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Robinhood (HOOD) CLO sells shares via 10b5-1; holds 540,949

Robinhood Markets (HOOD) Form 4: Chief Legal Officer Daniel M. Gallagher, Jr. reported open‑market sales of Class A common stock on 11/03/2025 pursuant to a Rule 10b5‑1 trading plan adopted on August 9, 2024.

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets (HOOD) Form 4: Chief Legal Officer Daniel M. Gallagher, Jr. reported open‑market sales of Class A common stock on 11/03/2025 pursuant to a Rule 10b5‑1 trading plan adopted on August 9, 2024.

He executed seven tranches: 2,300; 2,600; 2,849; 8,060; 8,491; 500; and 200 shares at weighted‑average prices of $143.2448, $144.2124, $145.0144, $146.2935, $147.001, $148.116, and $148.94, respectively. Following these transactions, he directly beneficially owns 540,949 shares.

The filing notes each tranche comprised multiple trades within stated price ranges, and the reporting person undertakes to provide full trade details upon request.

Positive

  • None.

Negative

  • None.
Insider Gallagher Daniel Martin Jr
Role Chief Legal Officer
Sold 25,000 shs ($3.65M)
Type Security Shares Price Value
Sale Class A Common Stock 2,300 $143.2448 $329K
Sale Class A Common Stock 2,600 $144.2124 $375K
Sale Class A Common Stock 2,849 $145.0144 $413K
Sale Class A Common Stock 8,060 $146.2935 $1.18M
Sale Class A Common Stock 8,491 $147.001 $1.25M
Sale Class A Common Stock 500 $148.116 $74K
Sale Class A Common Stock 200 $148.94 $30K
Holdings After Transaction: Class A Common Stock — 540,949 shares (Direct)
Footnotes (8)
  1. F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.
  2. F2. This transaction was executed in multiple trades during the day at prices ranging from $142.65 to $143.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  3. F3. This transaction was executed in multiple trades during the day at prices ranging from $143.68 to $144.67 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  4. F4. This transaction was executed in multiple trades during the day at prices ranging from $144.68 to $145.67. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  5. F5. This transaction was executed in multiple trades during the day at prices ranging from $145.70 to $146.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  6. F6. This transaction was executed in multiple trades during the day at prices ranging from $146.72 to $147.36. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  7. F7. This transaction was executed in multiple trades during the day at prices ranging from $147.87 to $148.30. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  8. F8. This transaction was executed in multiple trades during the day at prices ranging from $148.93 to $148.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gallagher Daniel Martin Jr
(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/03/2025 S(1) 2,300 D $143.2448(2) 563,649 D
Class A Common Stock 11/03/2025 S(1) 2,600 D $144.2124(3) 561,049 D
Class A Common Stock 11/03/2025 S(1) 2,849 D $145.0144(4) 558,200 D
Class A Common Stock 11/03/2025 S(1) 8,060 D $146.2935(5) 550,140 D
Class A Common Stock 11/03/2025 S(1) 8,491 D $147.001(6) 541,649 D
Class A Common Stock 11/03/2025 S(1) 500 D $148.116(7) 541,149 D
Class A Common Stock 11/03/2025 S(1) 200 D $148.94(8) 540,949 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.
2. This transaction was executed in multiple trades during the day at prices ranging from $142.65 to $143.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
3. This transaction was executed in multiple trades during the day at prices ranging from $143.68 to $144.67 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
4. This transaction was executed in multiple trades during the day at prices ranging from $144.68 to $145.67. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
5. This transaction was executed in multiple trades during the day at prices ranging from $145.70 to $146.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
6. This transaction was executed in multiple trades during the day at prices ranging from $146.72 to $147.36. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
7. This transaction was executed in multiple trades during the day at prices ranging from $147.87 to $148.30. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
8. This transaction was executed in multiple trades during the day at prices ranging from $148.93 to $148.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr. 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR