STOCK TITAN

HLIO Form 4: Director Diana Sacchi Receives 787 Time‑Vesting RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Diana Sacchi, a director of Helios Technologies, Inc. (HLIO), was awarded 787 restricted stock units (RSUs) on 09/18/2025. Each RSU converts to one share of common stock upon vesting and carries no exercise price. The RSUs vest on 09/18/2026 and, after the grant, Ms. Sacchi beneficially owns 787 shares on a direct basis related to this award. The filing is a Form 4 statement of changes in beneficial ownership and was signed on behalf of Ms. Sacchi by an attorney-in-fact on 09/19/2025.

Positive

  • Director equity grant aligns management and shareholder interests through time‑vesting RSUs
  • Clear single-year vesting schedule (09/18/2026) provides retention incentive

Negative

  • None.

Insights

TL;DR: A routine director equity grant: small, time-vesting RSUs intended for retention and alignment with shareholders.

The 787 RSU award to a director is a standard form of director compensation that vests one year after grant. The award carries $0 purchase price and converts to common stock upon vesting, which aligns the director's interests with shareholders without immediate dilution until vesting. The direct beneficial ownership of 787 shares following the transaction is modest relative to typical public-company capitalization and appears procedural rather than transformative.

TL;DR: Transaction is immaterial to capital structure; it's a compensation-related grant reported under Section 16.

The Form 4 documents a non-derivative grant of 787 RSUs on 09/18/2025 that become common shares upon vesting on 09/18/2026. The reported price is $0, indicating this is a standard restricted grant, not a purchased option. For investors, the item is a compliance disclosure of insider compensation and does not indicate a market-moving change in ownership by itself.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sacchi Diana

(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FL 34243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/18/2025 A 787 09/18/2026 (1) Common Stock 787 $0 787 D
Explanation of Responses:
1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
/s/ Marc Greenberg, Attorney-in-Fact for Diana Sacchi 09/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Helios Technologies insider Diana Sacchi report on Form 4 (HLIO)?

The Form 4 reports a grant of 787 restricted stock units (RSUs) to Diana Sacchi on 09/18/2025, with vesting on 09/18/2026 and a reported price of $0.

How many shares will the 787 RSUs convert into for HLIO?

Each RSU represents the right to receive one share of common stock upon vesting, so the 787 RSUs convert into 787 shares.

What is the ownership form and beneficial ownership after the transaction for Diana Sacchi?

The filing shows direct (D) beneficial ownership and 787 shares beneficially owned following the reported transaction.

When was the Form 4 filed and who signed it?

The transaction date is 09/18/2025, and the Form 4 was signed by Marc Greenberg as Attorney‑in‑Fact for Diana Sacchi on 09/19/2025.

Does the Form 4 show any purchase price for the RSUs?

No; the Form 4 reports a price of $0 for the RSU award, indicating a compensated grant rather than a cash purchase.
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2.08B
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United States
SARASOTA