Were the Robinhood CTO share sales made under a Rule 10b5-1 trading plan?

Yes. A footnote states that the transactions were effected under a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024 .

Robinhood (HOOD) CTO sells shares in 10b5-1 plan on Jan 5, 2026 trades

Q: What insider transaction did Robinhood (HOOD) disclose in this Form 4?

The filing shows that Chief Technology Officer Jeffrey Pinner sold multiple blocks of Class A Common Stock of Robinhood Markets, Inc. on January 5, 2026 .

Q: Who is the reporting person in the Robinhood (HOOD) Form 4 and what is their role?

The reporting person is Pinner Jeffrey Tsvi , who serves as Chief Technology Officer of Robinhood Markets, Inc., and the form is filed for one reporting person.

Q: On what date did the Robinhood CTO sell shares and at what prices?

All reported sales occurred on January 5, 2026 , with weighted-average prices of $118.484 , $119.6856 , $120.3875 , $122.1305 , and $122.9105 , executed in multiple trades within daily ranges from $117.90 to $123.27 .

Q: How many Robinhood (HOOD) shares did the CTO hold after the reported sales?

Following the reported transactions, Jeffrey Pinner beneficially owned 14,997 shares of Robinhood Class A Common Stock, held with direct ownership.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets Chief Technology Officer Jeffrey Pinner filed a Form 4 reporting several open-market sales of Class A Common Stock on January 5, 2026 under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. The reported transactions involved blocks of 500, 900, 400, 2,100 and 1,964 shares, sold at weighted-average prices between $118.484 and $122.9105, with each sale executed in multiple trades within intraday price ranges from $117.90 up to $123.27. After these sales, Pinner directly beneficially owned 14,997 shares of Robinhood Class A Common Stock.

Insider Trade Summary

Net Seller: 5,864 shares ($712,984)

Net Sell 5 txns

Insider Pinner Jeffrey Tsvi

Role Chief Technology Officer

Sold 5,864 shs ($713K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	500	$118.484	$59K
Sale	Class A Common Stock	900	$119.6856	$108K
Sale	Class A Common Stock	400	$120.3875	$48K
Sale	Class A Common Stock	2,100	$122.1305	$256K
Sale	Class A Common Stock	1,964	$122.9105	$241K

Holdings After Transaction: Class A Common Stock — 20,361 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $117.90 to $118.89. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $119.12 to $120.10. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $120.17 to $120.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $121.56 to $122.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $122.58 to $123.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Form 4 Insider Transactions: What Each Field Means →

01/07/2026 - 04:31 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinner Jeffrey Tsvi

(Last)

(First)

(Middle)

85 WILLOW ROAD

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	01/05/2026		S⁽¹⁾		500	D	$118.484⁽²⁾	20,361	D
Class A Common Stock	01/05/2026		S⁽¹⁾		900	D	$119.6856⁽³⁾	19,461	D
Class A Common Stock	01/05/2026		S⁽¹⁾		400	D	$120.3875⁽⁴⁾	19,061	D
Class A Common Stock	01/05/2026		S⁽¹⁾		2,100	D	$122.1305⁽⁵⁾	16,961	D
Class A Common Stock	01/05/2026		S⁽¹⁾		1,964	D	$122.9105⁽⁶⁾	14,997	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $117.90 to $118.89. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $119.12 to $120.10. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $120.17 to $120.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $121.56 to $122.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

6. This transaction was executed in multiple trades during the day at prices ranging from $122.58 to $123.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Robinhood (HOOD) disclose in this Form 4?

The filing shows that Chief Technology Officer Jeffrey Pinner sold multiple blocks of Class A Common Stock of Robinhood Markets, Inc. on January 5, 2026.

Who is the reporting person in the Robinhood (HOOD) Form 4 and what is their role?

The reporting person is Pinner Jeffrey Tsvi, who serves as Chief Technology Officer of Robinhood Markets, Inc., and the form is filed for one reporting person.

On what date did the Robinhood CTO sell shares and at what prices?

All reported sales occurred on January 5, 2026, with weighted-average prices of $118.484, $119.6856, $120.3875, $122.1305, and $122.9105, executed in multiple trades within daily ranges from $117.90 to $123.27.

How many Robinhood (HOOD) shares did the CTO hold after the reported sales?

Following the reported transactions, Jeffrey Pinner beneficially owned 14,997 shares of Robinhood Class A Common Stock, held with direct ownership.

What do the footnotes say about how the trade prices were determined?

The footnotes explain that each transaction was executed in multiple trades during the day, with the weighted-average price reported and price ranges specified for each group of trades.