Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets insider Daniel M. Gallagher Jr. reported the vesting and settlement of restricted stock units (RSUs) that increased his Class A common stock holdings before shares were withheld for taxes. The filing shows 133,586 RSUs vested and were converted into shares, raising beneficial ownership to 700,473 Class A shares, followed by a withholding disposition of 64,524 shares at $104.03 to satisfy taxes, leaving 635,949 shares beneficially owned. Multiple prior RSU grants (2022, 2023, 2024, 2025) and their scheduled quarterly vesting are disclosed, with aggregate post-transaction holdings shown for each grant series.
Jeffrey Tsvi Pinner, Chief Technology Officer of Robinhood Markets, Inc. (HOOD), reported changes in his beneficial ownership on Form 4. On 09/01/2025 a tranche of restricted stock units (RSUs) vested and were settled. The filing shows 53,844 RSUs converted to Class A common stock and were reported as acquired, with 27,343 shares withheld by the company to satisfy tax-withholding obligations at an indicated price of $104.03 per share. The filing also reports two RSU-related entries of 47,658 and 6,186 units reflected in the derivative table; the RSUs convert one-for-one into Class A common stock upon vesting. Following these transactions, the reporting person’s beneficial ownership totals are shown as 571,896 and 86,611 shares for the respective RSU grants shown. The transactions were signed by an attorney-in-fact on behalf of Mr. Pinner on 09/03/2025.
Steven M. Quirk, Chief Brokerage Officer of Robinhood Markets, Inc. (HOOD), reported equity transactions on 09/01/2025. The filing shows vesting/settlement of restricted stock units (RSUs) that resulted in the acquisition of 61,329 Class A common shares and the withholding of 27,170 shares to satisfy tax obligations at a reported per-share price of $104.03. After these non-derivative transactions the filing lists beneficial ownership positions of 181,737 and 154,567 Class A shares in two reported lines. The form also reports three separate RSU derivative entries (27,995; 16,837; 16,497 RSUs) with underlying Class A shares and corresponding post-transaction beneficial ownership figures as stated in the filing.
Jason Warnick, Chief Financial Officer of Robinhood Markets, Inc. (HOOD), reported RSU vesting and related share withholding/sale on 09/01/2025. A total of 112,332 restricted stock units vested and converted one‑for‑one into Class A common stock. To satisfy tax withholding on those vested RSUs, 45,363 shares were withheld (reported as a disposition) at a price of $104.03, leaving the reporting person with 577,227 shares beneficially owned after the transactions. The filing also lists multiple prior RSU grants and remaining RSU/derivative holdings reflecting ongoing scheduled vesting from grants made in 2022–2025.
Form 144 filed for Robinhood Markets, Inc. (HOOD) reporting a proposed sale of 49,146 common shares with an aggregate market value of $4,955,882.64 to be executed on 09/03/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 11/01/2024 and the filing shows prior 10b5-1 sales by the same person: 40,131 shares sold on 08/05/2025 for $4,202,039.95 and 92,257 shares sold on 06/25/2025 for $7,838,413.29. The broker listed for the proposed sale is Morgan Stanley Smith Barney LLC. The filer certifies they are not aware of undisclosed material adverse information and references reliance on a Rule 10b5-1 trading plan where applicable.
Insider transactions by Malka Meyer relating to Robinhood Markets (HOOD) are reported on Form 4. The filing shows multiple sales of Class A common stock on August 27-28, 2025, including 80,520 shares sold on 08/27/2025 at a weighted average price of $104.0306, 554,108 shares sold on 08/28/2025 at $103.4194 and 539,180 shares sold on 08/28/2025 at $104.3349. Post-transaction beneficial holdings are reported in several vehicles: Aphrodite Trusts (325,411 shares each), the Malka Kleiner Revocable Trust (3,000,000 shares), Tibbir Trust (1 share), Tibbir Holdings LLC, and Bullfrog Capital entities. The filing also discloses a collar hedging arrangement executed by Bullfrog on 08/27/2025 consisting of 30,000 FLEX put contracts at a $100 strike and 30,000 FLEX call contracts at a $150 strike, expiring 12/31/2027.
Robinhood Markets, Inc. (HOOD) filed a Form 144 notice reporting a proposed sale of 207,000 Class A common shares with an aggregate market value of $21,304,440. The filing lists the broker as J.P. Morgan Securities LLC and indicates the securities are listed on NASDAQ. The shares represent a portion of a total outstanding Class A share count of 773,963,666. The filing also shows multiple prior private acquisitions dated 2014 and 2016 that make up the lots to be sold, and recorded smaller sales by related trusts on 08/27/2025.
Form 144 filed relating to Robinhood Markets, Inc. (HOOD). The notice reports an intended sale of 80,520 shares of Class A Common Stock through J.P. Morgan Securities LLC with an aggregate market value of $8,760,576 and an approximate sale date of 08/27/2025 on NASDAQ. The filing lists total shares outstanding as 773,963,666. The shares were originally acquired in private transactions on 11/10/2016 and 04/18/2017 in multiple lots totaling the reported amounts, and no securities were reported sold in the past three months. The form includes the standard representation that the seller is not aware of undisclosed material adverse information.
Jason Warnick, Chief Financial Officer of Robinhood Markets, Inc. (HOOD), reported the sale of 100,000 shares of Class A common stock on 08/15/2025. The transaction was executed in multiple trades at prices ranging from $108.88 to $112.58, with a weighted-average price of $110.929. After the sale, Warnick beneficially owned 510,258 shares. The Form 4 was signed on 08/19/2025 by an attorney-in-fact and includes an undertaking to provide trade-level details on request.
Baiju Bhatt, a director of Robinhood Markets, Inc. (HOOD), sold 418,338 shares of Class B common stock on 08/14/2025 pursuant to a Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust on 08/12/2024. The sale triggered an automatic conversion of the sold Class B shares into Class A shares upon execution. The trades were executed in multiple transactions at prices ranging from $106.71 to $111.44, with a reported weighted-average price of $109.3927. The Form 4 is signed by Matthew Yorkavich as attorney-in-fact on 08/18/2025. The filing lists ongoing indirect ownership by the Living Trust of 49,849,190 shares following the reported transactions.