Helios Technologies counsel exercises 748 RSUs

Rhea-AI Filing Summary

Marc A. Greenberg, General Counsel and Secretary of Helios Technologies, received 748 shares of Common Stock on September 11, 2025 upon vesting and conversion of Restricted Stock Units granted on September 11, 2024. Of these, 295 shares were withheld by the issuer to satisfy tax withholding requirements, with no shares sold. After these transactions he holds 7,504 shares of Common Stock directly, plus indirect interests through a 401(k) Plan allocation of 58.5 shares and 166 shares held by his spouse, over which he disclaims Section 16 beneficial ownership except for any pecuniary interest.

Insights

Securities/Insider Transactions Analyst

TL;DR: Insider received vested RSUs and had shares withheld for taxes; modest net increase in direct holdings.

The Form 4 documents routine compensation-related activity: 748 RSUs vesting converted into shares (code M) with 295 shares withheld to cover taxes (code F). The exercise/vesting price shown as $0 for RSUs confirms these were compensation awards rather than purchases. The reported direct beneficial ownership of 7,799 shares contextualizes the insider's stake but does not indicate a material change in control or large market-moving sale.

Corporate Governance Specialist

TL;DR: Disclosure is consistent with standard executive compensation vesting and tax withholding; no governance red flags disclosed.

The filing provides transparent reporting of vested restricted stock units, tax-withheld shares, and allocations in the company 401(k) plan. The reporting person disclaims beneficial ownership except for pecuniary interest, which is a common disclaimer. There are no indications of transactions pursuant to 10b5-1 plans or any unusual off-market transfers in this filing.

Insider Trade Summary

Net Buyer: 453 shares

Net Buy 5 txns

Insider Greenberg Marc A

Role General Counsel and Secretary

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	748	$0.00	$0.00
Exercise	Common Stock	748	$55.89	$42K
Exercise Price or Tax Liability	Common Stock	295	$55.89	$16K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 747 shares (Direct); Common Stock — 7,504 shares (Direct); Common Stock — 58.5 shares (Indirect, By 401(k) Plan Trust); Common Stock — 166 shares (Indirect, By Spouse)

Footnotes (5)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
3. F3. The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
4. F4. Each RSU represents the right to receive, following vesting, one share of Common Stock.
5. F5. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Key Figures

RSUs converted: 748 shares Shares withheld for taxes: 295 shares Direct Common Stock holdings: 7,504 shares +3 more

6 metrics

RSUs converted 748 shares Restricted Stock Units vested and converted to Common Stock on September 11, 2025

Shares withheld for taxes 295 shares Common Stock withheld by issuer to satisfy tax withholding requirements; no shares sold

Direct Common Stock holdings 7,504 shares Post-transaction direct holdings of Marc A. Greenberg

Indirect 401(k) holdings 58.5 shares Allocation under Helios Technologies Inc. 401(k) Retirement Plan

Indirect spouse holdings 166 shares Common Stock held indirectly by spouse, with beneficial ownership disclaimed except for pecuniary interest

Per-share transaction price $55.89 per share Transaction price per share recorded for Common Stock associated with RSU vesting

Key Terms

Restricted Stock Units, 401(k) Retirement Plan, Section 16 beneficial ownership, pecuniary interest

4 terms

Restricted Stock Units financial

"Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

401(k) Retirement Plan financial

"Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan."

Section 16 beneficial ownership regulatory

"The reporting person disclaims Section 16 beneficial ownership over the securities reported"

pecuniary interest financial

"except to the extent of his pecuniary interest therein, if any."

FAQ

What did Helios Technologies (HLIO) insider Marc A. Greenberg report in this Form 4?

Marc A. Greenberg reported the vesting of 748 Restricted Stock Units into Common Stock on September 11, 2025. 295 shares were withheld to cover tax obligations, and his direct Common Stock holdings increased to 7,504 shares.

How many Helios Technologies (HLIO) shares does Marc A. Greenberg hold after the reported transactions?

Following the RSU vesting and tax withholding, Marc A. Greenberg holds 7,504 shares of Helios Technologies Common Stock directly, plus indirect interests in 58.5 shares via a 401(k) Plan trust and 166 shares held by his spouse.

Were any Helios Technologies (HLIO) shares sold in Marc A. Greenberg’s Form 4 filing?

No shares were sold; 295 shares of Common Stock were withheld by the issuer to satisfy tax withholding requirements tied to RSU vesting. This is characterized as a tax-withholding disposition rather than an open-market or private sale.

What are the terms of the Restricted Stock Units reported by Helios Technologies (HLIO)?

The RSUs were granted on September 11, 2024, with 50% of the awards vesting and converting into Common Stock on each of the first two anniversaries of the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting.

How does the Form 4 affect insider ownership structure at Helios Technologies (HLIO)?

The filing shows increased direct ownership of 7,504 shares for Marc A. Greenberg and indirect holdings of 58.5 shares via a 401(k) Plan and 166 shares by his spouse, with a Section 16 beneficial ownership disclaimer for indirect interests.

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Accepted by SEC EDGAR 09/15/2025 - 04:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Greenberg Marc A

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2025		M		748	A	$55.89	7,799	D
Common Stock	09/11/2025		F		295(1)	D	$55.89	7,504	D
Common Stock								58.5(2)	I	By 401(k) Plan Trust
Common Stock								166(3)	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(4)	09/11/2025		M			748	(5)	(5)	Common Stock	748	$0	747	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.

3. The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

4. Each RSU represents the right to receive, following vesting, one share of Common Stock.

5. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

	/s/ Marc Greenberg	09/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.