[144] Robinhood Markets, Inc. SEC Filing

Rhea-AI Filing Summary

The filing is a Form 144 notice for Robinhood Markets, Inc. (symbol HOOD) reporting a proposed sale of 50,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $7,285,000. The shares were acquired as Restricted Stock Units on 11/01/2023. The filer discloses multiple recent sales by the same person, including four transactions between 08/01/2025 and 09/05/2025 totaling 320,000 shares with gross proceeds shown. The notice includes the standard representation that the seller attests to no undisclosed material adverse information and references reliance on Rule 10b5-1 for certain prior sales where indicated.

Positive

• None.

Negative

• Proposed sale of 50,000 shares valued at $7,285,000
• Recent insider sales totaling 320,000 shares between 08/01/2025 and 09/05/2025 with disclosed gross proceeds

Insights

Equity Compliance Analyst

TL;DR: Insider proposes to sell 50,000 HOOD shares valued at $7.285M; prior sales totaling 320,000 shares are disclosed.

The Form 144 shows the proposed sale of 50,000 common shares via Morgan Stanley Smith Barney LLC and states the shares were acquired as RSUs on 11/01/2023. The filing lists four prior sales between 08/01/2025 and 09/05/2025 with gross proceeds included, and identifies two prior sales as under a 10b5-1 plan where noted.

This is a regulatory disclosure of an insider liquidation event and includes the required attestation that no undisclosed material adverse information is known. The filing contains the key dates, quantities, and proceeds but no additional context about proceeds' use or other arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	7285000.00	773963666	10/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/01/2023	Restricted Stock Units	Issuer			50000	11/01/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DANIEL MARTIN GALLAGHER 85 Willow Road Menlo Park CA 94025	Common	09/05/2025	20000	1981800.00
10b5-1 Sales Plan for DANIEL MARTIN GALLAGHER 85 Willow Road Menlo Park CA 94025	COMMON	09/03/2025	25000	2522880.00
10b5-1 Sales Plan for DANIEL MARTIN GALLAGHER 85 Willow Road Menlo Park CA 94025	COMMON	08/04/2025	25000	2605847.50
DANIEL MARTIN GALLAGHER 85 Willow Road Menlo Park CA 94025	Common	08/01/2025	225000	22493925.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for HOOD disclose?

The filing discloses a proposed sale of 50,000 common shares of Robinhood (HOOD) through Morgan Stanley Smith Barney LLC with an aggregate market value of $7,285,000.

When were the shares to be sold acquired?

The 50,000 shares were acquired as Restricted Stock Units on 11/01/2023.

Are there recent insider sales related to this filer?

Yes. The filing lists four prior sales by the same person dated 08/01/2025, 08/04/2025, 09/03/2025, and 09/05/2025, totaling 320,000 shares with disclosed gross proceeds.

Does the filing reference a Rule 10b5-1 plan?

Yes. Two of the prior sales are labeled as executed under a 10b5-1 Sales Plan for the named individual.

Who is the broker named in the proposed sale?

The broker listed is Morgan Stanley Smith Barney LLC, address: Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.