HOOD (HOOD) insider 10b5-1 sale reports 52,540 shares sold

Rhea-AI Filing Summary

HOOD reported an insider sale under a 10b5-1 plan. The filing shows a 10b5-1 sale of 52,540 shares of Common stock on 02/03/2026 with proceeds of $4,613,285.21. The notice also lists 8,540 Restricted Stock Units dated 03/01/2026.

Insights

Securities Compliance Counsel

Routine 10b5-1 disposition disclosed; no new operational metrics.

The filing documents a planned sale executed under a 10b5-1 arrangement: 52,540 shares sold on 02/03/2026 for $4,613,285.21. This is a disclosure of an insider liquidity event rather than a corporate financial development.

Compliance implications are limited: confirm plan timing and adherence to trading-plan terms in subsequent filings. No company proceeds are reported because this is a selling‑holder transaction.

Key Figures

Shares sold under 10b5-1: 52,540 shares Proceeds from sale: $4,613,285.21 Restricted Stock Units listed: 8,540 RSUs

3 metrics

Shares sold under 10b5-1 52,540 shares sale date <date>02/03/2026</date>

Proceeds from sale $4,613,285.21 proceeds reported alongside 02/03/2026 sale

Restricted Stock Units listed 8,540 RSUs RSUs dated <date>03/01/2026</date>

Key Terms

10b5-1 plan, Form 144, Restricted Stock Units

3 terms

10b5-1 plan regulatory

"10b5-1 Sales for STEVEN QUIRK 85 Willow Road"

A 10b5-1 plan is a pre-arranged strategy that allows company insiders to buy or sell their shares at predetermined times and prices, even while they are aware of confidential information. It acts like a scheduled appointment for trading, helping ensure transactions happen transparently and legally, which can reassure investors that trades are not based on insider knowledge.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 8540 | 03/01/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 04:55 PM Learn about SEC filing dates

FAQ

What does the HOOD Form 144 disclose about the insider sale?

The Form 144 reports a 10b5-1 sale of 52,540 shares on 02/03/2026 with proceeds of $4,613,285.21. It is a regulatory notice of an insider disposition executed under a prearranged plan.

Does the Form 144 indicate company proceeds to HOOD from the sale?

No. The filing shows a selling‑holder transaction under a 10b5-1 plan; proceeds are tied to the insider sale. The document does not state that the company received any proceeds.

What securities are listed besides the sold shares in the HOOD filing?

The filing lists 8,540 Restricted Stock Units dated 03/01/2026 under the securities-to-be-sold section. These RSUs are noted separately from the 10b5-1 sale of common shares.

Who executed the sales reported in the HOOD Form 144?

The remark identifies the sales as 10b5-1 sales for Steven Quirk, with an address provided. The filing attributes the transaction and the 10b5-1 plan to that reporting person.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8540	675428.60	790054654	04/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Units	Issuer			8540	03/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for STEVEN QUIRK 85 Willow Road Menlo Park CA 94025	Common	02/03/2026	52540	4613285.21

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)