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Hallador Energy (HNRG) director Barbara Ann Sugg files Form 3 showing no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Hallador Energy (HNRG) director reports no share ownership. Barbara Ann Sugg, identified as a director of Hallador Energy Company, filed an initial Form 3 stating that she beneficially owns no non-derivative or derivative securities of the company. The statement relates to an event dated 01/01/2026 and confirms that, as of that date, she did not hold Hallador Energy stock or related derivative instruments in either direct or indirect form.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sugg Barbara Ann

(Last) (First) (Middle)
2 CANYON RIDGE COURT

(Street)
LITTLE ROCK AR 72223

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
HALLADOR ENERGY CO [ HNRG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Barbara Ann Sugg 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed this Form 3 for Hallador Energy (HNRG)?

The Form 3 was filed by Barbara Ann Sugg, who is reported as a director of Hallador Energy Company.

What does this Form 3 disclose about Barbara Ann Sugg’s HNRG holdings?

It discloses that no securities are beneficially owned by Barbara Ann Sugg, meaning she reported holding no Hallador Energy shares or derivative securities.

As of what date does the ownership information for Barbara Ann Sugg apply for HNRG?

The ownership information applies as of the 01/01/2026 event date specified in the Form 3.

Does Barbara Ann Sugg report any indirect ownership of HNRG shares?

No. The Form 3 tables for both non-derivative and derivative securities show no positions, and the explanation states that no securities are beneficially owned.

Is Barbara Ann Sugg reported as a 10% owner of Hallador Energy (HNRG)?

No. She is identified as a director only, with the 10% owner box not selected on the Form 3.

Are there any transactions reported in this HNRG Form 3 filing?

No transactions are reported. The filing simply establishes that the reporting person currently has no beneficial ownership of Hallador Energy securities.
Hallador Energy Company

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