Robinhood Markets (NASDAQ: HOOD) CFO sells 3,982 shares in 10b5-1 plan

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported selling 3,982 shares of Class A Common Stock on July 15, 2026 in four transactions at weighted-average prices between $112.39 and $116.20 per share.

All sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 20, 2025 and executed in multiple trades during the day.

Insider Trade Summary 10b5-1

Net Seller: 3,982 shares ($456,775)

Net Sell 4 txns

Insider Verma Shiv

Role Chief Financial Officer

Sold 3,982 shs ($457K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	600	$112.975	$68K
Sale	Class A Common Stock	800	$113.8713	$91K
Sale	Class A Common Stock	2,282	$115.2851	$263K
Sale	Class A Common Stock	300	$116.04	$35K

Holdings After Transaction: Class A Common Stock — 59,327 shares (Direct)

Footnotes (1)

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2025. This transaction was executed in multiple trades during the day at prices ranging from $112.39 to $113.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $113.40 to $114.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $114.71 to $115.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $115.86 to $116.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Key Figures

Shares sold: 3,982 shares Lowest reported trade price: $112.39 per share Highest reported trade price: $116.20 per share +2 more

5 metrics

Shares sold 3,982 shares Aggregate Class A Common Stock sold by the CFO on July 15, 2026

Lowest reported trade price $112.39 per share Low end of intraday price range for one sale transaction

Highest reported trade price $116.20 per share High end of intraday price range for one sale transaction

Number of sale transactions 4 Non-derivative sales of Class A Common Stock reported for July 15, 2026

Rule 10b5-1 plan adoption date August 20, 2025 Date the CFO adopted the trading plan covering these sales

Key Terms

Rule 10b5-1 trading plan, weighted-average price, Class A Common Stock

3 terms

Rule 10b5-1 trading plan financial

"This transaction was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted-average price financial

"The weighted-average price is reported above"

Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 04:42 PM Accepted by SEC EDGAR 07/17/2026 - 04:42 PM Learn about SEC filing dates

FAQ

How many Robinhood (HOOD) shares did CFO Shiv Verma sell in this Form 4?

Shiv Verma sold 3,982 shares of Robinhood Markets Class A Common Stock on July 15, 2026. The filing reports four sale transactions whose share amounts sum to this total, all executed at weighted-average prices between $112.39 and $116.20 per share under a Rule 10b5-1 plan.

Was the Robinhood (HOOD) CFO’s sale made under a Rule 10b5-1 trading plan?

Yes. The filing states each transaction was effected under a Rule 10b5-1 trading plan adopted by Shiv Verma on August 20, 2025. This means the sales followed pre-established instructions rather than being initiated at Verma’s discretion on the trade date.

On what date did Robinhood (HOOD) CFO Shiv Verma execute these share sales?

All reported transactions occurred on July 15, 2026. The Form 4 lists four non-derivative sales of Class A Common Stock on that date, each with its own weighted-average sale price and intraday price range across multiple individual trades.

What price range did Robinhood (HOOD) CFO Shiv Verma’s shares trade within for these sales?

The sales were executed in multiple trades at prices ranging from $112.39 to $116.20 per share. Each line item shows a weighted-average price, and footnotes describe the specific intraday price ranges over which the individual trades were completed.

How many separate sale transactions did Robinhood (HOOD) CFO Shiv Verma report?

The Form 4 reports four non-derivative sale transactions in Robinhood Class A Common Stock. Each transaction has its own share amount and weighted-average sale price, but all share the same July 15, 2026 trade date and are covered by the same Rule 10b5-1 trading plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Verma Shiv

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/15/2026		S(1)		600	D	$112.975(2)	59,327	D
Class A Common Stock	07/15/2026		S(1)		800	D	$113.8713(3)	58,527	D
Class A Common Stock	07/15/2026		S(1)		2,282	D	$115.2851(4)	56,245	D
Class A Common Stock	07/15/2026		S(1)		300	D	$116.04(5)	55,945	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2025.

2. This transaction was executed in multiple trades during the day at prices ranging from $112.39 to $113.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $113.40 to $114.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $114.71 to $115.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $115.86 to $116.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Maureen Montgomery, attorney-in-fact for Shiv Verma	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)