STOCK TITAN

[Form 4] Robinhood Markets, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Robert B. Zoellick, a director of Robinhood Markets, Inc. (HOOD), reported on Form 4 that 800 restricted stock units (RSUs) vested and converted into 800 shares of Class A common stock on 10/01/2025. Following the vesting and settlement, the reporting person beneficially owns 99,648 shares of Class A common stock and 2,402 shares underlying previously reported RSUs, all held directly. The Form discloses the original grant of 3,202 RSUs on 06/25/2025, with one-fourth vesting on 10/01/2025 and the remainder scheduled to vest in three equal quarterly installments (final installment no later than the day before Robinhood's 2026 annual meeting), subject to continued service and customary acceleration provisions. The Form is signed by an attorney-in-fact on 10/02/2025.

Robert B. Zoellick, direttore di Robinhood Markets, Inc. (HOOD), ha riportato nel modulo 4 che 800 unità azionarie soggette a restrizioni (RSU) si sono vestite e convertite in 800 azioni ordinarie di classe A in data 01/10/2025. A seguito della vesting e della liquidazione, la persona che segnala detiene beneficiariamente 99.648 azioni ordinarie di classe A e 2.402 azioni sottostanti alle RSU precedentemente riportate, tutte detenute direttamente. Il modulo rivela la concessione originale di 3.202 RSU in data 25/06/2025, con un quarto che vestirà in data 01/10/2025 e il resto previsto per vestire in tre rate trimestrali uguali (l'ultima rata entro la giornata precedente l’assemblea annuale Robinhood 2026), soggetto a servizio continuo e alle consuete clausole di accelerazione. Il modulo è firmato da un procuratore-in-fatto in data 02/10/2025.

Robert B. Zoellick, director de Robinhood Markets, Inc. (HOOD), informó en el Formulario 4 que 800 unidades de acciones restringidas (RSU) se consolidaron y convirtieron en 800 acciones ordinarias de clase A en la fecha 01/10/2025. Tras la vesting y la liquidación, la persona que informa posee beneficiosamente 99.648 acciones ordinarias de clase A y 2.402 acciones subyacentes a RSU previamente reportadas, todas mantenidas directamente. El Formulario divulga la concesión original de 3.202 RSU en 25/06/2025, con una cuarta parte que vestirá el 01/10/2025 y el resto está previsto que venza en tres cuotas trimestrales iguales (la última cuota a más tardar el día anterior a la reunión anual de Robinhood de 2026), sujeto a servicio continuo y a las disposiciones habituales de aceleración. El Formulario está firmado por un apoderado en 02/10/2025.

로버트 B. 졸릭은 Robinhood Markets, Inc. (HOOD)의 이사로서, RSU로 제한된 800 주식 단위가 귀속되어 800 주의 A 클래스 일반주로 2025/10/01에 전환되었음을 Form 4에 보고했습니다. 귀속 및 결제로 이후 신고인은 99,648 주의 A 클래스 일반주를 직접 보유하게 되었고, 이전에 보고된 RSU의 기초가 되는 2,402 주도 보유합니다. 원래 RSU 부여는 2025/06/25에 있었으며, 1/4는 2025/10/01에 귀속되고 나머지는 Robinhood의 2026년 연례총회 이전의 시점까지 3회분의 동등한 분할로 귀속될 예정이며, 지속적인 서비스와 일반적인 가속 조항의 적용을 받습니다. 이 양식은 2025/10/02에 대리인에 의해 서명되었습니다.

Robert B. Zoellick, un directeur de Robinhood Markets, Inc. (HOOD), a déclaré sur le formulaire 4 que 800 unités d’actions restreintes (RSU) se sont acquises et converties en 800 actions ordinaires de classe A le 01/10/2025. Suite à la vesting et au règlement, la personne qui déclare détient bénéficiairement 99 648 actions ordinaires de classe A et 2 402 actions sous-jacentes aux RSU précédemment rapportées, toutes détenues directement. Le formulaire divulgue l'octroi initial de 3 202 RSU le 25/06/2025, dont un quart vestira le 01/10/2025 et le reste est prévu pour vesting en trois versements trimestriels égaux (dernier versement au plus tard la veille de l’assemblée annuelle 2026 de Robinhood), sous réserve de service continu et des dispositions habituelles d’accélération. Le formulaire est signé par un mandataire le 02/10/2025.

