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Robinhood Markets, Inc. SEC Filings

HOOD Nasdaq

Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Struggling to decode how commission-free trades, crypto custody, and payment-for-order-flow all show up in Robinhood’s SEC paperwork? Each Robinhood Markets filing layers broker-dealer rules over emerging fintech disclosures, making a simple question—“Where does the revenue really come from?”—hard to answer.

Stock Titan’s platform untangles that complexity. Our AI-powered summaries turn a 300-page document into a five-minute brief. Whether you need the Robinhood insider trading Form 4 transactions, the latest Robinhood quarterly earnings report 10-Q filing, or an alert the moment a director files a Robinhood Form 4 insider transactions real-time, we surface it instantly and explain the implications in plain English. You’ll also find:

  • Red-flag highlights from 8-Ks—Robinhood 8-K material events explained
  • Clear, side-by-side metrics in our Robinhood earnings report filing analysis
  • Concise guides for understanding Robinhood SEC documents with AI

Dive deeper when it matters: the Robinhood annual report 10-K simplified pinpoints how clearing capital, crypto asset safeguards, and user growth intersect with profitability. Need governance details? Our coverage of the Robinhood proxy statement executive compensation links compensation structures to key performance milestones, while the Robinhood executive stock transactions Form 4 tracker reveals buying and selling patterns ahead of earnings. Every filing—10-Q, S-1, 4, 8-K, DEF 14A—arrives in real time with context only specialized analysts usually provide. Make faster, better-informed decisions without wading through footnotes.

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Robinhood Markets (HOOD) reported strong Q3 performance. Total net revenues reached $1,274 million for the quarter, up from $637 million a year ago, driven by higher transaction-based revenues and net interest income. Net income rose to $556 million from $150 million, reflecting operating leverage as expenses grew more slowly than revenue.

Transaction-based revenue grew to $730 million, led by options at $304 million and cryptocurrencies at $268 million, with equities at $86 million. Net interest revenues increased to $456 million as margin interest, interest on segregated assets, and securities lending expanded. Year to date, revenues were $3,190 million and net income was $1,278 million.

The balance sheet scaled with platform activity: total assets were $41,452 million versus $26,187 million at year-end, and payables to users rose to $12,317 million. The company closed two acquisitions—TradePMR for approximately $175 million and Bitstamp for approximately $224 million—adding goodwill and identifiable intangibles. Robinhood also repurchased Class A shares during the period. As of October 30, 2025, Class A and Class B shares outstanding were 786,356,025 and 112,832,844.

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Robinhood Markets, Inc. furnished its third-quarter 2025 results via a press release and announced a planned CFO transition. The company issued a Q3 2025 press release and will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.

Chief Financial Officer Jason Warnick informed the company on October 30, 2025 of his decision to retire. He will transition from CFO to an advisory role in the first quarter of 2026 and remain employed until September 1, 2026. Shiv Verma, currently Senior Vice President of Finance and Strategy and Treasurer, is expected to assume the CFO role when Mr. Warnick moves to the advisory position, subject to Board appointment.

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Robinhood Markets, Inc. (HOOD) officer Steven M. Quirk reported equity activity tied to RSU vesting. On 11/01/2025, 43,403 shares of Class A Common Stock were acquired upon settlement of restricted stock units, which convert one-for-one upon vesting.

To cover taxes, 19,228 shares were withheld at $146.78, and Quirk’s direct holdings stood at 118,629 shares after the transactions. The RSU grant was part of Robinhood’s 2021 Omnibus Incentive Plan with quarterly vesting as described.

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Robinhood Markets (HOOD) furnished its broker-dealer subsidiaries’ Rule 606(a) order routing reports for Q3 2025. The unaudited reports for Robinhood Financial LLC and Robinhood Securities, LLC detail routing of certain non-directed equity and options orders and present some payment for order flow, with RHS sharing PFOF with RHF under a revenue and cost allocation agreement.

These subsidiary 606 reports do not present consolidated results and are furnished, not filed, under the Exchange Act. Robinhood cites its Investor Relations Overview and Newsroom pages as Reg FD disclosure channels alongside SEC filings and public calls.

