Robinhood Markets, Inc. SEC Filings

Robinhood Markets (HOOD) director Oluwadara Johnson Treseder reported multiple transactions involving Restricted Stock Units (RSUs) in June 2025:

• On June 24, 2025, exercised 2,522 RSUs that converted to Class A Common Stock, bringing total direct ownership to 72,990 shares
• On June 25, 2025, received a new grant of 3,202 RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). These transactions demonstrate ongoing director compensation alignment with shareholder interests through equity-based awards. The filing indicates standard insider reporting compliance under SEC Section 16(a).

Robinhood Markets (HOOD) Director Paula Loop reported multiple transactions involving Restricted Stock Units (RSUs) and Class A Common Stock:

• On June 24, 2025, Loop exercised 2,522 RSUs that converted to Class A Common Stock, bringing her direct ownership to 66,544 shares
• On June 25, 2025, Loop was granted 3,202 new RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). The RSUs convert to Class A Common Stock on a one-for-one basis upon vesting. These transactions reflect standard board compensation practices and demonstrate continued alignment between director and shareholder interests.

Robinhood Markets (HOOD) Director Susan Segal received an annual grant of 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of the company's Non-Employee Director Compensation Program. The RSUs convert to Class A Common Stock on a one-to-one basis.

The vesting schedule is structured as follows:

• 25% vests on October 1, 2025
• Remaining 75% vests in three equal quarterly installments
• Final installment must vest before Robinhood's 2026 annual stockholders meeting

Per Segal's deferral election, vested shares will be delivered upon the earliest of: (1) termination of service, (2) death or disability, or (3) change in control of Robinhood. The RSUs were granted under Robinhood's 2021 Omnibus Incentive Plan with a $0 exercise price.

Robinhood Markets (HOOD) Director Christopher D. Payne received an annual grant of 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of the company's Non-Employee Director Compensation Program.

The RSUs will vest in four installments:

• 25% vesting on October 1, 2025
• Remaining 75% vesting in three equal quarterly installments
• Final installment to vest before Robinhood's 2026 annual meeting

Per a deferral election, vested shares will be delivered upon the earliest of: January 1, 2035, death/disability, or change in control. The RSUs convert to Class A Common Stock on a one-for-one basis upon vesting and settlement. Vesting is contingent on continued service with accelerated vesting provisions in certain circumstances.

Robinhood Markets (HOOD) Director Robert B. Zoellick reported multiple transactions involving Restricted Stock Units (RSUs) and Class A Common Stock:

• On June 24, 2025, Zoellick acquired 2,522 shares of Class A Common Stock through the conversion of vested RSUs, bringing his direct holdings to 98,848 shares
• On June 25, 2025, Zoellick was granted 3,202 new RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). These transactions reflect standard board compensation practices and ongoing equity incentive arrangements under Robinhood's 2021 Omnibus Incentive Plan. All transactions were executed under regular vesting schedules with no discretionary acceleration.

Robinhood Markets, Inc. (HOOD) – Form 4 insider filing (dated 06/26/2025)

Non-employee director Jonathan Rubinstein reported two equity transactions. First, on 06/24/2025 he converted 2,522 restricted stock units (RSUs) into an equal number of Class A common shares (transaction code “M”). The shares were issued at a conversion price of $0, reflecting normal RSU settlement and no open-market purchase or sale. Second, on 06/25/2025 he received a new grant of 3,202 RSUs under the company’s 2021 Omnibus Incentive Plan, consistent with Robinhood’s Non-Employee Director Compensation Program.

Following the transactions, Rubinstein’s direct holdings stand at 18,368 Class A shares and 3,202 unvested RSUs. In addition, a related trust continues to hold 169,424 shares, reflecting a prior intra-family transfer that did not change his economic interest.

No shares were sold, and ownership changes are limited to routine vesting and annual board compensation grants. The amounts involved are immaterial relative to Robinhood’s market capitalization and do not signal a change in insider sentiment beyond normal compensation mechanics.

Robinhood Markets (Nasdaq: HOOD) filed a Form 8-K disclosing the results of its 2025 Annual Meeting held on June 25, 2025.

Shareholders re-elected all 10 directors, approved the non-binding say-on-pay with 1.54 billion votes for (≈97.9%) and ratified Ernst & Young LLP as auditor with 1.71 billion votes for (99.6%). No governance, capital structure or strategic changes were announced.

Robinhood Markets, Inc. (HOOD) – Form 144 filing

The notice discloses that an insider – identified in the filing’s sales history as Jason Warnick – plans to sell up to 350,000 common shares through broker Morgan Stanley Smith Barney LLC. The proposed transaction is scheduled for 25 June 2025 on the NASDAQ exchange and carries an aggregate market value of ≈ $28.7 million, based on the filing’s reference price. Robinhood has 767,047,021 shares outstanding; the planned sale therefore represents roughly 0.046 % of the company’s equity float.

The shares to be sold were acquired on 1 March 2024 via Restricted Stock Units (RSUs) granted by the issuer. The insider indicates no material non-public information and cites Rule 10b5-1 compliance, implying the sale is pre-arranged under a trading plan.

Recent insider activity

• 05 May 2025 – 50,000 shares sold for ≈ $3.10 million
• 27 May 2025 – 25,000 shares sold for ≈ $1.65 million

Combined with the new Form 144, total disclosed sales over the last three months amount to 425,000 shares (≈ $33.5 million).

Investor take-away: While the percentage of total shares is small, the dollar value is meaningful for an individual executive and may be interpreted by the market as a modestly negative sentiment signal, especially when combined with recent sales. However, the use of a 10b5-1 plan tempers concerns by framing the activity as routine, rule-compliant divestiture rather than opportunistic selling.

Robinhood Markets, Inc. (HOOD) has filed a Form 144 indicating that Chief Brokerage Officer Steven Quirk intends to sell up to 92,257 common shares through Morgan Stanley Smith Barney on or about 25 June 2025. At the filing’s reference price, the shares are valued at approximately $7.57 million, representing a potential 0.01% of the company’s ~767 million shares outstanding.

The filing also discloses insider activity during the past three months under a Rule 10b5-1 trading plan:

• 3 Jun 2025 – 104,887 shares sold for $7.36 million
• 9 May 2025 – 24,311 shares sold for $1.34 million
• 5 May 2025 – 10,032 shares sold for $0.48 million

Including the proposed sale, Mr. Quirk will have disposed of 236,487 shares for roughly $16.7 million during the April-June 2025 quarter. The notice affirms that the seller is unaware of undisclosed material adverse information and that the trades are conducted under a pre-arranged 10b5-1 plan, signalling regulatory compliance.

While Form 144 filings do not mandate execution, they often precede actual sales and can signal insider sentiment. Investors typically monitor such filings for potential supply overhang and management’s view of the share’s valuation. No additional company fundamentals, earnings metrics, or strategic updates are provided in this document.