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Helios Technologies (HLIO) CEO details RSU vesting and share withholding

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Helios Technologies, Inc.’s President and CEO reported routine equity transactions tied to restricted stock units (RSUs). On 01/03/2026, RSUs converted into 2,406 and 5,904 shares of common stock at a reference price of $54.71 per share. To cover tax withholding on these vestings, the issuer withheld 586 and 1,614 shares, so no shares were sold into the market.

After these transactions, the reporting person directly owned 15,934 shares of common stock and held 11,810 RSU-based derivative securities. Each RSU represents the right to receive one share of common stock after vesting, with 33-1/3% of the awards scheduled to vest and convert into stock on each anniversary of the grant date unless forfeited earlier.

Positive

  • None.

Negative

  • None.
Insider Bagan Sean
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 2,406 $0.00 --
Exercise Common Stock 5,904 $0.00 --
Exercise Common Stock 2,406 $54.71 $132K
Tax Withholding Common Stock 586 $54.71 $32K
Exercise Common Stock 5,904 $54.71 $323K
Tax Withholding Common Stock 1,614 $54.71 $88K
Holdings After Transaction: Restricted Stock Units — 2,406 shares (Direct); Common Stock — 11,810 shares (Direct)
Footnotes (1)
  1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bagan Sean
(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
(Street)
SARASOTA FL 34243
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/03/2026 M 2,406 A $54.71 12,230 D
Common Stock 01/03/2026 F 586(1) D $54.71 11,644 D
Common Stock 01/03/2026 M 5,904 A $54.71 17,548 D
Common Stock 01/03/2026 F 1,614(1) D $54.71 15,934 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(2) 01/03/2026 M 2,406 (3) (3) Common Stock 2,406 $0 2,406 D
Common Stock (2) 01/03/2026 M 5,904 (3) (3) Common Stock 5,904 $0 11,810 D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
/s/ Marc Greenberg, Attorney-in-fact for Sean Bagan 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Helios Technologies (HLIO) report on this Form 4?

The President and CEO of Helios Technologies, Inc. reported the vesting and conversion of restricted stock units into common stock on 01/03/2026, along with share withholdings to cover tax obligations.

How many Helios Technologies (HLIO) shares vested from RSUs on 01/03/2026?

Restricted stock units converted into 2,406 and 5,904 shares of Helios Technologies, Inc. common stock on 01/03/2026, as reported in the filing.

Were any Helios Technologies (HLIO) shares sold in the market in this Form 4?

No market sale occurred. The filing explains that 586 and 1,614 shares were withheld by the issuer solely to satisfy tax withholding requirements related to RSU vesting.

How many Helios Technologies (HLIO) shares does the insider own after these transactions?

Following the reported transactions, the President and CEO beneficially owned 15,934 shares of Helios Technologies, Inc. common stock in direct ownership form.

What are the vesting terms of the Helios Technologies (HLIO) RSUs in this filing?

The filing states that, unless forfeited earlier, 33-1/3% of the restricted stock unit awards vest and convert into common stock on each anniversary of the grant date.

How many Helios Technologies (HLIO) RSU-based derivative securities remain after the transactions?

After the reported activity, the insider held 11,810 RSU-based derivative securities, each representing the right to receive one share of Helios Technologies, Inc. common stock upon vesting.