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[Form 4] Robinhood Markets, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robert B. Zoellick, a director of Robinhood Markets, Inc. (HOOD), reported on Form 4 that 800 restricted stock units (RSUs) vested and converted into 800 shares of Class A common stock on 10/01/2025. Following the vesting and settlement, the reporting person beneficially owns 99,648 shares of Class A common stock and 2,402 shares underlying previously reported RSUs, all held directly. The Form discloses the original grant of 3,202 RSUs on 06/25/2025, with one-fourth vesting on 10/01/2025 and the remainder scheduled to vest in three equal quarterly installments (final installment no later than the day before Robinhood's 2026 annual meeting), subject to continued service and customary acceleration provisions. The Form is signed by an attorney-in-fact on 10/02/2025.

Positive

  • 800 RSUs converted into 800 Class A shares on 10/01/2025
  • Reporting clarifies total direct beneficial ownership of 99,648 Class A shares

Negative

  • None.

Insights

Director received scheduled RSU vesting: 800 RSUs settled into 800 shares on 10/01/2025.

This Form 4 records a routine vesting event from a prior grant of 3,202 RSUs awarded on 06/25/2025. One-fourth vested on 10/01/2025 with the remaining 2,402 RSUs scheduled to vest in three equal quarterly installments, the last vesting no later than the day before the 2026 annual meeting, and subject to continued service and acceleration conditions.

For shareholders, this clarifies dilution timing from outstanding awards and confirms the director's partial settlement of compensation into 800 Class A shares.

Insider holding and transaction are disclosed as required; ownership totals are stated.

The reporting person now beneficially owns 99,648 Class A shares plus 2,402 shares tied to unvested RSUs, all reported as direct holdings. The disclosure was filed by attorney-in-fact and signed on 10/02/2025, meeting filing formalities.

This filing shows no sale or transfer; it documents compensation settlement and ongoing equity ownership.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Zoellick Robert B.

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 M 800 A (1) 99,648 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/01/2025 M 800 (2) (2) Class A Common Stock 800 $0 2,402 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
Zoellick POA
/s/ Matthew Yorkavich, attorney-in- fact for Robert Zoellick 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Robert B. Zoellick report in the Form 4 for HOOD?

The Form 4 reports that 800 RSUs vested and converted into 800 Class A shares on 10/01/2025, and the reporting person now beneficially owns 99,648 Class A shares.

How many RSUs were originally granted to the reporting person?

The reporting person was granted 3,202 RSUs on 06/25/2025 under Robinhood's 2021 Omnibus Incentive Plan.

What is the remaining RSU vesting schedule disclosed?

One-fourth vested on 10/01/2025; the remainder vests in three equal quarterly installments, with the final installment vesting no later than the day before Robinhood's 2026 annual meeting.

Who signed the Form 4 and when?

The filing was signed by Matthew Yorkavich, attorney-in-fact for Robert Zoellick on 10/02/2025.

Did the Form 4 report any sales or dispositions of HOOD shares?

No. The Form 4 shows an acquisition/settlement event of RSUs into 800 shares and reports ownership totals; no dispositions were reported.
Robinhood Markets, Inc.

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