Harmonic SVP exercises 3,750 RSUs, tax shares withheld
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
HARMONIC INC. SVP, Global Sales, Broadband Ronald J. Glahn reported transactions dated July 15, 2026. He acquired 3,750 shares of common stock through the exercise of restricted stock units at no cash cost, while 1,031 shares were withheld to satisfy tax obligations at $12.99 per share. After these transactions, he directly owned 41,536 shares of common stock and held 11,250 restricted stock units, each representing a contingent right to receive one share of HLIT common stock.
Insider Trade Summary
3,750 shares exercised/converted
Exercise
3 txns
Insider
Glahn Ronald J
Role
SVP, Global Sales, Broadband
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1 | 3,750 | $0.00 | $0.00 |
| Exercise | Common Stock | 3,750 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,031 | $12.99 | $13K |
Holdings After Transaction:
Restricted Stock Units — 11,250 contracts (Direct);
Common Stock — 41,536 shares (Direct)
Footnotes (1)
- F1. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Key Figures
Shares acquired via RSU exercise: 3,750 shares
Shares withheld for taxes: 1,031 shares
Tax withholding price: $12.99 per share
+2 more
5 metrics
Shares acquired via RSU exercise
3,750 shares
Common stock acquired on July 15, 2026 through exercise of restricted stock units
Shares withheld for taxes
1,031 shares
Tax-withholding disposition of common stock at $12.99 per share on July 15, 2026
Tax withholding price
$12.99 per share
Price used for 1,031-share tax-withholding disposition of common stock
Direct common shares after transactions
41,536 shares
Direct ownership of Harmonic common stock following July 15, 2026 transactions
Restricted stock units remaining
11,250 units
RSUs outstanding after exercising 3,750 units; each unit equals one share of common stock
Key Terms
Restricted Stock Units, tax-withholding disposition, derivative security
3 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What transactions did HLIT executive Ronald J. Glahn report on July 15, 2026?
Ronald J. Glahn reported exercising 3,750 restricted stock units into Harmonic common shares and a related tax-withholding of 1,031 shares at $12.99 per share, reflecting routine equity compensation activity rather than an open-market purchase or sale.
What are Ronald J. Glahn’s HLIT common stock holdings after the reported transactions?
Following the July 15, 2026 transactions, Ronald J. Glahn directly owned 41,536 shares of Harmonic common stock. This figure reflects the new shares received from the restricted stock unit exercise, net of the shares withheld for tax obligations.
How many restricted stock units does Ronald J. Glahn still hold in HLIT after these transactions?
After exercising part of his award, Ronald J. Glahn retained 11,250 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock, providing potential future share issuances as they vest or convert.
Were Ronald J. Glahn’s HLIT transactions open-market buys or sales?
The reported activity involved restricted stock unit exercises and a tax-withholding disposition of shares, not open-market trades. Shares were issued at no cash cost from equity awards, with a portion automatically withheld to satisfy tax liabilities.
AI-generated analysis. How Rhea-AI works. Not financial advice.