Robert B. Zoellick, Direktor von Robinhood Markets, Inc. (HOOD), hat im Formular 4 berichtet, dass 800 eingeschränkte Aktieneinheiten (RSUs) gewährt wurden, die sich in 800 Stammaktien der Klasse A am 01.10.2025 vesten/konvertieren. Nach dem Vesting und der Abwicklung besitzt die meldende Person benefizient 99.648 Aktien der Klasse A und 2.402 Aktien, die den zuvor gemeldeten RSUs zugrunde liegen, alle direkt gehalten. Das Formular offenbart die ursprüngliche Zuteilung von 3.202 RSUs am 25.06.2025, von denen ein Viertel am 01.10.2025 vestet und der Rest in drei gleichen vierteljährlichen Raten vesten soll (letzte Rate spätestens am Tag vor der jährlichen Hauptversammlung von Robinhood 2026), vorbehaltlich fortgesetztem Service und üblicher Beschleunigungsregelungen. Das Formular ist von einem Bevollmächtigten am 02.10.2025 unterschrieben.

روبرت ب. زويليك، مدير في روبينهود ماركتس، إنك (HOOD)، أفاد في النموذج 4 أن 800 وحدة أسهم مقيدة (RSU) تم منحها وتحويلها إلى 800 سهم من فئة أ العادية في 01/10/2025. بعد الاستحقاق والتسوية، يملك الشخص المبلغ تقنيًا 99,648 سهمًا من فئة أ العادية و 2,402 سهمًا مرتبطًا بـ RSU تم الإبلاغ عنها سابقًا، جميعها محتفظ بها مباشرة. يكشف النموذج عن المنحة الأصلية لـ 3,202 RSU في 25/06/2025، مع ربع يستحق في 01/10/2025 وباقيها مقرر أن يستحق على ثلاث دفعات ربع سنوية متساوية (آخر دفعة لا تتجاوز اليوم السابق لاجتماع روبينهود السنوي لعام 2026)، رهناً باستمرار الخدمة وبنُظم التسريع المعتادة. النموذج موقّع من قبل وكيل في 02/10/2025.

罗伯特·B·佐利克Robinhood Markets, Inc.(HOOD)董事,在 Form 4 中披露,800 件受限股票单位(RSU)已经归属并转换为 800 股 A 类普通股,日期为 2025/10/01。在归属与结算后,申报人实际拥有 99,648 股 A 类普通股,以及先前报告的 RSU 所对应的 2,402 股,全部直接持有。 表格披露原始授予 3,202 股 RSU,日期为 2025/06/25,其中四分之一在 2025/10/01 归属,其余部分将分三次等额分期归属(最后一分最晚在 Robinhood 2026 年年度会议日前一天),受持续服务与常规加速条款的约束。 表格由代理人于 2025/10/02 签署。

Positive
  • 800 RSUs converted into 800 Class A shares on 10/01/2025
  • Reporting clarifies total direct beneficial ownership of 99,648 Class A shares
Negative
  • None.

Insights

Director received scheduled RSU vesting: 800 RSUs settled into 800 shares on 10/01/2025.

This Form 4 records a routine vesting event from a prior grant of 3,202 RSUs awarded on 06/25/2025. One-fourth vested on 10/01/2025 with the remaining 2,402 RSUs scheduled to vest in three equal quarterly installments, the last vesting no later than the day before the 2026 annual meeting, and subject to continued service and acceleration conditions.

For shareholders, this clarifies dilution timing from outstanding awards and confirms the director's partial settlement of compensation into 800 Class A shares.

Insider holding and transaction are disclosed as required; ownership totals are stated.

The reporting person now beneficially owns 99,648 Class A shares plus 2,402 shares tied to unvested RSUs, all reported as direct holdings. The disclosure was filed by attorney-in-fact and signed on 10/02/2025, meeting filing formalities.

This filing shows no sale or transfer; it documents compensation settlement and ongoing equity ownership.

Robert B. Zoellick, direttore di Robinhood Markets, Inc. (HOOD), ha riportato nel modulo 4 che 800 unità azionarie soggette a restrizioni (RSU) si sono vestite e convertite in 800 azioni ordinarie di classe A in data 01/10/2025. A seguito della vesting e della liquidazione, la persona che segnala detiene beneficiariamente 99.648 azioni ordinarie di classe A e 2.402 azioni sottostanti alle RSU precedentemente riportate, tutte detenute direttamente. Il modulo rivela la concessione originale di 3.202 RSU in data 25/06/2025, con un quarto che vestirà in data 01/10/2025 e il resto previsto per vestire in tre rate trimestrali uguali (l'ultima rata entro la giornata precedente l’assemblea annuale Robinhood 2026), soggetto a servizio continuo e alle consuete clausole di accelerazione. Il modulo è firmato da un procuratore-in-fatto in data 02/10/2025.

