Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood (NASDAQ:HOOD) filed a Form 4 showing Chief Brokerage Officer Steven M. Quirk sold 92,257 Class A shares on 06/25/2025 at a weighted-average price of $84.96, generating about $7.8 million in proceeds. The sale was executed under a Rule 10b5-1 trading plan adopted on 11/12/2024. Following the transaction, Quirk’s direct ownership dropped from 228,621 to 136,364 shares, a reduction of roughly 40%. No derivative transactions or purchases were reported, and the filing notes price ranges of $84.93–$85.15 with full trade details available upon request.
Robinhood Markets (HOOD) filed a Form 4 showing that CFO Jason Warnick sold 350,000 Class A shares on 06/25/2025 via a Rule 10b5-1 plan adopted 05/10/2024.
The weighted-average price was $83.6296 (trades ranged $81.96–$85.48), generating roughly $29.3 million in proceeds. Post-sale ownership dropped to 598,797 shares, about 37% lower than prior levels.
- No derivative securities were involved.
- Full trade-level pricing is available to shareholders upon request.
The sizeable pre-scheduled disposition by a key executive could influence investor sentiment despite its compliance with SEC 10b5-1 rules.
Robinhood Markets (HOOD) director Meyer Malka reported multiple securities transactions on Form 4. Key transactions include:
- Acquisition of 2,522 Class A Common Stock shares on June 24, 2025, through the conversion of Restricted Stock Units (RSUs)
- Disposition of 50,000 shares on June 12, 2025, as a gift to a donor-advised fund
- Receipt of new grant of 3,202 RSUs on June 25, 2025, under the 2021 Omnibus Incentive Plan
Following these transactions, Malka's beneficial ownership includes 6,854 shares held directly, and indirect ownership through various entities: 5,150,042 shares through trusts, 102,183 shares through LLC, and 3,235,585 shares through Bullfrog Capital funds. The RSUs vest quarterly with specific conditions tied to continued service and Robinhood's annual meeting schedule.
Robinhood Markets (HOOD) Director Baiju Bhatt reported multiple restricted stock unit (RSU) transactions in this Form 4 filing. The key transactions include:
- Settlement of 2,522 RSUs into Class A Common Stock on June 24, 2025, increasing direct ownership to 10,385 shares
- Grant of 3,202 new RSUs on June 25, 2025, as part of the annual Non-Employee Director Compensation Program
The new RSUs will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). The transactions were executed under Robinhood's 2021 Omnibus Incentive Plan, with vesting contingent on continued service and potential acceleration under certain circumstances. This filing indicates ongoing standard equity compensation practices for board members.
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