STOCK TITAN

HON insider reports RSU conversion; broker errors reversed

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Honeywell (HON) officer Kenneth J. West reported routine equity activity on Form 4. On 10/02/2025, 950 restricted stock units converted to common stock (code M), and 443 shares were withheld to cover taxes at $211.55 (code F). Two small trades of 3 shares each on 09/18/2025 at $212.41 (A) and 09/23/2025 at $209.63 (D) were noted as broker errors and reversed (code J).

Following these transactions, beneficial ownership was 2,020 shares direct and 611.0189 indirect in a 401(k). RSUs remaining totaled 1,822, with 911 vesting on each of October 2, 2025, 2026, and 2027.

Positive

  • None.

Negative

  • None.
Insider West Kenneth J
Role President and CEO, ESS
Type Security Shares Price Value
Exercise Restricted Stock Units 950 $0.00 --
Exercise Common Stock 950 $0.00 --
Tax Withholding Common Stock 443 $211.55 $94K
Other Common Stock 3 $209.63 $628.89
Other Common Stock 3 $212.41 $637.23
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,822 shares (Direct); Common Stock — 2,463 shares (Direct); Common Stock — 611.019 shares (Indirect, Held in 401k plan)
Footnotes (1)
  1. Instrument converts to common stock on a one-for-one basis. These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed. Includes the reinvestment of dividend equivalents into 39 additional restricted stock units. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Kenneth J

(Last) (First) (Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO, ESS
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2025 M 950 A (1) 2,463 D
Common Stock 10/02/2025 F 443 D $211.55 2,020 D
Common Stock 09/18/2025 J(2) 3 A $212.41 2,023 D
Common Stock 09/23/2025 J(2) 3 D $209.63 2,020 D
Common Stock 611.0189 I Held in 401k plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/02/2025 M 950(3) (4) (4) Common Stock 950(3) $0 1,822 D
Explanation of Responses:
1. Instrument converts to common stock on a one-for-one basis.
2. These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed.
3. Includes the reinvestment of dividend equivalents into 39 additional restricted stock units.
4. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.
Remarks:
Richard Kent for Kenneth J. West 10/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did HON insider Kenneth J. West report on this Form 4?

Settlement of 950 RSUs into common stock on 10/02/2025 (code M) and tax withholding of 443 shares at $211.55 (code F).

Were there any other trades disclosed for HON?

Yes. Two 3-share transactions on 09/18/2025 at $212.41 (A) and 09/23/2025 at $209.63 (D) were broker errors and reversed (code J).

What is the insider’s beneficial ownership after the transactions?

2,020 shares direct and 611.0189 shares indirect held in a 401(k).

How many derivative securities (RSUs) remain for the HON insider?

Remaining RSUs total 1,822.

What is the vesting schedule for the RSUs?

Under the 2016 plan, 911 units vest on each of Oct 2, 2025, Oct 2, 2026, and Oct 2, 2027.

What position does the reporting person hold at HON?

Officer: President and CEO, ESS.