[Form 4] HELIOS TECHNOLOGIES, INC. Insider Trading Activity

Rhea-AI Filing Summary

Insider Form 4 for HLIO shows Jeremy Scott Evans, Chief Accounting Officer, received restricted stock unit vesting and withheld shares for taxes. On 09/11/2025 Mr. Evans had 374 RSUs vest that converted into 374 shares of common stock and 92 shares were withheld to satisfy tax withholding, leaving him with 569 shares beneficially owned after the transaction. The RSUs were granted 09/11/2024 and vest 50% on each of the first two anniversaries. The filing was signed by an attorney-in-fact and notes a late filing due to a processing delay.

Positive

• 374 RSUs vested and converted into common stock, demonstrating equity alignment with management
• Clear disclosure that withheld shares were for tax obligations rather than open-market sales

Negative

• Late Form 4 filing noted, attributed to a processing delay
• 92 shares withheld reduced the net new shares issued to the reporting person

Insights

Securities Compliance Analyst

TL;DR: A routine officer RSU vesting converted to stock with tax withholding; filing was late but explains the reason.

The Form 4 documents non-derivative acquisition from RSU vesting: 374 shares converted and 92 withheld for taxes, resulting in 569 shares reported beneficially owned. This is a standard equity compensation event for an officer and does not show open-market purchases or sales. The filer disclosed the tardy submission and provided a reason (processing delay), which addresses reporting obligations but may attract administrative scrutiny if delays recur.

Corporate Governance Expert

TL;DR: Compensation-related vesting disclosed; materiality is low but timely reporting is important for governance.

The transaction reflects routine compensation administration: RSUs granted 09/11/2024 vest 50% annually, with the first tranche converting 09/11/2025. Withholding 92 shares for taxes is customary and explicitly noted. Because this is an officer rather than a director-level market transaction, it is unlikely to be material to investors, though recurrent late filings could raise governance concerns.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jeremy Scott

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2025		M		374	A	$55.89	569	D
Common Stock	09/11/2025		F		92(1)	D	$55.89	477	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(2)	09/11/2025		M			374	(3)	(3)	Common Stock	374	$0	374	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Remarks:

The late filing of this Form 4 resulted from a processing delay concerning a Form 3 that was due earlier.

	/s/ Marc Greenberg, Attorney-in-Fact for Jeremy Scott Evans	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider activity did HLIO Chief Accounting Officer Jeremy Scott Evans report on Form 4?

The Form 4 reports that 374 restricted stock units vested on 09/11/2025 converting into 374 shares and 92 shares were withheld for tax withholding.

How many shares does Jeremy Scott Evans beneficially own after the reported transaction?

Following the reported transactions Mr. Evans beneficially owned 569 shares of HLIO common stock.

Why were 92 shares listed as disposed (withheld) on the Form 4?

The filing states no shares were sold; 92 shares were withheld by the issuer to satisfy tax withholding requirements related to RSU vesting.

When were the RSUs originally granted and what is the vesting schedule?

The RSUs were granted on 09/11/2024 and vest 50% on each of the first two anniversaries of the grant date.

Was the Form 4 filed on time?

No; the filing notes a late filing due to a processing delay concerning an earlier Form 3.