Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood Markets insider Daniel M. Gallagher Jr. reported a gift of 20,000 shares of Class A common stock on 09/08/2025. The Form 4 shows the shares were disposed of under Transaction Code G as a bona fide gift to a donor advised fund and recorded at $0 price. Following the reported transaction, Mr. Gallagher beneficially owns 590,949 shares. The filing identifies his role as Chief Legal Officer and was signed by an attorney-in-fact on his behalf.
Form 144 notice for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 418,338 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $49,573,053.00. The shares were acquired as founders' shares on 10/04/2018. The filing lists multiple large related-party sales during June–August 2025, including transfers by the Baiju Prafulkumar Bhatt Living Trust and Bhatt Family Foundation DAF totaling several million shares and proceeds in the hundreds of millions. Some sales are identified as executed under 10b5-1 trading plans, indicating prearranged transactions rather than opportunistic open-market activity.
Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported a sale of 5,865 shares of Class A common stock on 09/05/2025 at a weighted-average price of $99.8319 per share under a Rule 10b5-1 trading plan adopted November 11, 2024. After the reported dispositions, the filing shows Mr. Pinner beneficially owned 23,680 shares. The form was signed by an attorney-in-fact on 09/09/2025 and includes an offer to provide full trade-level details on request.
Steven M. Quirk, Chief Brokerage Officer of Robinhood Markets, Inc. (HOOD), reported the sale of 60,113 shares of Class A common stock on 09/03/2025 under a Rule 10b5-1 trading plan adopted November 12, 2024. The trades executed during the day at prices ranging from $99.59 to $102.68, with a reported weighted-average price of $100.9105. After the reported disposition, the filing shows the Reporting Person beneficially owns 94,454 shares. The Form 4 was signed on behalf of Mr. Quirk by an attorney-in-fact on 09/05/2025 and includes an undertaking to provide detailed trade-level information upon request.
Daniel M. Gallagher Jr., Chief Legal Officer of Robinhood Markets, Inc. (HOOD), reported a sale of Class A common stock. On 09/03/2025 he disposed of 25,000 shares at a weighted-average price of $100.9152 per share under a Rule 10b5-1 trading plan adopted August 9, 2024. After the reported transactions he beneficially owned 610,949 shares of Class A common stock. The filing notes the trades executed at prices ranging from $99.52 to $102.61 and that the reporting person will provide full trade-level details on request. The Form 4 was signed by an attorney-in-fact on 09/05/2025.
Form 144 filed for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 23,457 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $2,413,959.87. The filing states the shares were acquired as Restricted Stock Units on 09/01/2025 and lists the approximate date of sale as 09/05/2025 on NASDAQ. The notice also discloses three prior 10b5-1 sales by Jeffrey T. Pinner of 5,864 shares each on 06/20/2025, 07/07/2025, and 07/25/2025 with gross proceeds of $456,361.70, $548,353.20, and $614,140.82, respectively. The filer represents there is no undisclosed material adverse information and references reliance on Rule 10b5-1 trading instructions where applicable.
Robinhood Markets insider Daniel M. Gallagher Jr. reported the vesting and settlement of restricted stock units (RSUs) that increased his Class A common stock holdings before shares were withheld for taxes. The filing shows 133,586 RSUs vested and were converted into shares, raising beneficial ownership to 700,473 Class A shares, followed by a withholding disposition of 64,524 shares at $104.03 to satisfy taxes, leaving 635,949 shares beneficially owned. Multiple prior RSU grants (2022, 2023, 2024, 2025) and their scheduled quarterly vesting are disclosed, with aggregate post-transaction holdings shown for each grant series.
Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported changes in his beneficial ownership on Form 4. On 09/01/2025 a tranche of restricted stock units (RSUs) vested and were settled. The filing shows 53,844 RSUs converted to Class A common stock and were reported as acquired, with 27,343 shares withheld by the company to satisfy tax-withholding obligations at an indicated price of $104.03 per share. The filing also reports two RSU-related entries of 47,658 and 6,186 units reflected in the derivative table; the RSUs convert one-for-one into Class A common stock upon vesting. Following these transactions, the reporting person’s beneficial ownership totals are shown as 571,896 and 86,611 shares for the respective RSU grants shown. The transactions were signed by an attorney-in-fact on behalf of Mr. Pinner on 09/03/2025.
Steven M. Quirk, Chief Brokerage Officer of Robinhood Markets, Inc. (HOOD), reported equity transactions on 09/01/2025. The filing shows vesting/settlement of restricted stock units (RSUs) that resulted in the acquisition of 61,329 Class A common shares and the withholding of 27,170 shares to satisfy tax obligations at a reported per-share price of $104.03. After these non-derivative transactions the filing lists beneficial ownership positions of 181,737 and 154,567 Class A shares in two reported lines. The form also reports three separate RSU derivative entries (27,995; 16,837; 16,497 RSUs) with underlying Class A shares and corresponding post-transaction beneficial ownership figures as stated in the filing.
Jason Warnick, Chief Financial Officer of Robinhood Markets, Inc. (HOOD), reported RSU vesting and related share withholding/sale on 09/01/2025. A total of 112,332 restricted stock units vested and converted one‑for‑one into Class A common stock. To satisfy tax withholding on those vested RSUs, 45,363 shares were withheld (reported as a disposition) at a price of $104.03, leaving the reporting person with 577,227 shares beneficially owned after the transactions. The filing also lists multiple prior RSU grants and remaining RSU/derivative holdings reflecting ongoing scheduled vesting from grants made in 2022–2025.