Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. director Baiju Bhatt reported equity-based compensation activity. On June 2, 2026, he received a grant of 3,289 restricted stock units (RSUs) as his annual non-employee director award under Robinhood’s 2021 Omnibus Incentive Plan. These RSUs convert into Class A Common Stock on a one-for-one basis and vest one-quarter on October 1, 2026, with the remainder vesting in three equal quarterly installments through the day before Robinhood’s 2027 annual meeting, subject to continued service.
On June 1, 2026, 801 RSUs were exercised and converted into 801 shares of Class A Common Stock, leaving no RSUs from that earlier award outstanding. Following this exercise, Bhatt directly held 3,579 shares of Class A Common Stock as reported in the filing.
Robinhood Markets Chief Brokerage Officer Steven M. Quirk reported routine equity compensation activity. On June 1, 2026, 71,176 restricted stock units converted into Class A Common Stock as they vested, and Robinhood withheld 31,533 shares at $94.30 per share to cover tax obligations, which the company notes does not represent a sale by Quirk. Following these transactions, he directly held 92,826 Class A shares. The RSUs stem from grants made between 2023 and 2026 under Robinhood's 2021 Omnibus Incentive Plan, each vesting over sixteen installments subject to continued service.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported routine equity compensation activity involving restricted stock units (RSUs). On June 1, 2026, RSUs converted into Class A Common Stock, with 33,322 RSUs vesting and settling. Of these, 16,955 shares were withheld by Robinhood to cover tax obligations at an implied value of $94.30 per share, which the filing specifies is not an open-market sale by Verma. Following these transactions, Verma directly holds 63,911 shares of Class A Common Stock. Footnotes also note RSU grants on March 19, 2025 and March 19, 2026 under Robinhood’s 2021 Omnibus Incentive Plan, along with a separate acquisition of 233 shares in May 2026 through the 2021 Employee Share Purchase Plan.
Robinhood Markets, Inc.'s Chief Legal Officer Daniel Martin Gallagher Jr. reported routine equity compensation activity. On June 1, 2026, a total of 112,856 restricted stock units (RSUs) converted into Class A Common Stock as part of scheduled vesting under Robinhood's 2021 Omnibus Incentive Plan.
To cover related tax obligations, 54,309 shares were withheld by Robinhood at a reference price of $94.30 per share, which the filing specifies does not represent an open-market sale by Gallagher. Following these transactions, Gallagher directly holds 491,396 shares of Class A Common Stock. Multiple RSU grants made between 2023 and 2026 continue to vest in equal quarterly installments, conditioned on his continued service.
Robinhood Markets filing under Form 144 reports registration of 30,000 shares of Common Stock described as Restricted Stock Units with an original grant date of 06/01/2025. The record shows two 10b5-1 sales by Daniel Martin Gallagher: 10,000 shares on 05/04/2026 for $768,907 and 10,000 shares on 04/06/2026 for $698,451.
Steven Quirk filed a Form 144 to sell 10,837 shares of Common Stock (issued as Restricted Stock Units). The filing lists broker Morgan Stanley Smith Barney LLC and an exchange designation of NASDAQ. The excerpt also shows a prior 10b5-1 sale of 8,540 shares on 04/15/2026 for $725,302.20.
Robinhood Markets, Inc. held its 2026 annual stockholder meeting on June 2, 2026. Stockholders re-elected ten directors, including Vladimir Tenev and Baiju Bhatt, to serve until the 2027 annual meeting. An advisory vote approved 2025 compensation for the company’s named executive officers, and stockholders also ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. Holders of Class A and Class B common stock voted together as a single class, with Class A shares carrying one vote and Class B shares carrying ten votes as of the April 8, 2026 record date.
Robinhood Markets, Inc. director Meyer Malka, through an investment fund, reported an open-market purchase of 249,000 shares of Class A Common Stock at a weighted average price of $80.3944 per share. The fund’s shares were bought in multiple trades between $80.05 and $80.68 per share.
After this transaction, a fund associated with Malka held 3,493,427 shares indirectly, while additional indirect holdings include 3,976,234 shares held through various trusts and 102,183 shares through an LLC, plus 1,011 shares held directly. Malka disclaims beneficial ownership of these indirect positions except to the extent of any pecuniary interest.
Robinhood Markets director Meyer Malka, through investment entities associated with Bullfrog Capital, reported a set of hedging transactions in derivatives tied to Robinhood Class A common stock. On May 22, 2026, Bullfrog executed three European-style listed FLEX put option contracts, each referencing 30,000 shares.
The hedge involved selling 30,000 put options with a strike price of $100.00, buying 30,000 put options with a strike price of $75.00, and selling another 30,000 put options with a strike price of $45.00. Each contract was priced at $74.65 and will be physically settled, expiring on December 31, 2027.
The filing explains that the underlying shares are held by Bullfrog Capital, L.P. and related entities. Malka is a director of the ultimate general partner and disclaims beneficial ownership of the shares except to the extent of any pecuniary interest.