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Honeywell (NYSE: HON) senior legal executive receives performance-based stock unit grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lu Su Ping reported acquisition or exercise transactions in this Form 4 filing.

Honeywell International senior vice president and general counsel Su Ping Lu received equity awards in the form of restricted stock units on June 29, 2026. The grants cover 1,895 and 1,896 restricted stock units, each convertible into Honeywell common stock on a one-for-one basis under the company’s stock incentive plan.

One award reflects performance share units that vested upon completion of the Honeywell Aerospace Inc. spin-off on June 29, 2026, while another consists of performance share units scheduled to vest on June 29, 2027. Both awards were adjusted to reflect the spin-off and Honeywell’s reverse stock split.

Positive

  • None.

Negative

  • None.
Insider Lu Su Ping
Role SrVP, General Counsel, CorpSec
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,896 $0.00 $0.00
Grant/Award Restricted Stock Units 1,895 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 3,791 shares (Direct)
Footnotes (3)
  1. F1. Instrument converts to common stock, par value $1.00 per share ('Common Stock'), of Honeywell International Inc. ('Honeywell') on a one-for-one basis.
  2. F2. Performance share units ('PSUs') granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (the 'Plan'), which vested upon the successful completion of the spin-off of Honeywell Aerospace Inc. ('HONA') from Honeywell on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
  3. F3. PSUs granted under the Plan, with vesting on June 29, 2027 (i.e., the first anniversary of the successful completion of the spin-off of HONA from Honeywell on June 29, 2026), which were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
RSU grant size 1 1,895 restricted stock units Award reported as of June 29, 2026
RSU grant size 2 1,896 restricted stock units Award reported as of June 29, 2026
Conversion ratio 1 unit per 1 common share Instrument converts to Honeywell common stock
Spin-off completion date June 29, 2026 HONA spin-off completion triggering PSU vesting
Future vesting date June 29, 2027 Scheduled vesting for PSUs under the Plan
Restricted Stock Units financial
"The grants cover 1,895 and 1,896 restricted stock units, each convertible"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance share units financial
"Performance share units ('PSUs') granted under the 2016 Stock Incentive Plan"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
2016 Stock Incentive Plan financial
"PSUs granted under the 2016 Stock Incentive Plan of Honeywell International Inc."
spin-off financial
"which vested upon the successful completion of the spin-off of Honeywell Aerospace Inc."
A spin-off happens when a company creates a new, independent business by separating part of itself, like splitting off a division into its own company. This often happens so the new company can focus better on its own goals or attract different investors. It matters because it can lead to more growth opportunities and clearer focus for both companies.
reverse stock split financial
"were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction did HON executive Su Ping Lu report on this Form 4?
Su Ping Lu reported receiving two grants of restricted stock units on June 29, 2026. The awards cover 1,895 and 1,896 units, each convertible into Honeywell common stock on a one-for-one basis under the company’s stock incentive plan.

How many restricted stock units were granted to HON’s senior vice president and general counsel?
The executive received 1,895 restricted stock units in one award and 1,896 restricted stock units in another. Together, these derivative awards represent potential future delivery of Honeywell common stock on a one-for-one conversion basis, subject to the plan’s vesting conditions.

How do the HON restricted stock units granted to Su Ping Lu convert into common stock?
Each restricted stock unit converts into one share of Honeywell common stock. The Form 4 footnotes state the instrument converts to common stock, par value $1.00 per share, on a one-for-one basis under Honeywell’s stock incentive plan terms.

What role did the Honeywell Aerospace Inc. spin-off play in these HON equity awards?
Some performance share units vested upon completion of the Honeywell Aerospace Inc. spin-off on June 29, 2026. The awards were adjusted to reflect this spin-off and further adjusted for Honeywell’s reverse stock split, according to the Form 4 footnotes.

When will part of Su Ping Lu’s HON performance share units vest?
A portion of the performance share units is scheduled to vest on June 29, 2027. This date is the first anniversary of the successful completion of the Honeywell Aerospace Inc. spin-off and is specified in the Form 4 footnotes as the vesting date.

Are the HON equity awards to Su Ping Lu open-market purchases or compensation grants?
The awards are compensation-related grants, not open-market purchases. The transactions are coded as “A” for grant, award, or other acquisition of restricted stock units under Honeywell’s 2016 Stock Incentive Plan for the executive and its affiliates.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Su Ping
(Last)(First)(Middle)
855 S. MINT STREET
(Street)
CHARLOTTE NORTH CAROLINA 28202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SrVP, General Counsel, CorpSec
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/29/2026A(2)1,896 (2) (2)Common Stock1,896$01,896D
Restricted Stock Units(1)06/29/2026A(3)1,895 (3) (3)Common Stock1,895$01,895D
Explanation of Responses:
1. Instrument converts to common stock, par value $1.00 per share ('Common Stock'), of Honeywell International Inc. ('Honeywell') on a one-for-one basis.
2. Performance share units ('PSUs') granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (the 'Plan'), which vested upon the successful completion of the spin-off of Honeywell Aerospace Inc. ('HONA') from Honeywell on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
3. PSUs granted under the Plan, with vesting on June 29, 2027 (i.e., the first anniversary of the successful completion of the spin-off of HONA from Honeywell on June 29, 2026), which were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
Remarks:
Richard Kent for Su Ping Lu07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR