Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
The filing reports that a holder of Common shares of HOOD, using Morgan Stanley Smith Barney LLC Executive Financial Services, intends to sell 49,223 shares on NASDAQ, with an aggregate market value of $5,000,072.34. The issuer had 791,184,698 shares outstanding as of this notice. The Baiju Prafulkumar Bhatt Living Trust has also executed Rule 10b5-1 sales in the past three months, including 57,898 shares for $5,189,554.06 on 06/11/2026 and 67,422 shares for $5,082,041.13 on 05/20/2026.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported selling 3,982 shares of Class A Common Stock on July 15, 2026 in four transactions at weighted-average prices between $112.39 and $116.20 per share.
All sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 20, 2025 and executed in multiple trades during the day.
A holder of common stock filed notice to sell up to 327,500 shares through Morgan Stanley Smith Barney LLC, with aggregate market value 37,154,875.00, on NASDAQ around 07/15/2026. These are founders shares acquired from the issuer on 04/30/2019; 791,184,698 common shares are outstanding. The form also reports 10b5-1 sales for Vladimir Tenev of 375,000 common shares on 07/06/2026, with gross proceeds of 43,562,325.00 during the past three months.
Robinhood Markets, Inc. CEO Vladimir Tenev reported a pre-planned sale of 375,000 shares of Class A Common Stock on July 6, 2026. The shares resulted from the conversion of an equal number of Class B shares and were sold in open-market transactions under a Rule 10b5-1 trading plan at weighted-average prices between $111.69 and $118.63 per share.
Following these transactions, Tenev continues to hold 48,294,572 shares of Class B Common Stock directly and 6,907 shares of Class A Common Stock indirectly through a living trust.
Robinhood Markets, Inc. chief legal officer Daniel Martin Gallagher Jr. sold 10,000 shares of Class A Common Stock in open-market transactions. All sales occurred on July 6, 2026 at prices generally ranging from about $112 to $118 per share, according to the Form 4.
The filing notes these transactions were made under a pre-established Rule 10b5-1 trading plan adopted on August 8, 2025, indicating they were scheduled in advance. Gallagher continues to hold a significant direct position in Robinhood after these sales.
Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk sold 19,377 shares of Class A Common Stock in an open-market transaction on July 2, 2026 at $119.96 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 19, 2025, and Quirk now holds 62,612 shares directly.
Robinhood Markets, Inc. director Treseder Oluwadara Johnson sold Class A Common Stock in a planned transaction. On July 2, 2026, Johnson executed open-market sales totaling 3,750 shares of Class A Common Stock at prices of $120.00 and $115.00 per share.
The filing states these sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.
Robinhood Markets director Paula Loop sold shares in a planned trade. On July 2, 2026, she executed an open-market sale of 8,336 shares of Robinhood Class A common stock at $120.00 per share. After this transaction, she directly holds 63,674 shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on December 2, 2025, indicating the trade was scheduled in advance rather than timed discretionarily.
Morgan Stanley Smith Barney LLC filed a Form 144 reporting a proposed sale of 375,000 Founders Shares. The filing shows $42,273,750.00 alongside a shares-outstanding figure of 791,184,698 as of 07/06/2026.
The notice also lists recent 10b5-1 dispositions: SURFBOARD MANAGEMENT LLC sold 40,500 shares for $3,479,184.90 and the TENEV 2017 IRR TRUST sold 327,500 shares for $28,134,902.75.