Robinhood Markets, Inc. SEC Filings

Jeffrey Pinner, Chief Technology Officer of Robinhood Markets, reported multiple sales of Class A common stock on 09/22/2025 under a Rule 10b5-1 trading plan adopted on November 11, 2024. The Form 4 shows four separate dispositions totaling 5,864 shares sold at weighted-average prices ranging from about $122.58 to $125.93, with reported weighted-average sale prices of $123.2442, $124.0617, $125.3328 and $125.93. Following these transactions, the filing reports beneficial ownership declining from 22,480 to 17,816 shares. The filing was signed by an attorney-in-fact on behalf of Mr. Pinner on 09/24/2025. The filer states it will provide trade-level details to the SEC or others upon request.

Vladimir Tenev, CEO and Director of Robinhood Markets, Inc. (HOOD), reported settlement and related sales tied to vested performance stock units (PSUs). On 09/12/2025 a tranche of 6,915,914 PSUs converted into Class A common stock upon vesting. On 09/15/2025 the reporting person sold multiple blocks of Class A shares totaling 5,563,752 shares at weighted-average prices ranging from $113.0957 to $116.4754 per share, described as a mandatory sale to satisfy tax withholding for the PSU settlement. Following additional reporting entries, 3,389,982 shares were exchanged into Class B common stock and a subsequent disposition on 09/16/2025 reduced reported Class A holdings to zero. The filing discloses the original PSU award and the share-price goals that governed vesting.

Robinhood Markets (HOOD) Form 144 notifies the market that 3,525,932 shares of common stock are proposed for sale on 09/15/2025 on NASDAQ, with an aggregate market value of $403,973,786.29. The shares were acquired as performance shares from the issuer on 09/12/2025 and payment was recorded the same day. The filing lists prior insider sales in July 2025 by Vladimir Tenev, The Tenev 2017 Irrevocable Trust and Surfboard Management LLC totaling 1,579,000 shares and gross proceeds of approximately $189,974,278.06. The filer certifies no undisclosed material adverse information.

Robinhood Markets insider Daniel M. Gallagher Jr. reported a gift of 20,000 shares of Class A common stock on 09/08/2025. The Form 4 shows the shares were disposed of under Transaction Code G as a bona fide gift to a donor advised fund and recorded at $0 price. Following the reported transaction, Mr. Gallagher beneficially owns 590,949 shares. The filing identifies his role as Chief Legal Officer and was signed by an attorney-in-fact on his behalf.

Form 144 notice for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 418,338 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $49,573,053.00. The shares were acquired as founders' shares on 10/04/2018. The filing lists multiple large related-party sales during June–August 2025, including transfers by the Baiju Prafulkumar Bhatt Living Trust and Bhatt Family Foundation DAF totaling several million shares and proceeds in the hundreds of millions. Some sales are identified as executed under 10b5-1 trading plans, indicating prearranged transactions rather than opportunistic open-market activity.

Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported a sale of 5,865 shares of Class A common stock on 09/05/2025 at a weighted-average price of $99.8319 per share under a Rule 10b5-1 trading plan adopted November 11, 2024. After the reported dispositions, the filing shows Mr. Pinner beneficially owned 23,680 shares. The form was signed by an attorney-in-fact on 09/09/2025 and includes an offer to provide full trade-level details on request.

Steven M. Quirk, Chief Brokerage Officer of Robinhood Markets, Inc. (HOOD), reported the sale of 60,113 shares of Class A common stock on 09/03/2025 under a Rule 10b5-1 trading plan adopted November 12, 2024. The trades executed during the day at prices ranging from $99.59 to $102.68, with a reported weighted-average price of $100.9105. After the reported disposition, the filing shows the Reporting Person beneficially owns 94,454 shares. The Form 4 was signed on behalf of Mr. Quirk by an attorney-in-fact on 09/05/2025 and includes an undertaking to provide detailed trade-level information upon request.

Daniel M. Gallagher Jr., Chief Legal Officer of Robinhood Markets, Inc. (HOOD), reported a sale of Class A common stock. On 09/03/2025 he disposed of 25,000 shares at a weighted-average price of $100.9152 per share under a Rule 10b5-1 trading plan adopted August 9, 2024. After the reported transactions he beneficially owned 610,949 shares of Class A common stock. The filing notes the trades executed at prices ranging from $99.52 to $102.61 and that the reporting person will provide full trade-level details on request. The Form 4 was signed by an attorney-in-fact on 09/05/2025.

Form 144 filed for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 23,457 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $2,413,959.87. The filing states the shares were acquired as Restricted Stock Units on 09/01/2025 and lists the approximate date of sale as 09/05/2025 on NASDAQ. The notice also discloses three prior 10b5-1 sales by Jeffrey T. Pinner of 5,864 shares each on 06/20/2025, 07/07/2025, and 07/25/2025 with gross proceeds of $456,361.70, $548,353.20, and $614,140.82, respectively. The filer represents there is no undisclosed material adverse information and references reliance on Rule 10b5-1 trading instructions where applicable.