Robert B. Zoellick, director de Robinhood Markets, Inc. (HOOD), informó en el Formulario 4 que 800 unidades de acciones restringidas (RSU) se consolidaron y convirtieron en 800 acciones ordinarias de clase A en la fecha 01/10/2025. Tras la vesting y la liquidación, la persona que informa posee beneficiosamente 99.648 acciones ordinarias de clase A y 2.402 acciones subyacentes a RSU previamente reportadas, todas mantenidas directamente. El Formulario divulga la concesión original de 3.202 RSU en 25/06/2025, con una cuarta parte que vestirá el 01/10/2025 y el resto está previsto que venza en tres cuotas trimestrales iguales (la última cuota a más tardar el día anterior a la reunión anual de Robinhood de 2026), sujeto a servicio continuo y a las disposiciones habituales de aceleración. El Formulario está firmado por un apoderado en 02/10/2025.

로버트 B. 졸릭은 Robinhood Markets, Inc. (HOOD)의 이사로서, RSU로 제한된 800 주식 단위가 귀속되어 800 주의 A 클래스 일반주로 2025/10/01에 전환되었음을 Form 4에 보고했습니다. 귀속 및 결제로 이후 신고인은 99,648 주의 A 클래스 일반주를 직접 보유하게 되었고, 이전에 보고된 RSU의 기초가 되는 2,402 주도 보유합니다. 원래 RSU 부여는 2025/06/25에 있었으며, 1/4는 2025/10/01에 귀속되고 나머지는 Robinhood의 2026년 연례총회 이전의 시점까지 3회분의 동등한 분할로 귀속될 예정이며, 지속적인 서비스와 일반적인 가속 조항의 적용을 받습니다. 이 양식은 2025/10/02에 대리인에 의해 서명되었습니다.

Robert B. Zoellick, un directeur de Robinhood Markets, Inc. (HOOD), a déclaré sur le formulaire 4 que 800 unités d’actions restreintes (RSU) se sont acquises et converties en 800 actions ordinaires de classe A le 01/10/2025. Suite à la vesting et au règlement, la personne qui déclare détient bénéficiairement 99 648 actions ordinaires de classe A et 2 402 actions sous-jacentes aux RSU précédemment rapportées, toutes détenues directement. Le formulaire divulgue l'octroi initial de 3 202 RSU le 25/06/2025, dont un quart vestira le 01/10/2025 et le reste est prévu pour vesting en trois versements trimestriels égaux (dernier versement au plus tard la veille de l’assemblée annuelle 2026 de Robinhood), sous réserve de service continu et des dispositions habituelles d’accélération. Le formulaire est signé par un mandataire le 02/10/2025.

Robert B. Zoellick, Direktor von Robinhood Markets, Inc. (HOOD), hat im Formular 4 berichtet, dass 800 eingeschränkte Aktieneinheiten (RSUs) gewährt wurden, die sich in 800 Stammaktien der Klasse A am 01.10.2025 vesten/konvertieren. Nach dem Vesting und der Abwicklung besitzt die meldende Person benefizient 99.648 Aktien der Klasse A und 2.402 Aktien, die den zuvor gemeldeten RSUs zugrunde liegen, alle direkt gehalten. Das Formular offenbart die ursprüngliche Zuteilung von 3.202 RSUs am 25.06.2025, von denen ein Viertel am 01.10.2025 vestet und der Rest in drei gleichen vierteljährlichen Raten vesten soll (letzte Rate spätestens am Tag vor der jährlichen Hauptversammlung von Robinhood 2026), vorbehaltlich fortgesetztem Service und üblicher Beschleunigungsregelungen. Das Formular ist von einem Bevollmächtigten am 02.10.2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Zoellick Robert B.

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 M 800 A (1) 99,648 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/01/2025 M 800 (2) (2) Class A Common Stock 800 $0 2,402 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
Zoellick POA
/s/ Matthew Yorkavich, attorney-in- fact for Robert Zoellick 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Robert B. Zoellick report in the Form 4 for HOOD?

The Form 4 reports that 800 RSUs vested and converted into 800 Class A shares on 10/01/2025, and the reporting person now beneficially owns 99,648 Class A shares.

How many RSUs were originally granted to the reporting person?

The reporting person was granted 3,202 RSUs on 06/25/2025 under Robinhood's 2021 Omnibus Incentive Plan.

What is the remaining RSU vesting schedule disclosed?

One-fourth vested on 10/01/2025; the remainder vests in three equal quarterly installments, with the final installment vesting no later than the day before Robinhood's 2026 annual meeting.

Who signed the Form 4 and when?

The filing was signed by Matthew Yorkavich, attorney-in-fact for Robert Zoellick on 10/02/2025.

Did the Form 4 report any sales or dispositions of HOOD shares?

No. The Form 4 shows an acquisition/settlement event of RSUs into 800 shares and reports ownership totals; no dispositions were reported.
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