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HOOD insider sale: CTO disposes 5,864 Class A shares on 10/06/2025

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported sales of 5,864 Class A common shares executed on 10/06/2025. The trades were effected in multiple blocks at prices ranging from $144.25 to $153.10, with the filing reporting weighted-average prices for each block. The filing notes these sales were made under a pre-existing Rule 10b5-1 trading plan adopted on 11/11/2024, which provides an affirmative defense to insider trading claims when conditions are satisfied. Following these disposals, the reporting person’s beneficial ownership of Class A shares decreased to 11,952 shares.

Positive

  • Sales executed under a Rule 10b5-1 plan, indicating pre-arranged transactions and reduced insider-trading risk
  • Detailed price ranges reported ($144.25 to $153.10), improving transparency about execution

Negative

  • Insider sold 5,864 shares, reducing direct beneficial ownership to 11,952 shares, which investors may view negatively
  • Multiple same-day dispositions could attract investor attention despite the 10b5-1 plan

Insights

Insider sales via a 10b5-1 plan are routine but important for transparency.

The CTO, Jeffrey Pinner, executed multiple sell transactions totaling 5,864 Class A shares on 10/06/2025 under a Rule 10b5-1 plan adopted on 11/11/2024. Using a documented plan reduces insider-trading risk and signals pre-arranged liquidity rather than opportunistic selling.

Key dependencies are the plan's terms and timing; investors may monitor any future 10b5-1 disclosures and changes in total insider holdings over the next 3-12 months for governance context and potential alignment with compensation or diversification events.

Insider Pinner Jeffrey Tsvi
Role Chief Technology Officer
Sold 5,864 shs ($865K)
Type Security Shares Price Value
Sale Class A Common Stock 473 $144.4122 $68K
Sale Class A Common Stock 700 $146.22 $102K
Sale Class A Common Stock 2,786 $147.3522 $411K
Sale Class A Common Stock 1,205 $148.1585 $179K
Sale Class A Common Stock 200 $149.025 $30K
Sale Class A Common Stock 300 $150.3567 $45K
Sale Class A Common Stock 100 $151.81 $15K
Sale Class A Common Stock 100 $153.10 $15K
Holdings After Transaction: Class A Common Stock — 17,343 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $144.25 to $144.83. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $145.74 to $146.71. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $146.75 to $147.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $147.80 to $148.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $148.98 to $149.07. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $150.07 to $150.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $151.81 to $151.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $153.100 to $153.100. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pinner Jeffrey Tsvi
(Last) (First) (Middle)
85 WILLOW ROAD
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/06/2025 S(1) 473 D $144.4122(2) 17,343 D
Class A Common Stock 10/06/2025 S(1) 700 D $146.22(3) 16,643 D
Class A Common Stock 10/06/2025 S(1) 2,786 D $147.3522(4) 13,857 D
Class A Common Stock 10/06/2025 S(1) 1,205 D $148.1585(5) 12,652 D
Class A Common Stock 10/06/2025 S(1) 200 D $149.025(6) 12,452 D
Class A Common Stock 10/06/2025 S(1) 300 D $150.3567(7) 12,152 D
Class A Common Stock 10/06/2025 S(1) 100 D $151.81(8) 12,052 D
Class A Common Stock 10/06/2025 S(1) 100 D $153.1(9) 11,952 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.
2. This transaction was executed in multiple trades during the day at prices ranging from $144.25 to $144.83. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
3. This transaction was executed in multiple trades during the day at prices ranging from $145.74 to $146.71. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
4. This transaction was executed in multiple trades during the day at prices ranging from $146.75 to $147.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
5. This transaction was executed in multiple trades during the day at prices ranging from $147.80 to $148.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
6. This transaction was executed in multiple trades during the day at prices ranging from $148.98 to $149.07. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
7. This transaction was executed in multiple trades during the day at prices ranging from $150.07 to $150.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
8. This transaction was executed in multiple trades during the day at prices ranging from $151.81 to $151.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
9. This transaction was executed in multiple trades during the day at prices ranging from $153.100 to $153.100. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Robinhood CTO Jeffrey Pinner report on Form 4 (HOOD)?

The CTO reported selling 5,864 Class A shares on 10/06/2025, reducing his holdings to 11,952 shares.

Were the sales by Jeffrey Pinner covered by a 10b5-1 plan?

Yes. The filing states the trades were made pursuant to a Rule 10b5-1 trading plan adopted on 11/11/2024.

What price range were the shares sold at?

Trades were executed in multiple blocks at prices ranging from $144.25 to $153.10 on the transaction date.

How many separate sale blocks were reported on the Form 4?

The Form 4 lists 8 separate disposition entries with weighted-average prices for each block.

Who signed the Form 4 filing for Jeffrey Pinner?

The Form 4 was signed by Matthew Yorkavich, attorney-in-fact, on behalf of Jeffrey Pinner on 10/08/2025.