Helios Technologies CAO reports RSU vesting, tax withholding

Rhea-AI Filing Summary

Helios Technologies, Inc. insider Jeremy Scott Evans, Chief Accounting Officer, reported the vesting and conversion of 374 restricted stock units into an equal number of common shares on September 11, 2025. 92 shares were withheld by the issuer to satisfy tax obligations, and he now holds 477 common shares directly.

Insights

Securities Compliance Analyst

TL;DR: A routine officer RSU vesting converted to stock with tax withholding; filing was late but explains the reason.

The Form 4 documents non-derivative acquisition from RSU vesting: 374 shares converted and 92 withheld for taxes, resulting in 569 shares reported beneficially owned. This is a standard equity compensation event for an officer and does not show open-market purchases or sales. The filer disclosed the tardy submission and provided a reason (processing delay), which addresses reporting obligations but may attract administrative scrutiny if delays recur.

Corporate Governance Expert

TL;DR: Compensation-related vesting disclosed; materiality is low but timely reporting is important for governance.

The transaction reflects routine compensation administration: RSUs granted 09/11/2024 vest 50% annually, with the first tranche converting 09/11/2025. Withholding 92 shares for taxes is customary and explicitly noted. Because this is an officer rather than a director-level market transaction, it is unlikely to be material to investors, though recurrent late filings could raise governance concerns.

Insider Trade Summary

Net Buyer: 282 shares

Net Buy 3 txns

Insider Evans Jeremy Scott

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	374	$0.00	$0.00
Exercise	Common Stock	374	$55.89	$21K
Exercise Price or Tax Liability	Common Stock	92	$55.89	$5K

Holdings After Transaction: Restricted Stock Units — 374 shares (Direct); Common Stock — 477 shares (Direct)

Footnotes (3)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. F3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Key Figures

RSUs vested and converted: 374 shares Shares withheld for tax: 92 shares Post-transaction common shares held: 477 shares +2 more

5 metrics

RSUs vested and converted 374 shares Restricted stock units converting into common stock on September 11, 2025

Shares withheld for tax 92 shares Common shares withheld by issuer to satisfy tax withholding requirements

Post-transaction common shares held 477 shares Direct ownership of Helios Technologies common stock after reported transactions

RSU conversion price 0.0000 per share Exercise or conversion price for restricted stock units into common stock

Share price used for tax withholding 55.8900 per share Per-share value applied to common stock transactions on September 11, 2025

Key Terms

Restricted Stock Units, tax withholding requirements, grant date, vest and convert

4 terms

Restricted Stock Units financial

"Restricted stock units granted to reporting person on 9/11/2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding requirements financial

"shares were withheld by the issuer to satisfy tax withholding requirements"

grant date financial

"awards vest and convert into Common Stock on each of the first two anniversaries of the grant date"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

vest and convert financial

"50% of the awards vest and convert into Common Stock"

FAQ

What insider transaction did Helios Technologies (HLIO) report for Jeremy Scott Evans?

Jeremy Scott Evans reported 374 restricted stock units vesting and converting into common stock on September 11, 2025. Of these, 92 shares were withheld by the issuer for tax obligations, and he holds 477 common shares directly after the event.

How many restricted stock units vested for HLIO's Chief Accounting Officer?

The filing shows that 374 restricted stock units vested for Chief Accounting Officer Jeremy Scott Evans. Each RSU represents the right to receive, following vesting, one share of common stock, resulting in 374 new common shares before tax withholding.

Were any Helios Technologies (HLIO) shares sold in this Form 4 transaction?

No shares were sold. The filing states that the 92 shares reported as a disposition were withheld by the issuer to satisfy tax withholding requirements in connection with RSU vesting, rather than sold in the market or to another party.

What is Jeremy Scott Evans' post-transaction shareholding in Helios Technologies (HLIO)?

After the RSU vesting and related tax withholding, Jeremy Scott Evans holds 477 shares of common stock directly. This post-transaction holding figure is reported as his canonical balance of Helios Technologies common stock ownership following the transactions.

What are the vesting terms of the restricted stock units in HLIO's Form 4?

The restricted stock units were granted on September 11, 2024. According to the filing, 50% of the awards vest and convert into common stock on each of the first two anniversaries of the grant date, with each RSU delivering one common share upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/23/2025 - 05:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jeremy Scott

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2025		M		374	A	$55.89	569	D
Common Stock	09/11/2025		F		92(1)	D	$55.89	477	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(2)	09/11/2025		M			374	(3)	(3)	Common Stock	374	$0	374	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Remarks:

The late filing of this Form 4 resulted from a processing delay concerning a Form 3 that was due earlier.

	/s/ Marc Greenberg, Attorney-in-Fact for Jeremy Scott Evans	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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