HOOD (NASDAQ: HOOD) insider plans sale of 327,500 shares

Rhea-AI Filing Summary

A holder of common stock filed notice to sell up to 327,500 shares through Morgan Stanley Smith Barney LLC, with aggregate market value 37,154,875.00, on NASDAQ around 07/15/2026. These are founders shares acquired from the issuer on 04/30/2019; 791,184,698 common shares are outstanding. The form also reports 10b5-1 sales for Vladimir Tenev of 375,000 common shares on 07/06/2026, with gross proceeds of 43,562,325.00 during the past three months.

Key Figures

Shares to be sold: 327,500 shares Aggregate market value: 37,154,875.00 Shares outstanding: 791,184,698 shares +3 more

6 metrics

Shares to be sold 327,500 shares Number of common shares planned for sale through broker on NASDAQ

Aggregate market value 37,154,875.00 Aggregate market value of the 327,500 common shares to be sold

Shares outstanding 791,184,698 shares Total common shares outstanding for the issuer

Approximate sale date 07/15/2026 Approximate date of the planned sale of 327,500 shares

Shares sold in past 3 months 375,000 shares Common shares sold in 10b5-1 sales for Vladimir Tenev on 07/06/2026

Gross proceeds from past sales 43,562,325.00 Gross proceeds from securities sold during the past three months

Key Terms

Form 144, Founders Shares, aggregate market value, gross proceeds, +1 more

5 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founders Shares financial

"Common | 04/30/2019 | Founders Shares | Issuer"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

aggregate market value financial

"327500 | 37154875.00 | 791184698 | 07/15/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

gross proceeds financial

"07/06/2026 | 375000 | 43562325.00"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

10b5-1 regulatory

"10b5-1 Sales for VLADIMIR TENEV 85 Willow Road"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

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Available on EDGAR 07/15/2026 - 04:24 PM Accepted by SEC EDGAR 07/15/2026 - 04:23 PM Learn about SEC filing dates

FAQ

How many HOOD common shares are planned for sale under this Form 144?

The notice covers a planned sale of 327,500 common shares. These shares are described as founders shares acquired from the issuer on 04/30/2019 and are to be sold through Morgan Stanley Smith Barney LLC on NASDAQ.

What is the aggregate market value of the HOOD shares to be sold?

The aggregate market value of the planned sale is listed as 37,154,875.00. This value corresponds to the 327,500 common shares of the issuer’s stock that are expected to be sold around 07/15/2026 on NASDAQ.

How many HOOD shares are outstanding compared with the amount to be sold?

The issuer has 791,184,698 common shares outstanding. The planned sale under this notice involves 327,500 shares, providing a baseline for understanding the relative size of the transaction compared with total outstanding shares.

What 10b5-1 sales for Vladimir Tenev related to HOOD are disclosed?

The document lists 10b5-1 sales for Vladimir Tenev of 375,000 common shares on 07/06/2026. These past three-month sales generated gross proceeds of 43,562,325.00, separate from the planned 327,500-share sale.

On which market and through which broker will the HOOD shares be sold?

The planned sale is to occur on NASDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services. The broker’s address is listed as 1 New York Plaza, 8th Floor, New York, NY 10004, handling the 327,500 common shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	327500	37154875.00	791184698	07/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2019	Founders Shares	Issuer			327500	04/30/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for VLADIMIR TENEV 85 Willow Road Menlo Park CA 94025	Common	07/06/2026	375000	43562325.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)