Hamilton Lane director gets 977 restricted shares

Hamilton Lane director Leslie F. Varon received a restricted stock grant that will vest in one year, increasing her direct Class A holdings to 10,635 shares.

Rhea-AI Filing Summary

Hamilton Lane INC (symbol: HLNE) is the issuer of record for a Form 4 filing submitted to the SEC. VARON LESLIE F reported acquisition or exercise transactions in this Form 4 filing.

Hamilton Lane Inc. (HLNE) reported that director Leslie F. Varon received an award of 977 shares of Class A common stock on September 16, 2026. The shares were issued as restricted stock under Hamilton Lane’s Amended and Restated 2017 Equity Incentive Plan and vest one year from the grant date. After this award, Varon directly holds 10,635 Class A shares.

Insider Trade Summary

Grant/Award: 977 shares

Grant/Award 1 txn

Insider VARON LESLIE F

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1	977	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 10,635 shares (Direct)

Footnotes (1)

1. F1. Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.

Key Figures

Restricted stock award: 977 shares Award price per share: $0.00 per share Post-award holdings: 10,635 shares +1 more

4 metrics

Restricted stock award 977 shares Class A common stock granted to Leslie F. Varon on September 16, 2026

Award price per share $0.00 per share Reported value for the restricted stock award

Post-award holdings 10,635 shares Leslie F. Varon’s direct Class A holdings after the transaction

Vesting period 1 year Restricted shares vest one year from the September 16, 2026 grant date

Key Terms

restricted stock, Amended and Restated 2017 Equity Incentive Plan, vest

3 terms

restricted stock financial

"pursuant to an award of restricted stock under the Issuer's Amended"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Amended and Restated 2017 Equity Incentive Plan financial

"under the Issuer's Amended and Restated 2017 Equity Incentive Plan"

vest financial

"The shares vest one year from the transaction date"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Hamilton Lane (HLNE) disclose in this Form 4 for Leslie F. Varon?

Hamilton Lane reported that director Leslie F. Varon received an award of 977 shares of Class A common stock as restricted stock on September 16, 2026 under the company’s Amended and Restated 2017 Equity Incentive Plan.

How many Hamilton Lane (HLNE) shares were granted to Leslie F. Varon and at what price?

Leslie F. Varon was granted 977 shares of Hamilton Lane Class A common stock. The grant is reported at a price of $0.00 per share, consistent with a restricted stock award provided as compensation rather than a market purchase.

When do the newly granted HLNE restricted shares to Leslie F. Varon vest?

The 977 restricted shares granted to Leslie F. Varon vest one year from the transaction date of September 16, 2026, according to the award terms under Hamilton Lane’s Amended and Restated 2017 Equity Incentive Plan.

What is Leslie F. Varon’s Hamilton Lane (HLNE) share ownership after this Form 4 transaction?

Following this restricted stock award, Leslie F. Varon directly owns 10,635 shares of Hamilton Lane Class A common stock, as reported in the Form 4’s post-transaction holdings field.

Was Leslie F. Varon’s HLNE stock award made under a Rule 10b5-1 trading plan?

No Rule 10b5-1 trading plan is indicated. The filing’s plan checkbox is not affirmed, and the footnote describes the grant as an award of restricted stock for board service, not as a trade under a pre-arranged plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 04:43 PM Accepted by SEC EDGAR 09/18/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

VARON LESLIE F

(Last) (First) (Middle)

C/O HAMILTON LANE INCORPORATED

110 WASHINGTON STREET, SUITE 1300

(Street)

CONSHOHOCKEN PENNSYLVANIA 19428

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hamilton Lane INC [ HLNE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/16/2026		A		977(1)	A	$0	10,635	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.

Remarks:

	/s/ Lydia Gavalis, attorney-in-fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)