STOCK TITAN

HLIO director issued 862 restricted stock units valued $52.77

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Insider transaction by a director: A Form 4 reports that Laura D. Brown, a director of Helios Technologies, Inc. (HLIO), was issued 862 restricted stock units that convert to common shares upon vesting. The RSUs were recorded with a transaction date of 10/04/2025 at an implicit per-share value of $52.77, and increase her reported beneficial ownership to 15,167 shares. The filing shows the RSUs carry no expiration and convert one-for-one into common stock when vested. The Form 4 was signed by an attorney-in-fact on 10/07/2025. This is a non-derivative issuance of equity-based compensation to an insider rather than an open-market purchase or sale.

Positive

  • Director alignment via equity: 862 RSUs granted to a director strengthens management-shareholder alignment
  • Clear reporting: Form 4 discloses transaction date 10/04/2025 and price $52.77

Negative

  • Vesting details not disclosed, so timing and conditions for conversion to shares are unclear
  • Incremental dilution increases insider beneficial ownership to 15,167 shares (impact depends on total outstanding)

Insights

Director received equity compensation via 862 RSUs, modest dilution impact.

The issuance of $52.77-valued restricted stock units to a director is a standard form of equity compensation that aligns executive incentives with shareholders by converting to common shares on vesting. The filing shows 862 RSUs and no expiration, meaning these represent a forward entitlement to 862 shares when vesting conditions are met.

Key dependencies include the vesting schedule and performance or service conditions (not disclosed here). Investors should note this is compensation, not a market transaction, and the incremental ownership increase to 15,167 shares is small relative to typical public-company float, implying limited immediate dilution or control change within the near term.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Laura D

(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FL 34243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/04/2025 M 862 A $52.77 15,167 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/04/2025 M 862 (1) (1) Common Stock 862 $0 0 D
Explanation of Responses:
1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
/s/ Marc Greenberg, Attorney-in-Fact for Laura D. Brown 10/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did HLIO director Laura D. Brown receive on 10/04/2025?

She was issued 862 restricted stock units (RSUs) that convert one-for-one into common shares upon vesting.

What value is recorded for the RSUs in the Form 4 for HLIO?

The RSUs are reported with an implied price of $52.77 per share on 10/04/2025.

How many HLIO shares does Laura D. Brown beneficially own after the transaction?

The filing reports beneficial ownership of 15,167 shares following the RSU issuance.

Do the RSUs issued to the director expire?

No; the Form 4 states that upon vesting each RSU converts to one share and there is no expiration.

Was the Form 4 filed jointly or by a single reporting person?

The Form 4 was filed by one reporting person (individual filing).
Helios Technologies

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2.08B
32.54M
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Specialty Industrial Machinery
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United States
SARASOTA