STOCK TITAN

Hamilton Lane (HLNE) COO buys 1,283 Class A shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Hamilton Lane Inc. Chief Operating Officer Andrea Anigati Kramer made an open-market purchase of 1,283 shares of Class A common stock at $77.46 per share. Following this buy on June 11, 2026, she directly holds 87,350 Class A shares.

She also holds 135,970 shares of Class B common stock, which carry ten votes per share but minimal economic value. In addition, she has indirect interests in Class B and Class C Units of Hamilton Lane Advisors, L.L.C. and several tranches of performance stock, each generally convertible on a one-for-one basis into Class A shares if specified price or total shareholder return conditions are met through performance periods ending between 2029 and 2031.

Positive

  • None.

Negative

  • None.
Insider Kramer Andrea Anigati
Role Chief Operating Officer
Bought 1,283 shs ($99K)
Type Security Shares Price Value
Purchase Class A Common Stock 1,283 $77.46 $99K
holding Performance Stock -- -- --
holding Performance Stock -- -- --
holding Performance Stock -- -- --
holding Class B Units -- -- --
holding Class C Units -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 87,350 shares (Direct, null); Performance Stock — 5,435 shares (Direct, null); Class B Units — 135,970 shares (Indirect, See footnote); Class C Units — 195,317 shares (Indirect, See footnote); Class B Common Stock — 135,970 shares (Direct, null)
Footnotes (1)
  1. Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests upon the Issuer's Class A Shares achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031. Each share of performance stock represents a contingent right to receive one Class A Share of the Issuer. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieves a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2030. Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests upon the Issuer's Class A Shares achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029. Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for Class A Shares or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. Held on behalf of the reporting person by HL Management Investors, LLC.
Open-market purchase 1,283 shares Class A common stock bought on June 11, 2026
Purchase price $77.46/share Price paid for Class A shares in open market
Direct Class A holdings 87,350 shares Class A common stock held directly after transaction
Class B common stock 135,970 shares High-vote Class B common with ten votes per share
Class C Units underlying 195,317 shares Class A shares underlying Class C Units, indirect ownership
Class B Units underlying 135,970 shares Class A shares underlying Class B Units, indirect ownership
Performance stock tranche 13,044 shares Performance stock convertible into Class A, price-based vesting by Sept 16, 2031
TSR-based performance tranche 2,033 shares Performance stock vesting on TSR growth by Sept 16, 2030
performance stock financial
"Each share of performance stock represents a contingent right to receive one Class A Share."
total shareholder return (TSR) financial
"The performance stock vests ... if the Issuer's Class A Shares achieves a specified growth rate of TSR over the performance period."
Total shareholder return (TSR) measures how much an investment in a company's stock has grown over a specific period by combining the change in the share price and all dividends paid, expressed as a percentage. Think of it like tracking the total balance of a savings jar that increases both from added cash (dividends) and a rising sticker price on the jar (share price); investors use TSR to compare how well different stocks or managers deliver real, money-in-hand returns.
Class B common stock financial
"The Class B common stock does not carry economic value beyond the right to receive the par value..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class B Units financial
"the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable..."
Class C Units financial
"the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable..."
Exchange Agreement financial
"Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering..."
A written deal in which two parties agree to swap assets, securities or obligations under set terms—think of it as a formal swap or trade contract. For investors it matters because such agreements can change who owns what, alter a company’s capital structure, affect future cash flows or dilute existing shares, and therefore influence value and risk in a straightforward, contract-driven way.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kramer Andrea Anigati

(Last)(First)(Middle)
C/O HAMILTON LANE INCORPORATED
110 WASHINGTON STREET, SUITE 1300

(Street)
CONSHOHOCKEN PENNSYLVANIA 19428

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hamilton Lane INC [ HLNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026P1,283A$77.4687,350(1)D
Class B Common Stock135,970(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock(3) (3) (3)Class A Common Stock5,4355,435D
Performance Stock(4) (4) (4)Class A Common Stock2,0332,033D
Performance Stock(5) (5) (5)Class A Common Stock13,04413,044D
Class B Units(6) (6) (6)Class A Common Stock135,970135,970ISee footnote(7)
Class C Units(6) (6) (6)Class A Common Stock195,317195,317ISee footnote(7)
Explanation of Responses:
1. Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
2. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
3. Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests upon the Issuer's Class A Shares achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
4. Each share of performance stock represents a contingent right to receive one Class A Share of the Issuer. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieves a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2030.
5. Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests upon the Issuer's Class A Shares achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.
6. Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for Class A Shares or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
7. Held on behalf of the reporting person by HL Management Investors, LLC.
Remarks:
In addition to serving as an officer of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A Shares.
/s/ Lauren Platko, attorney-in-fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hamilton Lane (HLNE) report for Andrea Anigati Kramer?

Hamilton Lane reported that COO Andrea Anigati Kramer bought 1,283 Class A shares at $77.46 each. This open-market purchase on June 11, 2026 increased her direct Class A holdings to 87,350 shares, signaling an incremental increase in her equity exposure.

How many Hamilton Lane (HLNE) Class A shares does Andrea Anigati Kramer now hold directly?

After the reported transaction, Andrea Anigati Kramer holds 87,350 Class A common shares directly. This figure reflects her position following the 1,283-share open-market purchase at $77.46 per share recorded on June 11, 2026 in the Form 4 filing.

What is special about Hamilton Lane (HLNE) Class B common stock held by Andrea Anigati Kramer?

Her 135,970 shares of Class B common stock have limited economic value but provide ten votes per share on shareholder matters. On liquidation or exchange, they generally return only par value, making them primarily a high-vote governance instrument rather than an economic one.

What are Hamilton Lane (HLNE) Class B and Class C Units referenced in Andrea Anigati Kramer’s Form 4?

Class B and Class C Units of Hamilton Lane Advisors, L.L.C. are exchangeable one-for-one into Class A shares or cash under an Exchange Agreement. Upon exchanging a Class B Unit, the corresponding Class B common share is redeemed at par value and cancelled, simplifying the capital structure.

How do Hamilton Lane (HLNE) performance stock awards work for Andrea Anigati Kramer?

Each performance stock share represents a contingent right to receive one Class A share. Vesting depends on achieving specified Class A share price levels or total shareholder return growth, with performance periods ending on September 16, 2029, 2030, and 2031 for different tranches.

Are any of Andrea Anigati Kramer’s Hamilton Lane (HLNE) holdings unvested or contingent?

Yes. The filing notes unvested restricted stock under the 2017 Equity Incentive Plan and multiple performance stock tranches. These performance awards convert into Class A shares only if preset price or total shareholder return conditions are met within the stated performance periods.