Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood Markets Chief Legal Officer Daniel M. Gallagher Jr. reported selling a total of 10,000 shares of Class A common stock on February 3, 2026 in a series of market transactions.
The sales, executed under a Rule 10b5-1 trading plan adopted on August 8, 2025, occurred at weighted-average prices ranging from $85.552 to $90.33 per share across multiple trades. Following these transactions, Gallagher beneficially owned 393,612 shares of Robinhood Class A common stock directly.
Robinhood Markets’ Chief Brokerage Officer Steven M. Quirk sold 52,540 shares of Class A common stock in pre‑planned trades. The sales occurred on February 3, 2026 under a Rule 10b5-1 trading plan adopted on November 12, 2024, at weighted-average prices ranging from about $85.54 to $90.06. After these transactions, Quirk directly beneficially owned 27,564 Class A shares of Robinhood Markets, Inc.
Robinhood Markets Chief Brokerage Officer Steven M. Quirk reported equity award activity involving Class A Common Stock. On February 1, 2026, 43,403 restricted stock units converted into an equal number of Class A shares upon vesting and settlement, increasing his directly held shares before tax withholding.
On the same date, 17,795 Class A shares were withheld by Robinhood to cover tax obligations tied to this RSU vesting at a price of $99.48 per share, which the filing notes does not represent a sale. After these transactions, Quirk directly owned 80,104 Class A shares. The RSUs were granted under Robinhood’s 2021 Omnibus Incentive Plan, with vesting scheduled in equal quarterly installments subject to continued service.
Steven Quirk has filed a Form 144 indicating an intention to sell 52,540 shares of HOOD common stock. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NASDAQ, with an aggregate market value of
The 52,540 shares were acquired as restricted stock units from the issuer on
Robinhood Markets, Inc. furnished quarterly order routing disclosure reports for the fourth quarter of 2025 for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC. These Held NMS Stocks and Options Order Routing Public Reports were prepared under SEC Rule 606(a) of Regulation NMS.
The reports describe how certain non-directed customer orders were routed and include some of the payment for order flow received from trading venues, with Robinhood Securities sharing such payments with Robinhood Financial under a revenue and cost allocation agreement. The reports are unaudited, subsidiary-level only, and do not present Robinhood’s consolidated financial results.
The information is being furnished, not filed, and is not subject to liability under Section 18 of the Exchange Act, nor automatically incorporated into other SEC filings unless specifically referenced.
Robinhood Markets, Inc. reported that Chief Technology Officer Jeffrey Tsvi Pinner sold Class A common stock in three transactions on January 26, 2026, under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024.
Pinner sold 200 shares at $105.285, 4,064 shares at $107.3624, and 1,600 shares at $108.0661, all at weighted-average prices executed in multiple trades during the day. Following these sales, he directly beneficially owned 9,133 Class A shares.
A holder of common stock has filed a notice to sell 327,500 shares of the issuer’s stock under Rule 144. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NASDAQ, with an approximate aggregate market value of $39,191,925.00. The filing lists an approximate sale date of 01/15/2026 and notes that there are 786,356,025 shares of this class outstanding.
The shares to be sold were originally acquired as founders shares from the issuer on 04/30/2019, with the full amount of 327,500 shares acquired on that date and payment also dated 04/30/2019. The section for securities sold during the past three months contains no disclosed prior sales, indicating this notice relates to a new planned disposition of these founder-acquired shares.
HOOD received a Rule 144 notice for a planned sale of 40,500 shares of its common stock. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NASDAQ exchange, with an approximate sale date of January 15, 2026.
The filing lists an aggregate market value of $4,846,635.00 for the shares to be sold, based on the information provided, against 786,356,025 common shares outstanding. The seller originally acquired these 40,500 shares as founder shares from the issuer on April 30, 2019.
By signing the notice, the selling holder represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, consistent with Rule 144 requirements.
Robinhood Markets, Inc. chief executive Vladimir Tenev reported a planned sale of shares under a Rule 10b5-1 trading plan. On January 5, 2026, he converted 375,000 shares of Class B Common Stock into 375,000 shares of Class A Common Stock and sold those Class A shares pursuant to the pre-arranged plan adopted on September 5, 2025.
The 375,000 Class A shares were sold in multiple trades at weighted-average prices including $118.3753, $119.3082, $120.1337, $121.6241, $122.4583 and $123.1137, with detailed price ranges noted for each group of trades. Following these transactions, Tenev reported 49,044,572 shares of Class B Common Stock held directly and 6,907 shares of Class A Common Stock held indirectly through a living trust, and no Class A shares held directly.
Robinhood Markets Chief Technology Officer Jeffrey Pinner filed a Form 4 reporting several open-market sales of Class A Common Stock on January 5, 2026 under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. The reported transactions involved blocks of 500, 900, 400, 2,100 and 1,964 shares, sold at weighted-average prices between $118.484 and $122.9105, with each sale executed in multiple trades within intraday price ranges from $117.90 up to $123.27. After these sales, Pinner directly beneficially owned 14,997 shares of Robinhood Class A Common Stock.