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Helios Technologies (HLIO) director nets shares after RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. director Alexander Schuetz reported routine equity compensation activity involving restricted stock units. On June 5, 2026, 1,291 restricted stock units converted into the same number of common shares, reflecting a derivative exercise.

Of these shares, 388 common shares were disposed of back to the issuer to cover tax withholding obligations, rather than sold in the open market, leaving a net increase of 903 shares. Following these transactions, Schuetz directly held 18,003 shares of common stock, indicating a small, compensation-driven change in his ownership.

Positive

  • None.

Negative

  • None.
Insider Schuetz Alexander
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,291 $0.00 --
Exercise Common Stock 1,291 $81.27 $105K
Tax Withholding Common Stock 388 $81.27 $32K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 18,391 shares (Direct, null)
Footnotes (1)
  1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
RSUs vested and exercised 1,291 shares Restricted Stock Units converted into common stock on June 5, 2026
Shares withheld for taxes 388 shares Common shares withheld by issuer for tax obligations
Director holdings after transactions 18,003 shares Common stock directly owned by Alexander Schuetz after June 5, 2026
Reported transaction price $81.27 per share Price per share used for common stock entries in Form 4
RSU exercise price $0.00 per unit Conversion price for Restricted Stock Units into common stock
Restricted Stock Units financial
"security_title: "Restricted Stock Units" and footnote explaining each RSU converts into common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding requirements financial
"shares were withheld by the issuer to satisfy tax withholding requirements in connection with vesting"
derivative exercise/conversion financial
"transaction_action labeled as derivative exercise/conversion with code M for RSU conversion"
Common Stock financial
"security_title: "Common Stock" for non-derivative entries following RSU vesting"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schuetz Alexander
(Last)(First)(Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
(Street)
SARASOTA FLORIDA 34243
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026M1,291A$81.2718,391D
Common Stock06/05/2026F388(1)D$81.2718,003D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/05/2026M1,291 (2) (2)Common Stock1,291$00D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
/s/ Marc Greenberg, Attorney-in-Fact for Alexander Schuetz06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Alexander Schuetz report at HELIOS TECHNOLOGIES (HLIO)?

Alexander Schuetz reported a routine equity compensation event. 1,291 restricted stock units vested and converted into common shares, and 388 of those shares were withheld by the issuer to satisfy tax obligations, with the remaining shares added to his direct holdings.

Did the HELIOS TECHNOLOGIES (HLIO) director sell any shares in this Form 4?

No open-market sale occurred. 388 shares of common stock were withheld by the issuer solely to cover tax withholding related to the vesting of restricted stock units, according to the filing’s footnote, and were not discretionary market sales.

How many HELIOS TECHNOLOGIES (HLIO) shares did Alexander Schuetz acquire through RSU vesting?

He acquired 1,291 shares of common stock upon vesting of restricted stock units. Each unit represented the right to receive one share following vesting, so 1,291 vested units translated directly into 1,291 newly issued common shares credited to his account.

What was Alexander Schuetz’s HELIOS TECHNOLOGIES (HLIO) share ownership after the transactions?

After the June 5, 2026 transactions, Alexander Schuetz directly owned 18,003 shares of HELIOS TECHNOLOGIES common stock. This reflects his net position after the restricted stock units vested and a portion of the resulting shares was withheld to satisfy tax obligations.

Why were 388 HELIOS TECHNOLOGIES (HLIO) shares disposed of in the Form 4?

The 388 shares were withheld by the issuer to satisfy tax withholding requirements tied to the vesting of restricted stock units. This tax-related disposition was a mechanical step in the compensation process and not a voluntary sale into the public market.

What price per share was reported for the HELIOS TECHNOLOGIES (HLIO) insider entries?

The filing shows a transaction price of $81.27 per share for the common stock entries. For the restricted stock units, the exercise or conversion price was listed as $0.00, consistent with RSUs that convert into common shares at no cash exercise cost.