HOOD Chief Brokerage Officer insider sale; 70,279 shares remain

Q: Was the HOOD insider sale made under a 10b5-1 plan?

Yes. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on November 12, 2024 .

Q: How many HOOD shares does the reporting person hold after the sale?

He beneficially owned 70,279 shares directly after the reported transactions.

Q: What price ranges were disclosed for the HOOD trades?

Footnotes state intraday price ranges from $136.64 to $144.32 , with weighted-average prices reported for each block.

Q: Who is the reporting person and their role at HOOD?

The reporting person is Steven M. Quirk , HOOD’s Chief Brokerage Officer .

Q: Were any derivative securities included in this HOOD Form 4?

No. Table II shows no derivative securities acquired or disposed of.

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets (HOOD) reported an insider transaction by Chief Brokerage Officer Steven M. Quirk. On 11/04/2025, he sold Class A common stock in multiple trades under a Rule 10b5-1 trading plan adopted on November 12, 2024. The sales were executed in blocks throughout the day at weighted-average prices reported between $137.043 and $144.0077, with intraday ranges spanning $136.64 to $144.32.

Following the reported transactions, Quirk beneficially owned 70,279 shares directly. No derivative securities were reported in this filing.

Insider Trade Summary

Net Seller: 48,350 shares ($6,798,677)

Net Sell 8 txns

Insider Quirk Steven M.

Role Chief Brokerage Officer

Sold 48,350 shs ($6.80M)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,497	$137.043	$479K
Sale	Class A Common Stock	9,974	$138.0235	$1.38M
Sale	Class A Common Stock	3,600	$139.2928	$501K
Sale	Class A Common Stock	7,900	$140.3551	$1.11M
Sale	Class A Common Stock	3,815	$141.2405	$539K
Sale	Class A Common Stock	9,198	$142.2335	$1.31M
Sale	Class A Common Stock	8,808	$143.1734	$1.26M
Sale	Class A Common Stock	1,558	$144.0077	$224K

Holdings After Transaction: Class A Common Stock — 115,132 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024. This transaction was executed in multiple trades during the day at prices ranging from $136.64 to $137.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $137.65 to $138.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $138.71 to $139.64. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $139.76 to $140.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $140.76 to $141.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $141.76 to $142.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $142.77 to $143.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $143.77 to $144.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Form 4 Insider Transactions: What Each Field Means →

11/06/2025 - 05:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quirk Steven M.

(Last)

(First)

(Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Brokerage Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/04/2025		S⁽¹⁾		3,497	D	$137.043⁽²⁾	115,132	D
Class A Common Stock	11/04/2025		S⁽¹⁾		9,974	D	$138.0235⁽³⁾	105,158	D
Class A Common Stock	11/04/2025		S⁽¹⁾		3,600	D	$139.2928⁽⁴⁾	101,558	D
Class A Common Stock	11/04/2025		S⁽¹⁾		7,900	D	$140.3551⁽⁵⁾	93,658	D
Class A Common Stock	11/04/2025		S⁽¹⁾		3,815	D	$141.2405⁽⁶⁾	89,843	D
Class A Common Stock	11/04/2025		S⁽¹⁾		9,198	D	$142.2335⁽⁷⁾	80,645	D
Class A Common Stock	11/04/2025		S⁽¹⁾		8,808	D	$143.1734⁽⁸⁾	71,837	D
Class A Common Stock	11/04/2025		S⁽¹⁾		1,558	D	$144.0077⁽⁹⁾	70,279	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $136.64 to $137.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $137.65 to $138.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $138.71 to $139.64. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $139.76 to $140.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

6. This transaction was executed in multiple trades during the day at prices ranging from $140.76 to $141.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

7. This transaction was executed in multiple trades during the day at prices ranging from $141.76 to $142.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

8. This transaction was executed in multiple trades during the day at prices ranging from $142.77 to $143.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

9. This transaction was executed in multiple trades during the day at prices ranging from $143.77 to $144.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Steven M. Quirk	11/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did HOOD’s Chief Brokerage Officer report on Form 4?

He reported multiple same-day sales of Class A common stock on 11/04/2025 executed in separate trades with weighted-average prices disclosed.

Was the HOOD insider sale made under a 10b5-1 plan?

Yes. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on November 12, 2024.

How many HOOD shares does the reporting person hold after the sale?

He beneficially owned 70,279 shares directly after the reported transactions.

What price ranges were disclosed for the HOOD trades?

Footnotes state intraday price ranges from $136.64 to $144.32, with weighted-average prices reported for each block.

Who is the reporting person and their role at HOOD?

The reporting person is Steven M. Quirk, HOOD’s Chief Brokerage Officer.

Were any derivative securities included in this HOOD Form 4?

No. Table II shows no derivative securities acquired or disposed of.

Is there a single per‑trade price available for each sale?

Each sale is reported with a weighted-average price, and the filing offers full trade details upon request.