Robinhood (HOOD) 8-K: CFO transition; Q3 2025 results release

Robinhood Markets, Inc. furnished its third-quarter 2025 results via a press release and announced a planned CFO transition.

Rhea-AI Filing Summary

Robinhood Markets, Inc. furnished its third-quarter 2025 results via a press release and announced a planned CFO transition. The company issued a Q3 2025 press release and will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.

Chief Financial Officer Jason Warnick informed the company on October 30, 2025 of his decision to retire. He will transition from CFO to an advisory role in the first quarter of 2026 and remain employed until September 1, 2026. Shiv Verma, currently Senior Vice President of Finance and Strategy and Treasurer, is expected to assume the CFO role when Mr. Warnick moves to the advisory position, subject to Board appointment.

Insights

Corporate governance analyst

Routine CFO succession with defined timeline; neutral impact.

Robinhood disclosed a planned CFO retirement and a designated internal successor. The transition begins in Q1 2026 with Jason Warnick moving to an advisory role and employment continuing through September 1, 2026. Continuity is supported by naming Shiv Verma, who oversees Finance, Treasury, Corporate Strategy, and Corporate Development.

The filing also notes a Q3 2025 results press release and an earnings call on November 5, 2025. No financial metrics or guidance are included in this excerpt. Actual impact depends on Board appointment and future disclosures.

8-K Event Classification

3 items: 2.02, 5.02, 9.01

3 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Robinhood (HOOD) announce in its 8-K?

Robinhood furnished a Q3 2025 results press release and disclosed a planned CFO transition.

When is Robinhood’s Q3 2025 earnings call?

The earnings video call is on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.

Who is retiring as CFO at Robinhood (HOOD)?

Jason Warnick informed the company on October 30, 2025 of his decision to retire.

Who is expected to become Robinhood’s next CFO?

Shiv Verma, currently SVP of Finance and Strategy and Treasurer, subject to Board appointment.

When does the CFO transition at Robinhood occur?

Warnick transitions to an advisory role in Q1 2026 and remains employed until September 1, 2026.

Did the filing include Robinhood’s Q3 2025 financial figures?

Figures are in the press release furnished as Exhibit 99.1; this excerpt does not include them.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/05/2025 - 04:05 PM EST Learn about SEC filing dates

0001783879FALSE00017838792025-10-302025-10-30

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 30, 2025

Robinhood Markets, Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-40691

46-4364776

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

85 Willow Road

Menlo Park, CA 94025

(Address of principal executive offices) (Zip Code)

(844) 428-5411

(Registrant’s telephone number, including area code)

not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐						Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐						Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐						Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐						Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class			Trading Symbol(s)			Name of each exchange on which registered
Class A Common Stock, $0.0001 par value per share			HOOD			The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company						☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.						☐

Item 2.02 – Results of Operations and Financial Condition.

Financial Results for the Third Quarter of 2025

On November 5, 2025, Robinhood Markets, Inc. (the "Company" or “Robinhood”) issued a press release regarding its financial results for the quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report. As previously announced, Robinhood will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.

The information furnished with Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Principal Financial Officer / Principal Accounting Officer Transition

On October 30, 2025, Jason Warnick, the Chief Financial Officer (“CFO”) of the Company, informed the Company of his decision to retire from the Company. To facilitate the transition of Mr. Warnick’s role, he will transition from CFO (in which capacity he is the Company’s principal financial officer and principal accounting officer) to an advisory role in the first quarter of 2026 and will remain employed with the Company until September 1, 2026.

In connection with Mr. Warnick’s planned retirement, Shiv Verma, the Company's Senior Vice President of Finance and Strategy, and Treasurer, will take over the role of CFO when Mr. Warnick transitions into the advisory role, subject to his appointment by the Company’s Board of Directors. Mr. Verma currently has responsibilities for the Company’s Finance, Treasury, Corporate Strategy, and Corporate Development teams.

Item 9.01     Financial Statements and Exhibits.

Exhibits

Exhibit Number						Description
99.1						Press release dated November 5, 2025
104						Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

						Robinhood Markets, Inc.
Date:			November 5, 2025			By:			/s/Jason Warnick
									Name: Jason Warnick
									Title: Chief Financial Officer