Robinhood Markets, Inc. SEC Filings

Robinhood Markets director Meyer Malka, through investment entities associated with Bullfrog Capital, reported a set of hedging transactions in derivatives tied to Robinhood Class A common stock. On May 22, 2026, Bullfrog executed three European-style listed FLEX put option contracts, each referencing 30,000 shares.

The hedge involved selling 30,000 put options with a strike price of $100.00, buying 30,000 put options with a strike price of $75.00, and selling another 30,000 put options with a strike price of $45.00. Each contract was priced at $74.65 and will be physically settled, expiring on December 31, 2027.

The filing explains that the underlying shares are held by Bullfrog Capital, L.P. and related entities. Malka is a director of the ultimate general partner and disclaims beneficial ownership of the shares except to the extent of any pecuniary interest.

Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, executed a pre-planned set of transactions in Robinhood Class A and Class B Common Stock on May 20, 2026 under a Rule 10b5-1 trading plan adopted on November 13, 2025.

The Living Trust sold an aggregate of 67,422 shares of Class B Common Stock, which automatically converted into the same number of Class A shares upon execution of the sales. The sales were completed in multiple trades at weighted-average prices of $74.2775, $75.5493, and $76.0056 per share, each within specified intraday price ranges.

Following these transactions, Bhatt held 2,778 shares of Class A Common Stock directly, and the Living Trust held 47,006,377 shares of Class B Common Stock indirectly. Because the trades were carried out pursuant to a Rule 10b5-1 plan, their timing reflects a pre-arranged schedule rather than discretionary market timing.

Baiju Prafulkumar Bhatt Living Trust reported planned sales of Common shares under Rule 144/Section 144 notice provisions, with multiple 10b5-1 executed sales listed. The filing lists executed 10b5-1 sales on and three specific prior sale dates with share counts and gross proceeds.

The record shows 10b5-1 sales on and earlier transactions on (67,422 shares, $4,808,530.30), (65,694 shares, $4,749,978.39), and (57,261 shares, $4,946,062.03) attributed to the Baiju Prafulkumar Bhatt Living Trust.

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported two open-market sales of Class A Common Stock. On May 15, 2026, he sold a total of 5,436 shares in separate transactions at weighted-average prices of $77.13 and $77.85 per share.

Both transactions are described as direct ownership sales and were carried out under a pre-arranged Rule 10b5-1 trading plan that Verma adopted on August 20, 2025. Following these sales, the filing shows direct holdings of 49,061 shares after one sale and 47,311 shares after the other.

Robinhood Markets, Inc. announced that its Chief Technology Officer, Jeffrey Pinner, is separating from his position effective May 7, 2026. The company states that his departure is treated as a termination without cause for severance purposes.

Under the company’s Change in Control and Severance Plan for Key Employees, as described in its 2026 annual meeting proxy statement, Mr. Pinner will be eligible for the benefits available upon such a termination. Robinhood’s Class A common stock continues to trade on The Nasdaq Stock Market LLC under the symbol HOOD.

Robinhood Markets, Inc. Chief Legal Officer Daniel Martin Gallagher Jr. reported selling 10,000 shares of Class A Common Stock on May 4, 2026 in a series of open-market transactions. The sales occurred at weighted-average prices ranging from about $74.82 to $78.05.

The filing notes these transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 8, 2025, indicating the sales were scheduled in advance rather than timed discretionarily. All transactions involved shares held directly by the reporting officer.

Robinhood Markets Inc: Vanguard Capital Management reports beneficial ownership of 59,098,711 shares of Common Stock, representing 7.48% of the class as reported.

The filing states Vanguard has sole dispositive power over 59,098,711 shares and sole voting power for 7,772,216 shares. Ownership reflects securities held for Vanguard funds and other managed accounts; additional affiliates and disaggregated subsidiaries are described in the filing.

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock on April 27, 2026 in three open-market transactions. The reported weighted-average prices were about $83.71, $84.44, and $85.49. The sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024.

Robinhood Markets, Inc. reported higher results for the quarter ended March 31, 2026. Total net revenues rose from $927 million a year earlier to $1.067 billion, driven by increases in options, equities, event contracts, and net interest revenues.

Net income attributable to Robinhood increased from $336 million to $350 million, with diluted EPS improving from $0.37 to $0.38. Total assets grew from $38.1 billion at December 31, 2025 to $45.5 billion, while crypto assets held in custody for users were $30.5 billion at March 31, 2026. The company continued integrating acquisitions (TradePMR, Bitstamp, MIAXdx via the Rothera joint venture), launched RVI and consolidated a roughly 52% stake, expanded credit card funding through a consolidated Credit Card Funding Trust, and put in place new RHM and RHS credit facilities. Robinhood’s board also authorized a $1.5 billion Class A share repurchase program, under which about $250 million was used to buy roughly 3 million shares in the quarter.