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[Form 3] Horace Mann Educators Corporation Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Steven R. Chauby, identified as an Officer (Chief Marketing Officer) of Horace Mann Educators Corp (HMN), filed an Initial Statement of Beneficial Ownership (Form 3) reporting his holdings following an event on 08/11/2025. The filing discloses 1,296.023 shares of the issuer's common stock held directly and an additional 500 shares held indirectly through his domestic partner. The Form 3 was signed by an attorney-in-fact on 08/21/2025.

The filing is a routine Section 16 disclosure that makes the officer's ownership transparent to investors and regulators. It does not include derivative positions, amendments, or other transactions beyond the direct and indirect common stock amounts stated.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine insider ownership disclosure showing modest direct and indirect holdings by the CMO; no derivatives or material transactions reported.

The Form 3 reports 1,296.023 directly held shares and 500 indirectly held shares via a domestic partner. For a public company, these amounts are relatively small and represent basic transparency rather than a material change to capitalization or control. There are no derivative securities, option grants, or large transfers disclosed that would affect dilution or signal a material corporate event. The filing meets Section 16 initial reporting requirements and does not, on its face, alter the investment thesis.

TL;DR: Compliance-focused filing that documents officer ownership; procedural and non-material in investor-impact terms.

The disclosure properly identifies the reporting person as an officer (Chief Marketing Officer) and lists both direct and indirect beneficial ownership, including the domestic partner relationship for the 500 shares. The Form 3 was signed by an attorney-in-fact, which is acceptable if authorized. There are no indications of required amendments, related-party transactions, or governance actions. This is a standard governance transparency step without material governance implications.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chauby Steven R

(Last) (First) (Middle)
1 HORACE MANN PLAZA

(Street)
SPRINGFIELD IL 62715

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025
3. Issuer Name and Ticker or Trading Symbol
HORACE MANN EDUCATORS CORP /DE/ [ HMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,296.023 D
Common Stock 500 I By Domestic Partner
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Linea K. Michael, Attorney in Fact for Steven R. Chauby 08/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for HMN disclose about Steven R. Chauby's holdings?

The Form 3 discloses 1,296.023 shares directly and 500 shares indirectly (held by a domestic partner) of Horace Mann Educators Corp common stock.

What is Steven R. Chauby's role at Horace Mann (HMN) as reported on the Form 3?

The filing identifies Steven R. Chauby as an Officer with the title Chief Marketing Officer.

When did the event requiring the Form 3 occur and when was the form signed?

The event date reported is 08/11/2025, and the Form 3 was signed by an attorney-in-fact on 08/21/2025.

Does the Form 3 show any derivative securities or option holdings for the reporting person?

No. The filing shows no derivative securities, options, or convertible instruments; only common stock holdings are reported.

Was the Form 3 filed jointly or by a single reporting person?

The filing indicates it was submitted by one reporting person (Form filed by One Reporting Person checked).
Horace Mann Educators Corp

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