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Helios Technologies (HLIO) officer details RSU vesting and share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Helios Technologies, Inc. officer Billy Vern Aldridge, President of the Electronics segment, reported equity transactions involving company stock. On 01/03/2026, restricted stock units (RSUs) converted into shares of common stock, and a portion of the resulting shares was withheld by the company to cover tax obligations related to the vesting. The filing notes that these withheld shares were not market sales, but shares retained by the issuer for tax withholding. Following the transactions, Aldridge continues to hold common stock directly and remains an officer of Helios Technologies.

Positive

  • None.

Negative

  • None.
Insider Aldridge Billy Vern
Role President, Electronics
Type Security Shares Price Value
Exercise Restricted Stock Units 541 $0.00 --
Exercise Restricted Stock Units 606 $0.00 --
Exercise Common Stock 541 $54.71 $30K
Tax Withholding Common Stock 185 $54.71 $10K
Exercise Common Stock 606 $54.71 $33K
Tax Withholding Common Stock 207 $54.71 $11K
Holdings After Transaction: Restricted Stock Units — 542 shares (Direct); Common Stock — 573.925 shares (Direct)
Footnotes (1)
  1. Includes 32.925 shares acquired pursuant to the Company's tax-conditions Employee Stock Purchase Plan on December 31, 2025. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aldridge Billy Vern
(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
(Street)
SARASOTA FL 34243
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Electronics
3. Date of Earliest Transaction (Month/Day/Year)
01/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/03/2026 M 541 A $54.71 573.925(1) D
Common Stock 01/03/2026 F 185(2) D $54.71 388.925 D
Common Stock 01/03/2026 M 606 A $54.71 994.925 D
Common Stock 01/03/2026 F 207(2) D $54.71 787.925 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(3) 01/03/2026 M 541 (4) (4) Common Stock 541 $0 542 D
Restricted Stock Units $0(3) 01/03/2026 M 606 (4) (4) Common Stock 606 $0 1,214 D
Explanation of Responses:
1. Includes 32.925 shares acquired pursuant to the Company's tax-conditions Employee Stock Purchase Plan on December 31, 2025.
2. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
3. Each RSU represents the right to receive, following vesting, one share of Common Stock.
4. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
/s/ Marc Greenberg, Attorney-in-fact for Billy Vern Aldridge 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Helios Technologies (HLIO) report in this Form 4?

The Form 4 reports that officer Billy Vern Aldridge, President, Electronics, had restricted stock units vest and convert into common stock on 01/03/2026, with some shares withheld to satisfy tax obligations.

Were any Helios Technologies (HLIO) shares sold on the market in this filing?

No. The filing explains that no shares were sold; instead, certain shares were withheld by the issuer to satisfy tax withholding requirements in connection with RSU vesting.

What types of securities are involved in this Helios Technologies insider report?

The report covers common stock and restricted stock units (RSUs), which represent the right to receive one share of common stock for each unit following vesting.

What does the Form 4 say about Helios Technologies RSU vesting terms?

The filing states that, unless forfeited earlier under the RSU terms, 33-1/3% of the awards vest and convert into common stock on each anniversary of the grant date.

How does Helios Technologies handle taxes on RSU vesting for this officer?

The report notes that shares were withheld by the issuer to satisfy tax withholding requirements related to the vesting of restricted stock units, rather than being sold on the open market.

Who signed the Helios Technologies (HLIO) Form 4 for Billy Vern Aldridge?

The Form 4 was signed by /s/ Marc Greenberg as attorney-in-fact for Billy Vern Aldridge on 01/06/2026.