Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets (HOOD) director Jonathan Rubinstein reported open‑market sales of Class A common stock on 11/11/2025, executed under a Rule 10b5‑1 trading plan adopted on August 4, 2025. The Trust sold 23,796, 12,834, 4,900 and 900 shares at weighted‑average prices of $131.7576, $132.5636, $133.5173 and $134.3722, respectively, through multiple trades during the day. Following these transactions, indirect holdings by the Trust were 146,678 shares. A prior transfer of 1,004 shares to the Trust reflected only a change in form of ownership.
Robinhood Markets (HOOD): Insider transaction reported. A reporting person affiliated with the company’s board, through a Living Trust, executed transactions on 11/07/2025 involving an automatic conversion and sale of shares. The trust’s 1,330,000 shares of Class B Common Stock automatically converted into an equal number of Class A shares in connection with the sales.
The converted Class A shares were sold in multiple tranches: 630,852 at a weighted-average price of $127.9672, 559,473 at $128.6604, 104,998 at $129.7776, and 34,677 at $130.5365. The filing notes these trades were executed in multiple transactions within disclosed price ranges and undertakes to provide full trade details upon request.
Following these transactions, the Living Trust reported 47,682,514 shares of Class B Common Stock beneficially owned indirectly.
Robinhood Markets (HOOD) reported an insider transaction by Chief Brokerage Officer Steven M. Quirk. On 11/04/2025, he sold Class A common stock in multiple trades under a Rule 10b5-1 trading plan adopted on November 12, 2024. The sales were executed in blocks throughout the day at weighted-average prices reported between $137.043 and $144.0077, with intraday ranges spanning $136.64 to $144.32.
Following the reported transactions, Quirk beneficially owned 70,279 shares directly. No derivative securities were reported in this filing.
Robinhood Markets (HOOD) Form 4: Chief Legal Officer Daniel M. Gallagher, Jr. reported open‑market sales of Class A common stock on 11/03/2025 pursuant to a Rule 10b5‑1 trading plan adopted on August 9, 2024.
He executed seven tranches: 2,300; 2,600; 2,849; 8,060; 8,491; 500; and 200 shares at weighted‑average prices of $143.2448, $144.2124, $145.0144, $146.2935, $147.001, $148.116, and $148.94, respectively. Following these transactions, he directly beneficially owns 540,949 shares.
The filing notes each tranche comprised multiple trades within stated price ranges, and the reporting person undertakes to provide full trade details upon request.
Robinhood Markets (HOOD) reported strong Q3 performance. Total net revenues reached $1,274 million for the quarter, up from $637 million a year ago, driven by higher transaction-based revenues and net interest income. Net income rose to $556 million from $150 million, reflecting operating leverage as expenses grew more slowly than revenue.
Transaction-based revenue grew to $730 million, led by options at $304 million and cryptocurrencies at $268 million, with equities at $86 million. Net interest revenues increased to $456 million as margin interest, interest on segregated assets, and securities lending expanded. Year to date, revenues were $3,190 million and net income was $1,278 million.
The balance sheet scaled with platform activity: total assets were $41,452 million versus $26,187 million at year-end, and payables to users rose to $12,317 million. The company closed two acquisitions—TradePMR for approximately $175 million and Bitstamp for approximately $224 million—adding goodwill and identifiable intangibles. Robinhood also repurchased Class A shares during the period. As of October 30, 2025, Class A and Class B shares outstanding were 786,356,025 and 112,832,844.
Robinhood Markets, Inc. furnished its third-quarter 2025 results via a press release and announced a planned CFO transition. The company issued a Q3 2025 press release and will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.
Chief Financial Officer Jason Warnick informed the company on October 30, 2025 of his decision to retire. He will transition from CFO to an advisory role in the first quarter of 2026 and remain employed until September 1, 2026. Shiv Verma, currently Senior Vice President of Finance and Strategy and Treasurer, is expected to assume the CFO role when Mr. Warnick moves to the advisory position, subject to Board appointment.
Robinhood Markets, Inc. (HOOD) officer Steven M. Quirk reported equity activity tied to RSU vesting. On 11/01/2025, 43,403 shares of Class A Common Stock were acquired upon settlement of restricted stock units, which convert one-for-one upon vesting.
To cover taxes, 19,228 shares were withheld at $146.78, and Quirk’s direct holdings stood at 118,629 shares after the transactions. The RSU grant was part of Robinhood’s 2021 Omnibus Incentive Plan with quarterly vesting as described.
Robinhood Markets (HOOD) furnished its broker-dealer subsidiaries’ Rule 606(a) order routing reports for Q3 2025. The unaudited reports for Robinhood Financial LLC and Robinhood Securities, LLC detail routing of certain non-directed equity and options orders and present some payment for order flow, with RHS sharing PFOF with RHF under a revenue and cost allocation agreement.
These subsidiary 606 reports do not present consolidated results and are furnished, not filed, under the Exchange Act. Robinhood cites its Investor Relations Overview and Newsroom pages as Reg FD disclosure channels alongside SEC filings and public calls.
Robinhood Markets (HOOD): Form 4 insider transaction — The company’s Chief Technology Officer sold an aggregate of 5,864 shares of Class A common stock on 10/27/2025 pursuant to a Rule 10b5-1 trading plan adopted on November 11, 2024.
The sales were executed in multiple trades at weighted-average prices of $144.435, $145.4263, $146.7334, $147.5191, and $148.85, with intra-day trade ranges disclosed in the notes. Following these transactions, the reporting person directly beneficially owns 6,088 shares.
Robinhood Markets (HOOD) disclosed a Form 4 for director Baiju Bhatt. On October 21, 2025, the Baiju Bhatt Living Trust converted 418,338 shares of Class B Common Stock into Class A and sold those shares pursuant to a Rule 10b5-1 trading plan adopted on August 12, 2024.
Sales were executed in four tranches with weighted-average prices of $131.9634 for 127,568 shares, $132.8964 for 120,295 shares, $133.9842 for 130,819 shares, and $134.5243 for 39,656 shares, each completed through multiple trades within stated intraday ranges. Following these transactions, the Living Trust reported 0 Class A shares held indirectly and 49,012,514 Class B shares beneficially owned as a derivative position.