Robinhood Markets (HOOD) CTO sells 5,836 shares under 10b5-1 plan

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner reported selling a total of 5,836 shares of Class A common stock in open-market transactions on March 5, 2026. The sales were executed at reported weighted-average prices ranging from $79.27 to $83.6750.

The trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024, which automates transactions according to preset instructions. Following these sales, Pinner directly held 29,676 shares of Robinhood Class A common stock.

Insider Trade Summary

Net Seller: 5,836 shares ($469,822)

Net Sell 5 txns

Insider Pinner Jeffrey Tsvi

Role Chief Technology Officer

Sold 5,836 shs ($470K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	2,400	$79.27	$190K
Sale	Class A Common Stock	1,836	$80.1599	$147K
Sale	Class A Common Stock	400	$81.2775	$33K
Sale	Class A Common Stock	400	$82.3725	$33K
Sale	Class A Common Stock	800	$83.675	$67K

Holdings After Transaction: Class A Common Stock — 33,112 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $78.76 to $79.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $79.79 to $80.64. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $80.99 to $81.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $82.08 to $83.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $83.29 to $84.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Form 4 Insider Transactions: What Each Field Means →

03/09/2026 - 04:31 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinner Jeffrey Tsvi

(Last)

(First)

(Middle)

85 WILLOW ROAD

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	03/05/2026		S⁽¹⁾		2,400	D	$79.27⁽²⁾	33,112	D
Class A Common Stock	03/05/2026		S⁽¹⁾		1,836	D	$80.1599⁽³⁾	31,276	D
Class A Common Stock	03/05/2026		S⁽¹⁾		400	D	$81.2775⁽⁴⁾	30,876	D
Class A Common Stock	03/05/2026		S⁽¹⁾		400	D	$82.3725⁽⁵⁾	30,476	D
Class A Common Stock	03/05/2026		S⁽¹⁾		800	D	$83.675⁽⁶⁾	29,676	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $78.76 to $79.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $79.79 to $80.64. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $80.99 to $81.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $82.08 to $83.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

6. This transaction was executed in multiple trades during the day at prices ranging from $83.29 to $84.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Robinhood (HOOD) report for its CTO?

Robinhood’s Chief Technology Officer Jeffrey Tsvi Pinner reported selling 5,836 shares of Class A common stock in open-market transactions on March 5, 2026, as disclosed in a Form 4 filing with detailed trade prices and remaining share ownership.

How many Robinhood (HOOD) shares did the CTO sell and at what prices?

Jeffrey Tsvi Pinner sold a total of 5,836 Robinhood Class A shares. The weighted-average sale prices reported for the separate trades ranged from $79.27 to $83.6750 per share, with each transaction described as an open-market sale of non-derivative common stock.

Was the Robinhood (HOOD) CTO’s stock sale under a Rule 10b5-1 plan?

Yes. The filing states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Jeffrey Tsvi Pinner on November 11, 2024, meaning the sales followed preset instructions rather than discretionary, day-of trading decisions.

How many Robinhood (HOOD) shares does the CTO own after these sales?

After completing the reported March 5, 2026 transactions, Jeffrey Tsvi Pinner directly owned 29,676 shares of Robinhood Class A common stock, according to the Form 4, which lists share balances following each individual open-market sale.

What type of security did the Robinhood (HOOD) CTO sell in the Form 4?

The transactions involved Robinhood’s Class A Common Stock, categorized as non-derivative securities. Each line in the Form 4 describes an open-market sale of this common stock, including the number of shares sold and the weighted-average price per share.

How many separate transactions are disclosed in the Robinhood (HOOD) CTO Form 4?

The Form 4 discloses five separate open-market sale transactions on March 5, 2026. Each entry lists Class A Common Stock, the number of shares sold, a specific weighted-average sale price, and the updated total shares held directly after each sale.