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Hamilton Lane INC (HLNE) SEC Filings

HLNE NASDAQ
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Hamilton Lane Incorporated’s Board appointed Hartley R. Rogers Co-Chief Executive Officer on October 12, 2026, alongside Juan Delgado-Moreira. Rogers remains Chairman of the Board but no longer serves as Executive Co-Chairman; Erik R. Hirsch moved from Co-CEO to Executive Co-Chair and remains a director.

Hamilton Lane made no new compensatory arrangements with Rogers. If Hirsch is terminated without cause or resigns for good reason, certain outstanding and unvested time-based and performance-based restricted stock awards, carried interest awards and bonus amounts will be deemed fully vested or payable; LTIP performance goals remain subject to actual Company performance. A new cash incentive tied to certain future strategic technology investments will have a value determined by the Board. These terms are subject to Hirsch signing and not revoking a release of claims. The company expects to enter a side letter reflecting the changes and attach it to its Quarterly Report for the fiscal quarter ended September 30, 2026.

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Hamilton Lane Inc. (HLNE) reported that Chief Operating Officer Andrea Anigati Kramer received a grant of 22,252 shares of performance stock on September 16, 2026, each representing a contingent right to one Class A Share that vests based on total shareholder return or share-price hurdles with performance periods ending between 2029 and 2031. On the same date, 736 Class A Shares were delivered back to Hamilton Lane at $93.03 per share to cover withholding taxes on previously granted restricted stock awards, a non-market disposition. She also continues to hold multiple performance stock awards and indirect interests in Class B and Class C units of Hamilton Lane Advisors, L.L.C., which are exchangeable one-for-one into Class A Shares under an Exchange Agreement, and no Rule 10b5-1 trading plan is reported.

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Hamilton Lane INC (HLNE) reported that Chief Financial Officer Jeffrey Brian Armbrister received a grant of 22,252 shares of performance stock on September 16, 2026, each representing a contingent right to one Class A common share, vesting based on total shareholder return (TSR) performance through September 16, 2031.

On the same date, 393 Class A shares were withheld and delivered to the issuer at $93.03 per share to pay withholding taxes on vesting restricted stock awards, leaving 12,565 Class A shares held directly. He also holds multiple outstanding performance stock awards tied to specified TSR or share-price hurdles with performance periods ending in 2029, 2030, and 2031.

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Hamilton Lane Inc. (HLNE) reported that Chief Accounting Officer Carl Drew Thomas received new equity awards and made an employee share purchase. On September 16, 2026, he was granted 2,226 shares of performance stock, each representing a contingent right to receive one share of Class A common stock, vesting at the end of a performance period that runs through September 16, 2031 if the company’s Class A shares achieve a specified total shareholder return growth rate.

On June 30, 2026, he acquired 78 Class A shares at $67.01 per share under Hamilton Lane’s Employee Share Purchase Plan in a transaction exempt under Rule 16b-3(d), resulting in 1,924 Class A shares held directly, including unvested restricted stock granted under the 2017 Equity Incentive Plan. A separate performance stock position covers 1,356 underlying Class A shares with a performance period ending September 16, 2030. No Rule 10b5-1 trading plan is reported for these transactions.

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Hamilton Lane INC (symbol: HLNE) is the issuer of record for a Form 4 filing submitted to the SEC. VARON LESLIE F reported acquisition or exercise transactions in this Form 4 filing.

Hamilton Lane Inc. (HLNE) reported that director Leslie F. Varon received an award of 977 shares of Class A common stock on September 16, 2026. The shares were issued as restricted stock under Hamilton Lane’s Amended and Restated 2017 Equity Incentive Plan and vest one year from the grant date. After this award, Varon directly holds 10,635 Class A shares.

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Hamilton Lane INC (symbol: HLNE) is the issuer of record for a Form 4 filing submitted to the SEC. SEXTON O GRIFFITH reported acquisition or exercise transactions in this Form 4 filing.

