Planned sale of 327,500 HOOD (HOOD) shares in Rule 144 notice

Rhea-AI Filing Summary

A holder of common stock has filed a notice to sell 327,500 shares of the issuer’s stock under Rule 144. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NASDAQ, with an approximate aggregate market value of $39,191,925.00. The filing lists an approximate sale date of 01/15/2026 and notes that there are 786,356,025 shares of this class outstanding.

The shares to be sold were originally acquired as founders shares from the issuer on 04/30/2019, with the full amount of 327,500 shares acquired on that date and payment also dated 04/30/2019. The section for securities sold during the past three months contains no disclosed prior sales, indicating this notice relates to a new planned disposition of these founder-acquired shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	327500	39191925.00	786356025	01/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2019	Founders Shares	Issuer			327500	04/30/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many HOOD shares are planned for sale in this Form 144?

The notice covers a planned sale of 327,500 shares of common stock. The filing shows an aggregate market value for these shares of $39,191,925.00.

On which exchange and through which broker will the HOOD shares be sold?

The planned sale of the common shares is to be executed on the NASDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

When were the HOOD shares to be sold originally acquired?

The 327,500 common shares were acquired on 04/30/2019 as founders shares from the issuer, with the date of payment also listed as 04/30/2019.

What is the approximate sale date for the HOOD shares in this Rule 144 notice?

The filing lists an approximate date of sale of 01/15/2026 for the 327,500 common shares to be sold on NASDAQ.

How many HOOD shares of this class are outstanding according to the notice?

The Rule 144 notice reports that there are 786,356,025 shares of this class of common stock outstanding at the time referenced in the filing.

Does the Form 144 show any HOOD shares sold in the past three months?

The section for securities sold during the past 3 months does not contain any disclosed prior sales, indicating no such sales are listed in this notice.