Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. (HOOD) is the issuer in a notice reporting a proposed sale by The Tenev 2017 Irrevocable Trust of 327,500 common shares, with an aggregate market value of $33,103,700.00 and an approximate sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and the shares are identified as founders shares acquired on April 30, 2019. The notice also lists three 10b5-1 sales for Vladimir Tenev during the prior three months.
Robinhood Markets, Inc. (HOOD) is named as issuer in a notice reporting Surfboard Management LLC’s proposed sale of 40,500 common shares, with an aggregate market value of $4,093,740.00 and a proposed sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed in connection with the sale, and NASDAQ is listed as the exchange. The past-three-months section lists 10b5-1 sales for Vladimir Tenev: 375,000 shares on October 5, 2026; 240,834 on September 22, 2026; and 259,166 on September 21, 2026.
Robinhood Markets, Inc. Chief Legal Officer Daniel Martin Gallagher Jr. reported selling 10,000 shares of Class A Common Stock on October 5, 2026, across three reported transactions. The weighted-average prices were $113.2794 per share for 4,800 shares, $114.0063 per share for 4,700 shares, and $115.0580 per share for 500 shares. The sales were made under a Rule 10b5-1 trading plan adopted on August 8, 2025.
Robinhood Markets, Inc. Chief Executive Officer Vladimir Tenev reported a sale transaction on October 5, 2026, involving 375,000 Class B shares that automatically converted into Class A shares upon execution. He reported Class A sales of 158,911 shares at a weighted-average price of $113.2356 per share, 193,897 at $113.9682 per share, and 22,192 at $114.9537 per share; the sales were made under a Rule 10b5-1 plan adopted September 5, 2025. After the conversion, his reported Class B holdings were 47,419,572 shares; a separate entry lists 6,907 Class A shares held indirectly through a Living Trust.
Robinhood Markets, Inc. common shares are the subject of a proposed sale of 375,000 shares for Vladimir Tenev’s account, with an aggregate market value of $42,277,500.00 and an approximate sale date of October 5, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and NASDAQ as the exchange. The three-month sales history also lists earlier transactions labeled 10b5-1 sales.
Robinhood Markets, Inc. director Meyer Malka converted 822 restricted stock units into 822 Class A common shares on October 1, 2026; 2,467 RSUs remained after the conversion. The RSUs came from a 3,289-unit grant made June 2, 2026. One-fourth vested on October 1, with later installments subject to continued service and accelerated vesting in certain circumstances.
On September 30, 2026, Malka was automatically granted 144 fully vested shares in lieu of cash fees, based on a closing price of $112.50 per share. Reported indirect holdings included 3,924,427 shares held by Bullfrog Capital, L.P., 3,976,234 shares associated with the Aphrodite Trusts, Malka Trust, Tibbir Trust and Lassen Residential LLC, and 102,183 shares held by Tibbir Holdings LLC. Malka disclaimed beneficial ownership of these shares except to the extent of any pecuniary interest.
Robinhood Markets, Inc. director John William Hegeman acquired 144 shares of Class A Common Stock through an automatic director-fee grant on September 30, 2026. The grant was made in lieu of cash fees under the Non-Employee Director Compensation Program and the 2021 Omnibus Incentive Plan, based on the September 30 closing price of $112.50 per share. The shares were fully vested upon grant, but under a deferral election they will be delivered upon the earliest of December 1, 2035, termination, his death or disability, or a change in control of Robinhood.
Robinhood Markets, Inc. director Christopher D. Payne was automatically granted 211 shares of Class A Common Stock on September 30, 2026, in lieu of cash fees, based on the stock’s $112.50 closing price that day. The shares were fully vested upon grant. Under a deferral election, they will be delivered upon the earliest of January 1, 2035, Payne’s death or disability, or a change in control of Robinhood. His reported direct holdings following the award were 221 shares; a separate holding entry lists 26,500 shares held indirectly by trust.
Robinhood Markets, Inc. director Susan Segal received an automatic award of 216 shares of Class A Common Stock on September 30, 2026, in lieu of cash quarterly director fees. The grant was based on the September 30 closing price of $112.50 per share and was made under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The shares were fully vested upon grant, but a deferral election postpones delivery until the earliest of termination of service, death or disability, or a change in control.
Robinhood Markets, Inc. director Robert B. Zoellick reported the vesting and settlement of 822 restricted stock units on October 1, 2026, converting into 822 Class A common shares on a one-for-one basis. After the transaction, he directly held 102,872 Class A common shares and 2,467 restricted stock units. The units were part of a 3,289-RSU grant made June 2, 2026.