Honeywell (HON) VP Mailloux sells 5,274 shares under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Honeywell International vice president and controller Robert D. Mailloux reported an options exercise and related share sale. On 02/06/2026 he exercised 5,274 employee stock options at an exercise price of $171.50 per share, receiving the same number of Honeywell common shares.
That same day, he sold 5,274 common shares at $239 per share under a pre-arranged Rule 10b5-1 trading plan adopted on August 26, 2025. After these transactions, he directly holds 4,803 common shares, 586.517 shares indirectly in a 401(k) plan, and 5,757 employee stock options.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 5,274 shares ($1,260,486)
Net Sell
4 txns
Insider
Mailloux Robert D.
Role
Vice President & Controller
Sold
5,274 shs ($1.26M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Options (right to buy) | 5,274 | $0.00 | -- |
| Exercise | Common Stock | 5,274 | $171.50 | $904K |
| Sale | Common Stock | 5,274 | $239.00 | $1.26M |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Options (right to buy) — 5,757 shares (Direct);
Common Stock — 10,077 shares (Direct);
Common Stock — 586.517 shares (Indirect, Held in 401k plan)
Footnotes (1)
- The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2025. All stock options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price based on an applicable adjustment ratio for the Solstice Advanced Materials spin-off that occurred on October 30, 2025. The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/14/2021.
FAQ
What insider transaction did HON executive Robert D. Mailloux report?
Robert D. Mailloux reported exercising 5,274 employee stock options and selling 5,274 Honeywell common shares. The options were exercised at $171.50 per share, and the shares were sold at $239 per share, all on February 6, 2026 under a Rule 10b5-1 plan.
Was the HON insider sale by Mailloux under a Rule 10b5-1 plan?
Yes. The filing states the option exercise and related sale were effected under a Rule 10b5-1 trading plan adopted by Mailloux on August 26, 2025. Such plans allow pre-scheduled trades, helping insiders diversify holdings while reducing concerns about trading on nonpublic information.
What type of derivative security did HON executive Mailloux exercise?
He exercised employee stock options described as a right to buy Honeywell common stock. These options covered 5,274 underlying shares at an exercise price of $171.50. Following the exercise, he still holds 5,757 employee stock options, which were granted under Honeywell’s 2016 Stock Incentive Plan.
How were Mailloux’s Honeywell stock options affected by the Solstice spin-off?
The filing notes all stock options held by Mailloux were adjusted for the Solstice Advanced Materials spin-off on October 30, 2025. The adjustment increased the number of option shares and reduced the exercise price, based on an applicable adjustment ratio tied to that corporate transaction.