Hamilton Lane Inc. (HLNE) director and more-than-10% beneficial owner O. Griffith Sexton received 1,953 shares of Class A common stock on September 16, 2026 as a restricted stock award under the company’s Amended and Restated 2017 Equity Incentive Plan for his board service; these shares vest one year from the grant date. Following this award, he holds 6,805 Class A shares directly, and also has significant indirect interests through multiple trusts, including Class B Units of Hamilton Lane Advisors, L.L.C. that are exchangeable on a one-for-one basis into Class A common stock, and Class B common stock that carries ten votes per share but only par-value economic rights.

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Hamilton Lane INC (symbol: HLNE) is the issuer of record for a Form 4 filing submitted to the SEC. SCHMERTZLER MICHAEL reported acquisition or exercise transactions in this Form 4 filing.

Hamilton Lane Inc. (HLNE) director and more-than-10% beneficial owner Michael Schmertzler received an award of 977 shares of Class A common stock on September 16, 2026 as restricted stock for his board service, at a stated price of $0.00 per share. The award was granted under Hamilton Lane’s Amended and Restated 2017 Equity Incentive Plan and vests one year from the grant date. Schmertzler is also reported as holding 600,000 shares of Class B common stock directly and 600,000 Class B Units of Hamilton Lane Advisors, L.L.C. indirectly through HLA Investments, LLC, each Class B Unit being exchangeable one-for-one into Class A common stock or, at the issuer’s election, for cash. The Class B common stock carries ten votes per share but only par value on liquidation or exchange, and the Class B Units have no expiration date. No transactions were reported under a Rule 10b5-1 trading plan.

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Hamilton Lane INC (HLNE) reports that Co-Chief Executive Officer Juan Delgado-Moreira made internal equity transfers on September 10, 2026. He gifted 50,000 Class A shares from his direct holdings to an entity wholly-owned by him and his spouse, which now holds those 50,000 shares indirectly for him. After the transfer, he directly owns 1,326,134 Class A shares, including unvested restricted stock under the 2017 Equity Incentive Plan, and indirectly owns 50,000 shares through the entity. He also holds performance stock representing 544,000 underlying Class A shares, which vest only if specified share-price targets are met before the performance period ends on September 16, 2031. No Rule 10b5-1 trading plan is reported for these transactions.

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Hamilton Lane Inc. (HLNE) reported the results of its 2026 Annual Meeting of Stockholders held on September 10, 2026. Stockholders elected three Class I directors—David J. Berkman, Juan Delgado-Moreira and O. Griffith Sexton—to three-year terms ending at the 2029 annual meeting.

Stockholders also approved, on an advisory and non-binding basis, the compensation of the company’s named executive officers. In addition, they ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2027.

As of the July 13, 2026 record date, there were 43,349,167 Class A shares with one vote per share and 11,836,450 Class B shares with 10 votes per share outstanding, for a total of 161,713,667 votes eligible; votes entitled to 133,447,702 were represented at the meeting.

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Hamilton Lane Incorporated reported results for the three months ended June 30, 2026, with total revenues of $275,331 thousand, driven by management and advisory fees of $161,367 thousand and a substantial increase in incentive fees to $113,964 thousand.

Net income attributable to Hamilton Lane Incorporated was $80,461 thousand, compared with $53,745 thousand a year earlier, and basic earnings per share of Class A common stock were $1.94 versus $1.30. Fee‑earning assets under management were $83,692 million as of June 30, 2026. Net cash provided by operating activities was $77,150 thousand, while the company repurchased 558,591 Class A shares for approximately $50,000 thousand and declared a quarterly dividend of $0.60 per share. Total assets were $2,538,747 thousand and total equity $1,692,121 thousand as of June 30, 2026.

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FAQ

How many Hamilton Lane (HLNE) SEC filings are available on StockTitan?

StockTitan tracks 71 SEC filings for Hamilton Lane (HLNE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Hamilton Lane (HLNE)?

The most recent SEC filing for Hamilton Lane (HLNE) was filed on October 15, 2026.