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Robinhood Markets, Inc. (HOOD) SEC Filings, Sep-Oct 2026

HOOD NASDAQ

Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.

Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.

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Robinhood Markets, Inc. director Oluwadara Johnson Treseder converted 822 restricted stock units into 822 Class A common shares on October 1, 2026; the units convert one-for-one upon vesting and settlement. After the transactions, she directly held 71,389 Class A shares and 2,467 RSUs. Her 3,289 RSUs were granted June 2, 2026, and one-fourth vested October 1, subject to continued service through each vesting date and accelerated vesting in certain circumstances.

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Robinhood Markets, Inc. director Jonathan Rubinstein received a grant of 333 Class A shares on September 30, 2026, in lieu of cash quarterly director fees; the grant was fully vested upon grant and based on a closing price of $112.50 per share. On October 1, 2026, 822 RSUs converted into 822 Class A shares, leaving 2,467 RSUs. He also reported 150,133 Class A shares held indirectly through a trust as of September 30, 2026.

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Robinhood Markets, Inc. director Paula Loop reported converting 822 restricted stock units into 822 Class A shares on October 1, 2026, when one-fourth of the 3,289 RSUs granted June 2 vested. After the transaction, her direct holdings were 64,496 Class A shares and 2,467 RSUs. The remaining RSUs are scheduled to vest in three equal quarterly installments, subject to continued service and accelerated vesting in certain circumstances.

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Robinhood Markets, Inc. director Baiju Bhatt received 111 shares of Class A Common Stock on September 30, 2026, in lieu of cash director fees; the shares were fully vested upon grant and based on a September 30 closing price of $112.50 per share. On October 1, 822 RSUs vested and settled one-for-one in Class A Common Stock, with 2,467 RSUs reported afterward from the award. The remaining RSUs vest in three equal quarterly installments, subject to continued service, with accelerated vesting possible in certain circumstances.

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Robinhood Markets, Inc. CEO Vladimir Tenev sold 240,834 shares on September 22, 2026. The shares automatically converted from Class B to Class A upon execution of the sale; the reported sales were 239,532 shares at a weighted-average price of $125.3282 and 1,302 shares at $126.1408. Both sales were made under a Rule 10b5-1 plan adopted September 5, 2025. The reported post-transaction Class B holding was 47,794,572 shares; 6,907 Class A shares were held indirectly through his living trust.

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Robinhood Markets, Inc. CEO Vladimir Tenev converted 259,166 Class B shares into Class A shares on September 21, 2026; the conversion occurred automatically when the shares were sold. He reported sales of 248,136 Class A shares at a weighted-average $125.5528 per share and 11,030 shares at $126.1489 per share. The transactions were made under a Rule 10b5-1 plan adopted September 5, 2025. His reported Class B holdings following the transaction were 48,035,406 shares.

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Robinhood Markets, Inc. (HOOD) is the issuer for a planned resale of its common stock under Rule 144 by co-founder Vladimir Tenev. The notice covers up to 240,834 shares of common stock, identified as founders shares acquired from Robinhood on December 4, 2013, to be sold through Morgan Stanley Smith Barney LLC. Robinhood reports that 790,630,234 shares of its common stock were outstanding as of September 22, 2026. The filing also lists recent Rule 10b5-1 sales in the past three months by Tenev and related entities, including prior sales on July 6, July 15, and September 21, 2026.

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Robinhood Markets, Inc. (HOOD) disclosed that co-founder and executive Vladimir Tenev has filed a Rule 144 notice indicating an intent to sell up to 259,166 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC. These shares were acquired as Founders Shares on December 4, 2013. The filing also lists prior sales of Robinhood common stock in the last three months under 10b5-1 plans by Surfboard Management LLC, the Tenev 2017 IRR Trust, and Vladimir Tenev.

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Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold a total of 11,472 shares of Class A Common Stock on September 15, 2026 in a series of open-market transactions under a Rule 10b5-1 trading plan adopted on August 20, 2025.

The reported weighted-average sale prices for the individual trades ranged from about $106.18 to $112.83 per share, with no post-transaction share balance disclosed in this filing.

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Robinhood Markets, Inc. (HOOD) is the issuer of common stock that officer Shiv Verma has notified for potential resale under Rule 144. The notice covers 11,472 shares, related to Restricted Stock Units, with an indicated value of $1,311,593.76. The filing also lists prior 10b5-1 sales of Robinhood common stock in recent months.

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FAQ

How many Robinhood Markets (HOOD) SEC filings are available on StockTitan?

StockTitan tracks 261 SEC filings for Robinhood Markets (HOOD), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Robinhood Markets (HOOD)?

The most recent SEC filing for Robinhood Markets (HOOD) was filed on October 2, 2026.