1,842 (5) (5) Common Stock 1,842 $0 3,686 D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
3. The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
4. Each RSU represents the right to receive, following vesting, one share of Common Stock.
5. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
/s/ Marc Greenberg 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Helios Technologies (HLIO) report for Marc Greenberg?

Marc Greenberg, General Counsel and Secretary of Helios Technologies, Inc., reported the vesting and conversion of restricted stock units (RSUs) into common stock on 01/03/2026, along with related share withholding for taxes.

How many Helios Technologies RSUs vested for the insider on 01/03/2026?

On 01/03/2026, two RSU tranches of 1,719 and 1,842 units vested and converted into the same number of Helios Technologies common shares.

Were any Helios Technologies (HLIO) shares sold by the insider in this Form 4?

The filing states that no shares were sold. Shares marked with transaction code F (756 and 823 shares) were withheld by the issuer solely to satisfy tax withholding requirements in connection with RSU vesting.

How many Helios Technologies shares does Marc Greenberg own after the reported transactions?

After the reported transactions, Marc Greenberg beneficially owned 9,486 Helios Technologies common shares directly, 58.5 shares through the Helios Technologies Inc. 401(k) Retirement Plan, and 166 shares held by his spouse.

What ongoing RSU holdings does the Helios Technologies insider report?

Following the RSU vestings, the insider reported holding 3,686 restricted stock units, each representing the right to receive one share of Helios Technologies common stock after vesting.

How do the Helios Technologies RSUs for this insider vest over time?

The filing explains that, unless earlier forfeited under the RSU terms, 33-1/3% of the awards vest and convert into Helios Technologies common stock on each anniversary of the grant date.