STOCK TITAN

HMH CCO has 4,145 shares withheld for taxes

HMH’s Chief Commercial Officer had shares withheld to cover taxes on RSU vesting, leaving a reported direct holding of 68,643 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HMH Holding Inc (HMH) reported that Chief Commercial Officer Roy A. Dyrseth had 4,145 shares of Class A common stock withheld on September 1, 2026 to satisfy tax withholding obligations upon the vesting of restricted stock units. The shares were withheld at $19.26 per share, leaving him with 68,643 shares held directly after this tax-withholding disposition, which was approved by the board of directors under Rule 16b-3.

Positive

  • None.

Negative

  • None.
Insider Dyrseth Roy A.
Role Chief Commercial Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1 4,145 $19.26 $80K
Holdings After Transaction: Class A Common Stock — 68,643 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of Class A common stock, par value $0.01 per share of the Issuer withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. This net settlement was approved by the board of directors of the Issuer pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
Shares withheld for tax 4,145 shares Class A Common Stock withheld on September 1, 2026 for tax withholding obligations
Per-share value for tax withholding $19.26 per share Value applied to the 4,145 shares withheld on September 1, 2026
Shares held after transaction 68,643 shares Direct holdings of Roy A. Dyrseth following the September 1, 2026 disposition
restricted stock units financial
"tax withholding obligations upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"This net settlement was approved by the board of directors"
Rule 16b-3 regulatory
"approved by the board of directors of the Issuer pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
tax withholding obligations financial
"withheld to satisfy tax withholding obligations upon the vesting"

FAQ

What insider transaction did HMH (HMH) report for Roy A. Dyrseth?

HMH reported that Chief Commercial Officer Roy A. Dyrseth had 4,145 shares of Class A common stock withheld on September 1, 2026 to satisfy tax withholding obligations upon the vesting of restricted stock units.

At what price were HMH (HMH) shares withheld for Roy A. Dyrseth’s tax obligations?

The withheld HMH shares were valued at $19.26 per share in connection with the tax-withholding disposition related to the vesting of restricted stock units.

How many HMH (HMH) shares does Roy A. Dyrseth hold after this Form 4 transaction?

After the tax-withholding disposition, Roy A. Dyrseth is reported to hold 68,643 shares of HMH Class A common stock directly.

Was the HMH (HMH) insider tax-withholding transaction part of a Rule 10b5-1 plan?

No. The filing does not report a Rule 10b5-1 trading plan for this transaction, and the document-level checkbox for such a plan is not affirmed.

How was the HMH (HMH) insider tax-withholding transaction authorized?

The disposition represents shares withheld to satisfy tax withholding obligations upon RSU vesting and was approved by the board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dyrseth Roy A.

(Last)(First)(Middle)
3300 NORTH SAM HOUSTON PARKWAY EAST

(Street)
HOUSTON TEXAS 77032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HMH Holding Inc [ HMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026F4,145(1)D$19.2668,643D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Class A common stock, par value $0.01 per share of the Issuer withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. This net settlement was approved by the board of directors of the Issuer pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
Remarks:
/s/ Dwight W. Rettig, Attorney-in-Fact09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)