Hamilton Lane co-CEO gifts 50,000 Class A shares
Hamilton Lane’s Co-CEO shifted 50,000 Class A shares to a family entity and retains large direct and performance-based equity holdings.
Rhea-AI Filing Summary
Hamilton Lane INC (HLNE) reports that Co-Chief Executive Officer Juan Delgado-Moreira made internal equity transfers on September 10, 2026. He gifted 50,000 Class A shares from his direct holdings to an entity wholly-owned by him and his spouse, which now holds those 50,000 shares indirectly for him. After the transfer, he directly owns 1,326,134 Class A shares, including unvested restricted stock under the 2017 Equity Incentive Plan, and indirectly owns 50,000 shares through the entity. He also holds performance stock representing 544,000 underlying Class A shares, which vest only if specified share-price targets are met before the performance period ends on September 16, 2031. No Rule 10b5-1 trading plan is reported for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
100,000 shares gifted
Gift
3 txns
Insider
Delgado-Moreira Juan
Role
Co-Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Class A Common Stock F1, F2 | 50,000 | $0.00 | $0.00 |
| Gift | Class A Common Stock F1, F3 | 50,000 | $0.00 | $0.00 |
| holding | Performance Stock F4 | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 1,326,134 shares (Direct);
Class A Common Stock — 50,000 shares (Indirect, See footnote.);
Performance Stock — 544,000 contracts (Direct)
Footnotes (4)
- F1. This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse.
- F2. Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
- F3. These securities are held by an entity wholly-owned by the reporting person and his spouse.
- F4. Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
Key Figures
Gifted shares: 50,000 shares
Direct Class A holdings after transfer: 1,326,134 shares
Indirect Class A holdings: 50,000 shares
+3 more
6 metrics
Gifted shares
50,000 shares
Bona fide gift of Class A Common Stock on September 10, 2026
Direct Class A holdings after transfer
1,326,134 shares
Direct Class A Common Stock owned after September 10, 2026 transactions, including unvested restricted stock
Indirect Class A holdings
50,000 shares
Class A shares held by an entity wholly-owned by the reporting person and spouse
Performance stock underlying shares
544,000 shares
Underlying Class A Common Stock represented by performance stock held directly
Performance stock period end
September 16, 2031
End of performance period for vesting of performance stock
Total gifted shares reported
100,000 shares
Aggregate of two bona fide gift entries (50,000 disposed directly, 50,000 acquired indirectly) in the transaction summary
Key Terms
bona fide gift, Performance stock, unvested restricted stock, 2017 Equity Incentive Plan, +1 more
5 terms
bona fide gift regulatory
"The transaction code is reported as a bona fide gift."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Performance stock financial
"Each share of performance stock represents a contingent right to receive"
unvested restricted stock financial
"Includes unvested restricted stock granted under the Issuer's 2017"
2017 Equity Incentive Plan financial
"granted under the Issuer's 2017 Equity Incentive Plan."
beneficially owns more than 10% regulatory
"member of a group that beneficially owns more than 10% of the Issuer's"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity transfer did Hamilton Lane (HLNE) Co-CEO Juan Delgado-Moreira report?
He reported a bona fide gift transfer of 50,000 Class A Common shares on September 10, 2026, from his direct holdings to an entity wholly-owned by him and his spouse, changing the form of ownership from direct to indirect.
What indirect holdings in HLNE does Delgado-Moreira report?
He reports 50,000 Class A Common shares held indirectly through an entity that is wholly-owned by him and his spouse. These shares were received as part of the bona fide gift on September 10, 2026.
What performance stock position in Hamilton Lane (HLNE) does Delgado-Moreira hold?
He holds performance stock tied to 544,000 underlying Class A shares. Each performance stock share is a contingent right to one Class A share, vesting only if specified share-price conditions are met before the performance period ends on September 16, 2031.
Were Hamilton Lane (HLNE) insider transactions under a Rule 10b5-1 plan?
No. The filing indicates no Rule 10b5-1 trading plan for these transactions; the plan-related checkbox is not marked, and there is no footnote stating that they were made under such a plan.
Does Delgado-Moreira still qualify as a 10% owner of Hamilton Lane (HLNE)?
Yes. The filing notes he is a member of a group that beneficially owns more than 10% of Hamilton Lane’s Class A shares, in addition to serving as an officer and director.
AI-generated analysis. How Rhea-AI works. Not financial advice.
