STOCK TITAN

Harmonic (HLIT) CFO exercises 1,457 RSUs, 732 shares withheld for tax

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Harmonic Inc. Chief Financial Officer Walter Jankovic exercised 1,457 restricted stock units on June 11, 2026, receiving the same number of common shares. 732 shares of common stock were disposed of to cover tax obligations at $14.51 per share. After these transactions he directly holds 156,260 shares of Harmonic common stock and 5,828 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Jankovic Walter
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 1,457 $0.00 $0.00
Exercise Common Stock 1,457 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 732 $14.51 $11K
Holdings After Transaction: Restricted Stock Units — 5,828 shares (Direct); Common Stock — 156,260 shares (Direct)
Footnotes (1)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
RSUs exercised 1457.0000 units Restricted Stock Units exercised on June 11, 2026
Shares withheld for taxes 732.0000 shares Common shares disposed of for tax withholding on June 11, 2026
Tax withholding share price $14.5100 per share Price used for tax-withholding disposition of common stock
Direct common shares held 156,260 shares Common Stock directly owned after June 11, 2026 transactions
Remaining RSUs 5828.0000 units Restricted Stock Units remaining after the reported exercise
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"

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FAQ

What insider transaction did HLIT's CFO report on June 11, 2026?

Harmonic Inc. CFO Walter Jankovic exercised 1,457 restricted stock units on June 11, 2026, receiving an equal number of common shares. These RSUs convert one-for-one into HLIT common stock under the company’s equity compensation program.

How many HLIT shares were withheld for taxes in the CFO's Form 4?

The Form 4 shows 732 shares of common stock were disposed of to satisfy tax obligations at $14.51 per share. This transaction is coded as a tax-withholding disposition rather than an open-market sale.

How many HLIT shares does CFO Walter Jankovic hold after this filing?

After the reported transactions, Walter Jankovic directly holds 156,260 shares of Harmonic common stock. He also has 5,828 restricted stock units outstanding, each representing a contingent right to receive one HLIT share.

What type of securities did HLIT's CFO exercise in this Form 4?

He exercised Restricted Stock Units (RSUs), which are derivative awards that convert into common stock. Each RSU represents a contingent right to receive one share of HLIT common stock upon vesting and settlement.

Was the HLIT CFO's June 11, 2026 transaction under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not marked as affirmed, indicating these transactions were not reported as occurring under a pre-arranged Rule 10b5-1 trading plan, based on the filing’s plan-status indicator.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jankovic Walter

(Last)(First)(Middle)
2590 ORCHARD PARKWAY

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HARMONIC INC. [ HLIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026M1,457A$0156,992D
Common Stock06/11/2026F732D$14.51156,260D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$006/11/2026M1,45706/11/202506/11/2027Common Stock1,457$05,828D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
/s/ Wendi Ninh, Attorney-in-Fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)