Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported selling 3,982 shares of Class A Common Stock on July 15, 2026 in four transactions at weighted-average prices between $112.39 and $116.20 per share.
All sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 20, 2025 and executed in multiple trades during the day.
A holder of common stock filed notice to sell up to 327,500 shares through Morgan Stanley Smith Barney LLC, with aggregate market value 37,154,875.00, on NASDAQ around 07/15/2026. These are founders shares acquired from the issuer on 04/30/2019; 791,184,698 common shares are outstanding. The form also reports 10b5-1 sales for Vladimir Tenev of 375,000 common shares on 07/06/2026, with gross proceeds of 43,562,325.00 during the past three months.
Robinhood Markets, Inc. CEO Vladimir Tenev reported a pre-planned sale of 375,000 shares of Class A Common Stock on July 6, 2026. The shares resulted from the conversion of an equal number of Class B shares and were sold in open-market transactions under a Rule 10b5-1 trading plan at weighted-average prices between $111.69 and $118.63 per share.
Following these transactions, Tenev continues to hold 48,294,572 shares of Class B Common Stock directly and 6,907 shares of Class A Common Stock indirectly through a living trust.
Robinhood Markets, Inc. chief legal officer Daniel Martin Gallagher Jr. sold 10,000 shares of Class A Common Stock in open-market transactions. All sales occurred on July 6, 2026 at prices generally ranging from about $112 to $118 per share, according to the Form 4.
The filing notes these transactions were made under a pre-established Rule 10b5-1 trading plan adopted on August 8, 2025, indicating they were scheduled in advance. Gallagher continues to hold a significant direct position in Robinhood after these sales.
Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk sold 19,377 shares of Class A Common Stock in an open-market transaction on July 2, 2026 at $119.96 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 19, 2025, and Quirk now holds 62,612 shares directly.
Robinhood Markets, Inc. director Treseder Oluwadara Johnson sold Class A Common Stock in a planned transaction. On July 2, 2026, Johnson executed open-market sales totaling 3,750 shares of Class A Common Stock at prices of $120.00 and $115.00 per share.
The filing states these sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.
Robinhood Markets director Paula Loop sold shares in a planned trade. On July 2, 2026, she executed an open-market sale of 8,336 shares of Robinhood Class A common stock at $120.00 per share. After this transaction, she directly holds 63,674 shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on December 2, 2025, indicating the trade was scheduled in advance rather than timed discretionarily.
Morgan Stanley Smith Barney LLC filed a Form 144 reporting a proposed sale of 375,000 Founders Shares. The filing shows $42,273,750.00 alongside a shares-outstanding figure of 791,184,698 as of 07/06/2026.
The notice also lists recent 10b5-1 dispositions: SURFBOARD MANAGEMENT LLC sold 40,500 shares for $3,479,184.90 and the TENEV 2017 IRR TRUST sold 327,500 shares for $28,134,902.75.
Malka Meyer reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director Malka Meyer reported an automatic stock award rather than a market trade. On June 30, 2026, he was granted 162 shares of Class A Common Stock under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash director fees, based on a closing price of $100.28 per share. The shares were fully vested on grant.
Following this award, Meyer directly holds 1,974 Class A shares. Additional Robinhood shares are held indirectly through various LLCs, funds and trusts associated with him, and he disclaims beneficial ownership of those indirect positions except to the extent of any pecuniary interest.