Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported sales of 5,864 Class A common shares executed on 10/06/2025. The trades were effected in multiple blocks at prices ranging from $144.25 to $153.10, with the filing reporting weighted-average prices for each block. The filing notes these sales were made under a pre-existing Rule 10b5-1 trading plan adopted on 11/11/2024, which provides an affirmative defense to insider trading claims when conditions are satisfied. Following these disposals, the reporting person’s beneficial ownership of Class A shares decreased to 11,952 shares.
Robinhood Markets, Inc. (HOOD) Chief Legal Officer Daniel M. Gallagher Jr. reported the sale of 25,000 shares of Class A common stock on 10/03/2025. The sales were executed under a Rule 10b5-1 trading plan adopted on 08/09/2024 and occurred in multiple intraday trades at prices ranging from $145.43 to $150.08. The filing lists weighted-average prices for each trade tranche and the Reporting Person undertakes to provide trade-level details to the SEC or holders upon request.
After these transactions the Reporting Person’s beneficial ownership of Class A common stock is reported as 565,949 shares. The Form 4 was signed by an attorney-in-fact on 10/07/2025. The filing is a routine insider-sale disclosure showing methodical disposal under a standing trading plan rather than ad hoc transactions.
The Vanguard Group reported beneficial ownership of 94,436,459 shares of Robinhood Markets Inc. (HOOD), representing 12.20% of the class, in a Schedule 13G/A filed for the reporting period ending 09/30/2025. Vanguard discloses it has no sole voting power, 4,547,474 shares of shared voting power, 87,149,074 shares of sole dispositive power, and 7,287,385 shares of shared dispositive power. The filing states these holdings are managed in the ordinary course of business for Vanguard clients and not for the purpose of changing control.
The filing is signed by Ashley Grim, Head of Global Fund Administration, and classifies Vanguard as an investment adviser (Type: IA). The document notes that no single client of Vanguard has more than 5% interest in the reported securities.
The filing is a Form 144 notice for Robinhood Markets, Inc. (symbol HOOD) reporting a proposed sale of 50,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $7,285,000. The shares were acquired as Restricted Stock Units on 11/01/2023. The filer discloses multiple recent sales by the same person, including four transactions between 08/01/2025 and 09/05/2025 totaling 320,000 shares with gross proceeds shown. The notice includes the standard representation that the seller attests to no undisclosed material adverse information and references reliance on Rule 10b5-1 for certain prior sales where indicated.
Robert B. Zoellick, a director of Robinhood Markets, Inc. (HOOD), reported on Form 4 that 800 restricted stock units (RSUs) vested and converted into 800 shares of Class A common stock on 10/01/2025. Following the vesting and settlement, the reporting person beneficially owns 99,648 shares of Class A common stock and 2,402 shares underlying previously reported RSUs, all held directly. The Form discloses the original grant of 3,202 RSUs on 06/25/2025, with one-fourth vesting on 10/01/2025 and the remainder scheduled to vest in three equal quarterly installments (final installment no later than the day before Robinhood's 2026 annual meeting), subject to continued service and customary acceleration provisions. The Form is signed by an attorney-in-fact on 10/02/2025.
Jonathan Rubinstein, a director of Robinhood Markets, Inc. (HOOD), reported non-derivative and derivative transactions tied to director compensation and prior transfers. On 09/30/2025 he was automatically granted 204 shares of Class A Common Stock under the Non-Employee Director Compensation Program in lieu of cash fees; those shares were fully vested upon grant. On 10/01/2025 800 restricted stock units converted into 800 shares upon vesting and settlement. Following the reported transactions, the Form 4 lists 1,004 shares beneficially owned directly and 188,104 shares beneficially owned indirectly through a trust (reflecting a prior transfer of 16,158 shares to that trust).
Baiju Bhatt, a director of Robinhood Markets, Inc. (HOOD), reported two equity transactions. On 09/30/2025 he was granted 87 Class A shares under the Non-Employee Director Compensation Program in lieu of cash fees; those shares were fully vested on grant. On 10/01/2025 800 restricted stock units (RSUs) vested and converted one-for-one into Class A common stock, increasing his direct beneficial ownership to 2,402 shares. The RSUs were part of a 3,202-RSU grant awarded on 06/25/2025, with the remainder scheduled to vest in three equal quarterly installments (and the final installment no later than the day before the 2026 annual meeting), subject to continued service and certain acceleration conditions.
Paula Loop, a director of Robinhood Markets, Inc. (HOOD), reported receipt of 800 restricted stock units (RSUs) that vested on 10/01/2025 and settled into 800 shares of Class A Common Stock. The Form 4 shows that following the vesting and settlement the reporting person beneficially owns 69,608 shares of Class A Common Stock. The filing notes the underlying grant was originally made on 06/25/2025 for 3,202 RSUs, with one-fourth vesting on 10/01/2025 and the remaining 2,402 RSUs scheduled to vest in three equal quarterly installments (final installment no later than the day before Robinhood’s 2026 annual meeting), subject to continued service and certain acceleration conditions. The form is signed by an attorney-in-fact on 10/02/2025.
John William Hegeman, a director of Robinhood Markets, Inc. (HOOD), was automatically granted 102 shares of Class A common stock on 09/30/2025 under Robinhood's Non-Employee Director Compensation Program and the 2021 Omnibus Incentive Plan. The grant substituted quarterly cash director fees and was calculated using the 09/30/2025 closing price of $143.18 per share. The shares were fully vested upon grant, but the Reporting Person made a deferral election so the vested shares will be delivered upon the earliest of (1) December 1, 2035, (2) termination, (3) death or disability, or (4) a change in control of Robinhood. The Form 4 was signed on 10/02/2025 by an attorney-in-fact.
Robinhood Markets, Inc. insider Form 4 shows CFO Jason Warnick had 19,290 restricted stock units vest and settle into 19,290 shares on 10/01/2025. To satisfy tax withholding, Robinhood withheld 7,826 shares at a per‑share price of $143.18, leaving the reporting person with 588,691 shares beneficially owned after the transactions (previously 596,517 immediately after RSU settlement). The RSUs were part of a 77,160 grant from March 24, 2022, with one‑fourth vested on April 1, 2025 and remaining shares scheduled to vest in three equal quarterly installments subject to continued service.