Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. is asking stockholders to vote at its virtual 2026 annual meeting on June 2, 2026. Investors will elect ten directors, approve on an advisory basis executive compensation, and ratify Ernst & Young LLP as independent auditor; the Board recommends voting FOR all three items.
The proxy highlights strong 2025 growth, with total net revenues rising to $4.5B from $2.95B and total platform assets increasing to $322B from $193B, alongside funded customers growing from 25 to 27. Governance features include annual director elections, majority voting, eight independent directors, fully independent committees, clawback policies, and stock ownership guidelines.
Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported pre‑planned transactions in Robinhood Class A and Class B Common Stock. On April 16, 2026, the Living Trust sold an aggregate of 57,261 shares of Class B Common Stock under a Rule 10b5‑1 trading plan adopted on November 13, 2025. These sales automatically converted the same number of shares into Class A Common Stock upon execution.
The Form 4 shows multiple open‑market sales of Class A shares at weighted‑average prices ranging from about $84.59 to $88.36 per share, all attributed to the Living Trust. After the transactions, Bhatt also reports direct ownership of 2,778 Class A shares and indirect holdings of 47,073,799 Class B shares through the Living Trust, indicating that the reported activity represents a small portion of the trust’s overall position and was carried out under a pre‑arranged trading plan.
Robinhood Markets, Inc. reported an insider stock sale by Chief Brokerage Officer Steven M. QuirkApril 15, 2026, Quirk completed an open-market sale of 8,540 shares of Class A Common Stock at $84.93 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 12, 2024, indicating the transactions were scheduled in advance. Following this sale, Quirk directly holds 53,183 shares of Robinhood Class A Common Stock.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported open-market sales of 5,436 shares of Class A Common Stock. The sales occurred on April 15, 2026 in multiple trades at weighted-average prices ranging from about $83 to $87 per share. According to the filing, the transactions were made under a Rule 10b5-1 trading plan adopted on August 20, 2025. After these sales, Verma directly holds 52,747 shares of Robinhood Class A Common Stock.
HOOD affiliate filed a Form 144 disclosing planned and recent Rule 10b5-1 sales of Common Stock. The filing lists 67,422 shares tied to a 10b5-1 sale on 03/20/2026 ($4,808,530.30) and 65,694 shares on 02/23/2026 ($4,749,978.39). The Form 144 notice appears dated 04/16/2026.
HOOD reported an insider sale under a 10b5-1 plan. The filing shows a 10b5-1 sale of 52,540 shares of Common stock on 02/03/2026 with proceeds of $4,613,285.21. The notice also lists 8,540 Restricted Stock Units dated 03/01/2026.
Vladimir Tenev filed a Form 144 reporting the sale of 375,000 shares of Common Stock. The filing lists a 10b5-1 sale dated 04/06/2026 with proceeds of $26,187,712.50. The record also shows 327,500 Founders Shares dated 04/30/2019 as issuer-related information.
Robinhood Markets, Inc. CEO Vladimir Tenev reported a pre-planned sale tied to a share conversion. On April 6, 2026, he converted 375,000 shares of Class B Common Stock into 375,000 shares of Class A Common Stock and then sold all 375,000 Class A shares in open-market transactions.
The sales occurred at weighted-average prices of $69.5343 and $70.1184 per share, executed under a Rule 10b5-1 trading plan adopted on September 5, 2025. After these transactions, Tenev directly holds 48,669,572 shares of Class B Common Stock and indirectly holds 6,907 shares of Class A Common Stock through a living trust.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold Class A Common Stock in two open-market transactions. On April 6, 2026, he sold 3,035 shares at a weighted-average price of $69.5468 and 2,800 shares at a weighted-average price of $70.1786.
The sales, totaling 5,835 shares, were executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. After these transactions, he continues to hold 18,006 shares of Robinhood Class A Common Stock directly.