HON insider reports RSU conversion; broker errors reversed
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Honeywell (HON) officer Kenneth J. West reported routine equity activity on Form 4. On 10/02/2025, 950 restricted stock units converted to common stock (code M), and 443 shares were withheld to cover taxes at $211.55 (code F). Two small trades of 3 shares each on 09/18/2025 at $212.41 (A) and 09/23/2025 at $209.63 (D) were noted as broker errors and reversed (code J).
Following these transactions, beneficial ownership was 2,020 shares direct and 611.0189 indirect in a 401(k). RSUs remaining totaled 1,822, with 911 vesting on each of October 2, 2025, 2026, and 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
950 shares exercised/converted
Mixed
6 txns
Insider
West Kenneth J
Role
President and CEO, ESS
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 950 | $0.00 | -- |
| Exercise | Common Stock | 950 | $0.00 | -- |
| Tax Withholding | Common Stock | 443 | $211.55 | $94K |
| Other | Common Stock | 3 | $209.63 | $628.89 |
| Other | Common Stock | 3 | $212.41 | $637.23 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,822 shares (Direct);
Common Stock — 2,463 shares (Direct);
Common Stock — 611.019 shares (Indirect, Held in 401k plan)
Footnotes (1)
- Instrument converts to common stock on a one-for-one basis. These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed. Includes the reinvestment of dividend equivalents into 39 additional restricted stock units. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.
FAQ
What did HON insider Kenneth J. West report on this Form 4?
Settlement of 950 RSUs into common stock on 10/02/2025 (code M) and tax withholding of 443 shares at $211.55 (code F).
Were there any other trades disclosed for HON?
Yes. Two 3-share transactions on 09/18/2025 at $212.41 (A) and 09/23/2025 at $209.63 (D) were broker errors and reversed (code J).
What is the insider’s beneficial ownership after the transactions?
2,020 shares direct and 611.0189 shares indirect held in a 401(k).
How many derivative securities (RSUs) remain for the HON insider?
Remaining RSUs total 1,822.
What is the vesting schedule for the RSUs?
Under the 2016 plan, 911 units vest on each of Oct 2, 2025, Oct 2, 2026, and Oct 2, 2027.
What position does the reporting person hold at HON?
Officer: President and CEO, ESS.