Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood Markets (HOOD) Director Robert B. Zoellick reported multiple transactions involving Restricted Stock Units (RSUs) and Class A Common Stock:
- On June 24, 2025, Zoellick acquired 2,522 shares of Class A Common Stock through the conversion of vested RSUs, bringing his direct holdings to 98,848 shares
- On June 25, 2025, Zoellick was granted 3,202 new RSUs as part of the annual Non-Employee Director Compensation Program
The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). These transactions reflect standard board compensation practices and ongoing equity incentive arrangements under Robinhood's 2021 Omnibus Incentive Plan. All transactions were executed under regular vesting schedules with no discretionary acceleration.
Robinhood Markets, Inc. (HOOD) – Form 4 insider filing (dated 06/26/2025)
Non-employee director Jonathan Rubinstein reported two equity transactions. First, on 06/24/2025 he converted 2,522 restricted stock units (RSUs) into an equal number of Class A common shares (transaction code “M”). The shares were issued at a conversion price of $0, reflecting normal RSU settlement and no open-market purchase or sale. Second, on 06/25/2025 he received a new grant of 3,202 RSUs under the company’s 2021 Omnibus Incentive Plan, consistent with Robinhood’s Non-Employee Director Compensation Program.
Following the transactions, Rubinstein’s direct holdings stand at 18,368 Class A shares and 3,202 unvested RSUs. In addition, a related trust continues to hold 169,424 shares, reflecting a prior intra-family transfer that did not change his economic interest.
No shares were sold, and ownership changes are limited to routine vesting and annual board compensation grants. The amounts involved are immaterial relative to Robinhood’s market capitalization and do not signal a change in insider sentiment beyond normal compensation mechanics.
Robinhood Markets (Nasdaq: HOOD) filed a Form 8-K disclosing the results of its 2025 Annual Meeting held on June 25, 2025.
Shareholders re-elected all 10 directors, approved the non-binding say-on-pay with 1.54 billion votes for (≈97.9%) and ratified Ernst & Young LLP as auditor with 1.71 billion votes for (99.6%). No governance, capital structure or strategic changes were announced.
Robinhood Markets, Inc. (HOOD) – Form 144 filing
The notice discloses that an insider – identified in the filing’s sales history as Jason Warnick – plans to sell up to 350,000 common shares through broker Morgan Stanley Smith Barney LLC. The proposed transaction is scheduled for 25 June 2025 on the NASDAQ exchange and carries an aggregate market value of ≈ $28.7 million, based on the filing’s reference price. Robinhood has 767,047,021 shares outstanding; the planned sale therefore represents roughly 0.046 % of the company’s equity float.
The shares to be sold were acquired on 1 March 2024 via Restricted Stock Units (RSUs) granted by the issuer. The insider indicates no material non-public information and cites Rule 10b5-1 compliance, implying the sale is pre-arranged under a trading plan.
Recent insider activity
- 05 May 2025 – 50,000 shares sold for ≈ $3.10 million
- 27 May 2025 – 25,000 shares sold for ≈ $1.65 million
Combined with the new Form 144, total disclosed sales over the last three months amount to 425,000 shares (≈ $33.5 million).
Investor take-away: While the percentage of total shares is small, the dollar value is meaningful for an individual executive and may be interpreted by the market as a modestly negative sentiment signal, especially when combined with recent sales. However, the use of a 10b5-1 plan tempers concerns by framing the activity as routine, rule-compliant divestiture rather than opportunistic selling.
Robinhood Markets, Inc. (HOOD) has filed a Form 144 indicating that Chief Brokerage Officer Steven Quirk intends to sell up to 92,257 common shares through Morgan Stanley Smith Barney on or about 25 June 2025. At the filing’s reference price, the shares are valued at approximately $7.57 million, representing a potential 0.01% of the company’s ~767 million shares outstanding.
The filing also discloses insider activity during the past three months under a Rule 10b5-1 trading plan:
- 3 Jun 2025 – 104,887 shares sold for $7.36 million
- 9 May 2025 – 24,311 shares sold for $1.34 million
- 5 May 2025 – 10,032 shares sold for $0.48 million
Including the proposed sale, Mr. Quirk will have disposed of 236,487 shares for roughly $16.7 million during the April-June 2025 quarter. The notice affirms that the seller is unaware of undisclosed material adverse information and that the trades are conducted under a pre-arranged 10b5-1 plan, signalling regulatory compliance.
While Form 144 filings do not mandate execution, they often precede actual sales and can signal insider sentiment. Investors typically monitor such filings for potential supply overhang and management’s view of the share’s valuation. No additional company fundamentals, earnings metrics, or strategic updates are provided in this document.
Robinhood Markets (HOOD) Chief Technology Officer Jeffrey Tsvi Pinner has executed a significant stock sale on June 20, 2025. The transaction details reveal:
- Disposed of 5,864 shares of Class A Common Stock
- Average sale price of $77.8243 per share (ranging from $76.02 to $79.13)
- Transaction value approximately $456,353
- Remaining direct ownership: 14,772 shares
The sale was executed through multiple trades and was conducted under a Rule 10b5-1 trading plan established on November 11, 2024. This type of plan allows insiders to sell shares at predetermined times to avoid accusations of insider trading. The transaction was reported via Form 4 filing on June 24, 2025, within the required reporting window.
Robinhood Markets, Inc. (HOOD) – Form 4 filing for CEO & Co-Founder Vladimir Tenev
On 18 June 2025 Mr. Tenev settled 4,149,549 market-based performance stock units (PSUs) that convert one-for-one into Class A common stock after the company met the $50.75 share-price milestone. Immediately upon settlement, 2,105,333 shares were withheld by the company to satisfy statutory tax obligations (transaction code F at an indicated price of $78.35). No open-market sale occurred.
The remaining 2,044,216 Class A shares were exchanged into 2,044,216 Class B shares on 20 June 2025 under a pre-IPO equity exchange right (transaction code D). Class B shares carry 10-to-1 voting power versus Class A and are convertible back at the holder’s election or upon specified events. After these transactions, Mr. Tenev directly owns 48,117,360 derivative securities (largely PSUs/RSUs) and 6,915,914 unexercised PSUs; he also reports 6,907 Class A shares held indirectly through a living trust.
Key takeaways for investors: (1) The filing reflects achievement of a significant share-price target in the 2019 PSU grant, suggesting alignment with shareholder value creation. (2) All share movements were either tax-related or designed to preserve the founder’s voting control; no discretionary selling into the open market occurred. (3) While 2.1 million shares were withheld (slightly dilutive), the net economic stake of the CEO increased through the addition of Class B shares.