Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
HOOD received a Rule 144 notice for a planned sale of 40,500 shares of its common stock. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NASDAQ exchange, with an approximate sale date of January 15, 2026.
The filing lists an aggregate market value of $4,846,635.00 for the shares to be sold, based on the information provided, against 786,356,025 common shares outstanding. The seller originally acquired these 40,500 shares as founder shares from the issuer on April 30, 2019.
By signing the notice, the selling holder represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, consistent with Rule 144 requirements.
Robinhood Markets, Inc. chief executive Vladimir Tenev reported a planned sale of shares under a Rule 10b5-1 trading plan. On January 5, 2026, he converted 375,000 shares of Class B Common Stock into 375,000 shares of Class A Common Stock and sold those Class A shares pursuant to the pre-arranged plan adopted on September 5, 2025.
The 375,000 Class A shares were sold in multiple trades at weighted-average prices including $118.3753, $119.3082, $120.1337, $121.6241, $122.4583 and $123.1137, with detailed price ranges noted for each group of trades. Following these transactions, Tenev reported 49,044,572 shares of Class B Common Stock held directly and 6,907 shares of Class A Common Stock held indirectly through a living trust, and no Class A shares held directly.
Robinhood Markets Chief Technology Officer Jeffrey Pinner filed a Form 4 reporting several open-market sales of Class A Common Stock on January 5, 2026 under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. The reported transactions involved blocks of 500, 900, 400, 2,100 and 1,964 shares, sold at weighted-average prices between $118.484 and $122.9105, with each sale executed in multiple trades within intraday price ranges from $117.90 up to $123.27. After these sales, Pinner directly beneficially owned 14,997 shares of Robinhood Class A Common Stock.
Robinhood Markets Chief Legal Officer Daniel M. Gallagher Jr reported multiple open-market sales of Class A common stock. On January 5, 2026, he sold a total of 10,000 Class A shares in several transactions at weighted-average prices ranging from $118.2604 to $122.8165, executed throughout the day in multiple trades within stated price ranges.
The sales were carried out under a Rule 10b5-1 trading plan adopted on August 8, 2025. After these transactions, Gallagher beneficially owned 403,612 shares of Robinhood Class A common stock, held directly.
Robinhood Markets, Inc. Chief Executive Officer and director Vladimir Tenev reported a stock gift involving the company’s shares. On December 10, 2025, he donated 87,770 shares of Class B Common Stock, which automatically converted into the same number of Class A Common Stock shares upon execution of the donation. The filing describes this as a bona fide gift to a donor advised fund at a price of $0 per share.
After these transactions, Tenev held 49,419,572 derivative securities in the form of Class B Common Stock directly, and 6,907 shares of Class A Common Stock indirectly through a living trust, with no Class A shares held directly.
Robinhood Markets, Inc. insider trading disclosure: Chief Legal Officer Daniel M. Gallagher, Jr., a reporting officer of Robinhood Markets, Inc. (HOOD), reported multiple open‑market sales of Class A common stock on 11/24/2025. The transactions, coded "S," were executed in several blocks, including 1,000 shares at a weighted-average price of $109.819, 1,600 shares at $111.0681, 600 shares at $112.2303, 2,200 shares at $112.9099, 2,500 shares at $114.0164, and 2,100 shares at $114.9992.
After these sales, Gallagher beneficially owned 530,949 shares of Class A common stock directly. The company notes that each price represents a weighted average from multiple trades within intraday price ranges, and Gallagher has agreed to provide full trade details to regulators, the issuer, or any security holder upon request. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025.
Robinhood Markets, Inc. director Meyer Malka reported entering into a variable share forward contract on Class A Common Stock of Robinhood (HOOD). The contract allows him to receive up to $89.3 million in cash during its term in exchange for pledging and potentially delivering up to 1,000,000 shares, while retaining dividend and voting rights in those shares during the pledge.
The number of shares or cash owed at settlement will depend on the volume weighted average price relative to a floor price of approximately $97.15 and a cap price of approximately $149.51, and will not exceed 1,000,000 shares. Settlement is expected in November 2027. The shares are held through Lassen Residential LLC, controlled by the Malka Kleiner Revocable Trust, for which Malka serves as trustee.
Robinhood Markets, Inc. insider Jason Warnick, the Chief Financial Officer, reported a charitable stock transfer. On 11/19/2025, he made a bona fide gift of 15,000 shares of Robinhood Class A common stock to a donor advised fund, with no sale price involved, as shown by the reported price of $0 per share.
Following this gift, Warnick beneficially owned 448,691 shares of Class A common stock in direct ownership. The filing is reported on a Form 4 and reflects a voluntary transfer for charitable purposes rather than an open-market sale.
Robinhood Markets, Inc. director Form 4 insider transaction reports that the Baiju Bhatt Living Trust used a Rule 10b5-1 trading plan to sell an aggregate of 418,338 shares of Class B Common Stock on 11/17/2025, which automatically converted into the same number of Class A shares upon sale. The Living Trust then sold Class A Common Stock in multiple transactions that day at weighted-average prices ranging from about $112.46 to $120.95, in blocks including 38,936, 44,897 and 84,332 shares. Following these reported sales, the Form 4 shows 47,264,176 derivative securities (Class B Common Stock) still indirectly owned by the Living Trust.
Robinhood Markets (HOOD) reported insider activity by its CFO. On 11/11/2025, Jason Warnick exercised 175,000 employee stock options at $5.93 per share and sold 300,000 shares of Class A common stock under a Rule 10b5-1 trading plan adopted on August 8, 2025.
The sales were executed in multiple trades with weighted‑average prices reported, including $131.6864 and $134.2522, within disclosed price ranges. Following these transactions, he directly beneficially owned 463,691 shares and held 200,000 stock options outstanding expiring on 12/14/2028.