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Robinhood Markets (HOOD): Form 4 insider transaction — The company’s Chief Technology Officer sold an aggregate of 5,864 shares of Class A common stock on 10/27/2025 pursuant to a Rule 10b5-1 trading plan adopted on November 11, 2024.

The sales were executed in multiple trades at weighted-average prices of $144.435, $145.4263, $146.7334, $147.5191, and $148.85, with intra-day trade ranges disclosed in the notes. Following these transactions, the reporting person directly beneficially owns 6,088 shares.

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Robinhood Markets (HOOD) disclosed a Form 4 for director Baiju Bhatt. On October 21, 2025, the Baiju Bhatt Living Trust converted 418,338 shares of Class B Common Stock into Class A and sold those shares pursuant to a Rule 10b5-1 trading plan adopted on August 12, 2024.

Sales were executed in four tranches with weighted-average prices of $131.9634 for 127,568 shares, $132.8964 for 120,295 shares, $133.9842 for 130,819 shares, and $134.5243 for 39,656 shares, each completed through multiple trades within stated intraday ranges. Following these transactions, the Living Trust reported 0 Class A shares held indirectly and 49,012,514 Class B shares beneficially owned as a derivative position.

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Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported sales of 5,864 Class A common shares executed on 10/06/2025. The trades were effected in multiple blocks at prices ranging from $144.25 to $153.10, with the filing reporting weighted-average prices for each block. The filing notes these sales were made under a pre-existing Rule 10b5-1 trading plan adopted on 11/11/2024, which provides an affirmative defense to insider trading claims when conditions are satisfied. Following these disposals, the reporting person’s beneficial ownership of Class A shares decreased to 11,952 shares.

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Robinhood Markets, Inc. (HOOD) Chief Legal Officer Daniel M. Gallagher Jr. reported the sale of 25,000 shares of Class A common stock on 10/03/2025. The sales were executed under a Rule 10b5-1 trading plan adopted on 08/09/2024 and occurred in multiple intraday trades at prices ranging from $145.43 to $150.08. The filing lists weighted-average prices for each trade tranche and the Reporting Person undertakes to provide trade-level details to the SEC or holders upon request.

After these transactions the Reporting Person’s beneficial ownership of Class A common stock is reported as 565,949 shares. The Form 4 was signed by an attorney-in-fact on 10/07/2025. The filing is a routine insider-sale disclosure showing methodical disposal under a standing trading plan rather than ad hoc transactions.

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The Vanguard Group reported beneficial ownership of 94,436,459 shares of Robinhood Markets Inc. (HOOD), representing 12.20% of the class, in a Schedule 13G/A filed for the reporting period ending 09/30/2025. Vanguard discloses it has no sole voting power, 4,547,474 shares of shared voting power, 87,149,074 shares of sole dispositive power, and 7,287,385 shares of shared dispositive power. The filing states these holdings are managed in the ordinary course of business for Vanguard clients and not for the purpose of changing control.

The filing is signed by Ashley Grim, Head of Global Fund Administration, and classifies Vanguard as an investment adviser (Type: IA). The document notes that no single client of Vanguard has more than 5% interest in the reported securities.

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The filing is a Form 144 notice for Robinhood Markets, Inc. (symbol HOOD) reporting a proposed sale of 50,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $7,285,000. The shares were acquired as Restricted Stock Units on 11/01/2023. The filer discloses multiple recent sales by the same person, including four transactions between 08/01/2025 and 09/05/2025 totaling 320,000 shares with gross proceeds shown. The notice includes the standard representation that the seller attests to no undisclosed material adverse information and references reliance on Rule 10b5-1 for certain prior sales where indicated.

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FAQ

What is the current stock price of Robinhood Markets (HOOD)?

The current stock price of Robinhood Markets (HOOD) is $115.27 as of January 9, 2026.

What is the market cap of Robinhood Markets (HOOD)?

The market cap of Robinhood Markets (HOOD) is approximately 103.8B.
Robinhood Markets, Inc.

Nasdaq:HOOD

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HOOD Stock Data

103.76B
779.87M
0.75%
72.7%
3.28%
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