Robinhood (HOOD) chief legal officer sells 10,000 shares in planned trades

Rhea-AI Filing Summary

Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr. sold a total of 10,000 shares of its Class A Common Stock in open-market transactions on 2026-03-03.

The sales, made under a Rule 10b5-1 trading plan adopted on August 8, 2025, were executed in multiple trades at weighted-average prices ranging from $72.46 to $77.22 per share. Following these transactions, Gallagher directly held 452,849 shares of Robinhood Class A Common Stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gallagher Daniel Martin Jr

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/03/2026		S(1)		600	D	$72.795(2)	462,249	D
Class A Common Stock	03/03/2026		S(1)		1,413	D	$74.2243(3)	460,836	D
Class A Common Stock	03/03/2026		S(1)		2,701	D	$75.1138(4)	458,135	D
Class A Common Stock	03/03/2026		S(1)		3,786	D	$76.1075(5)	454,349	D
Class A Common Stock	03/03/2026		S(1)		1,500	D	$76.8813(6)	452,849	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

2. This transaction was executed in multiple trades during the day at prices ranging from $72.46 to $73.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $73.58 to $74.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $74.60 to $75.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $75.60 to $76.52. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

6. This transaction was executed in multiple trades during the day at prices ranging from $76.65 to $77.22. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr.	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Robinhood (HOOD) disclose for Daniel Gallagher?

Robinhood disclosed that Chief Legal Officer Daniel Martin Gallagher Jr. sold 10,000 shares of Class A Common Stock on 2026-03-03. The open-market transactions were reported on Form 4 and were executed across multiple trades at different weighted-average prices.

How many Robinhood (HOOD) shares did Daniel Gallagher sell and at what prices?

Daniel Martin Gallagher Jr. sold 10,000 Class A shares in several trades on 2026-03-03. Weighted-average prices for the transactions ranged from $72.46 to $77.22 per share, reflecting multiple executions within those price intervals during the trading day.

What trading plan governed Daniel Gallagher’s Robinhood (HOOD) share sales?

The reported sales were effected under a Rule 10b5-1 trading plan adopted by Daniel Martin Gallagher Jr. on August 8, 2025. Such pre-arranged plans allow insiders to schedule trades in advance according to predetermined instructions and conditions.

How many Robinhood (HOOD) shares does Daniel Gallagher hold after the Form 4 sales?

After completing the reported open-market sales on 2026-03-03, Daniel Martin Gallagher Jr. directly held 452,849 shares of Robinhood Class A Common Stock. This post-transaction balance was explicitly reported in the Form 4 ownership table.

What role does Daniel Gallagher hold at Robinhood (HOOD) in this Form 4 filing?

In this Form 4 filing, Daniel Martin Gallagher Jr. is identified as an officer of Robinhood Markets, Inc., serving as Chief Legal Officer. The transactions reported reflect his direct ownership in the company’s Class A Common Stock.

Were Daniel Gallagher’s Robinhood (HOOD) share sales executed in a single trade?

No. Each reported sale was executed in multiple trades during the day, within specified price ranges. The Form 4 lists weighted-average prices and notes an undertaking to provide detailed trade counts and prices to regulators or shareholders upon request.