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Honeywell (HON) discloses RSU conversion to Solstice and director exit

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell International (HON) filed a Form 4 disclosing a derivative equity change tied to its spinoff of Solstice Advanced Materials Inc. On October 30, 2025, Director Rose Lee had 580 Restricted Stock Units converted into a Solstice Advanced Materials award of equivalent value. The filing states the vesting terms are unchanged and all units will vest on April 15, 2026.

Following the transaction, the number of derivative securities beneficially owned was reported as 0, with ownership listed as direct. The filing also notes that Rose Lee resigned as a Director of Honeywell as of October 30, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Rose

(Last) (First) (Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/30/2025 D(2) 580 (2) (2) Common Stock 580 $0 0 D
Explanation of Responses:
1. Instrument converts to common stock on a one-for-one basis.
2. The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.
Remarks:
In connection with the previously announced spinoff of Solstice Advanced Materials Inc. from Honeywell International Inc. ("HON"), Rose Lee resigned as a Director of HON as of October 30, 2025.
Richard Kent for Rose Lee 10/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did HON disclose in this Form 4?

The filing reports that 580 RSUs held by Director Rose Lee were converted into a Solstice Advanced Materials award on October 30, 2025, tied to HON’s spinoff.

What are the vesting terms after the RSU conversion for HON?

The filing states vesting is unchanged; all units will vest on April 15, 2026.

Did the reporting person remain a director of Honeywell (HON)?

No. The filing notes Rose Lee resigned as a Director of Honeywell as of October 30, 2025.

How many derivative securities were held after the transaction?

The Form 4 shows 0 derivative securities beneficially owned following the reported transaction.

What was the nature of the security in the HON Form 4?

It involved Restricted Stock Units that convert to common stock one-for-one, per the explanation.

What corporate action is referenced in the HON filing?

It references the spinoff of Solstice Advanced Materials Inc. from Honeywell International Inc.
Honeywell Intl Inc

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