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Robinhood (HOOD) legal chief sells 10,000 shares in 10b5-1 plan trade

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets Chief Legal Officer Daniel M. Gallagher Jr reported multiple open-market sales of Class A common stock. On January 5, 2026, he sold a total of 10,000 Class A shares in several transactions at weighted-average prices ranging from $118.2604 to $122.8165, executed throughout the day in multiple trades within stated price ranges.

The sales were carried out under a Rule 10b5-1 trading plan adopted on August 8, 2025. After these transactions, Gallagher beneficially owned 403,612 shares of Robinhood Class A common stock, held directly.

Positive

  • None.

Negative

  • None.
Insider Gallagher Daniel Martin Jr
Role Chief Legal Officer
Sold 10,000 shs ($1.22M)
Type Security Shares Price Value
Sale Class A Common Stock 716 $118.2604 $85K
Sale Class A Common Stock 1,400 $119.5279 $167K
Sale Class A Common Stock 800 $120.295 $96K
Sale Class A Common Stock 2,700 $121.897 $329K
Sale Class A Common Stock 4,384 $122.8165 $538K
Holdings After Transaction: Class A Common Stock — 412,896 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. This transaction was executed in multiple trades during the day at prices ranging from $118.00 to $118.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $119.05 to $119.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $120.19 to $120.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $121.31 to $122.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $122.32 to $123.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gallagher Daniel Martin Jr
(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/05/2026 S(1) 716 D $118.2604(2) 412,896 D
Class A Common Stock 01/05/2026 S(1) 1,400 D $119.5279(3) 411,496 D
Class A Common Stock 01/05/2026 S(1) 800 D $120.295(4) 410,696 D
Class A Common Stock 01/05/2026 S(1) 2,700 D $121.897(5) 407,996 D
Class A Common Stock 01/05/2026 S(1) 4,384 D $122.8165(6) 403,612 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
2. This transaction was executed in multiple trades during the day at prices ranging from $118.00 to $118.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
3. This transaction was executed in multiple trades during the day at prices ranging from $119.05 to $119.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
4. This transaction was executed in multiple trades during the day at prices ranging from $120.19 to $120.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
5. This transaction was executed in multiple trades during the day at prices ranging from $121.31 to $122.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
6. This transaction was executed in multiple trades during the day at prices ranging from $122.32 to $123.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr. 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Robinhood (HOOD) shares did Daniel Gallagher sell in this Form 4?

The Form 4 reports that Daniel M. Gallagher Jr, Chief Legal Officer of Robinhood Markets, Inc., sold a total of 10,000 shares of Class A common stock on January 5, 2026.

What prices were the Robinhood (HOOD) shares sold for in Gallagher’s transaction?

The reported weighted-average sale prices ranged from $118.2604 to $122.8165, with each line item representing sales executed in multiple trades within specified intraday price ranges between $118.00 and $123.28.

Is Daniel Gallagher’s Robinhood (HOOD) stock sale under a Rule 10b5-1 plan?

Yes. A footnote states that the transaction was effected under a Rule 10b5-1 trading plan adopted by Daniel M. Gallagher Jr on August 8, 2025.

How many Robinhood (HOOD) shares does Daniel Gallagher own after this Form 4 transaction?

Following the reported sales, Daniel M. Gallagher Jr beneficially owned 403,612 shares of Robinhood Markets, Inc. Class A common stock, held directly.

What is Daniel Gallagher’s role at Robinhood Markets, Inc. (HOOD)?

The filing identifies Daniel M. Gallagher Jr as an officer of Robinhood Markets, Inc., serving as the company’s Chief Legal Officer.

Were the Robinhood (HOOD) share sales executed in single or multiple trades?

Each reported line was executed in multiple trades during the day, with the Form 4 providing weighted-average prices and noting that full trade details are available upon request.