Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. disclosed that Chief Brokerage Officer Steven M. Quirk received a grant of 157,539 restricted stock units (RSUs) that will convert into Class A Common Stock on a one-for-one basis upon vesting. One-sixteenth of the RSUs is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, contingent on his continued service and subject to possible accelerated vesting in certain circumstances.
Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr received a grant of 131,282 restricted stock units (RSUs) on March 19, 2026. These RSUs are compensation, not an open-market share purchase or sale.
The RSUs convert into Class A Common Stock on a one-for-one basis when they vest and settle. One-sixteenth of the award is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, subject to Gallagher’s continued service and potential accelerated vesting in certain circumstances.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to the proposed sale of Common securities for the issuer traded on NASDAQ.
The filing records a 10b5-1 sale by the Baiju Prafulkumar Bhatt Living Trust of 65,694 shares on 02/23/2026 for proceeds of $4,749,978.39.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma sold a total of 5,438 shares of Class A Common Stock in open-market transactions on March 16, 2026. The sales were executed at weighted-average prices of $74.8734 and $75.4187 per share under a Rule 10b5-1 trading plan adopted on August 20, 2025. After these trades, Verma directly holds 58,183 Class A shares.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner reported selling a total of 5,836 shares of Class A common stock in open-market transactions on March 5, 2026. The sales were executed at reported weighted-average prices ranging from $79.27 to $83.6750.
The trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024, which automates transactions according to preset instructions. Following these sales, Pinner directly held 29,676 shares of Robinhood Class A common stock.
Robinhood Markets, Inc. filed an initial Form 3 as a more than ten percent owner of Robinhood Ventures Fund I. The filing reports direct beneficial ownership of 13,885,671 Common Shares of Beneficial Interest. This is a disclosure of an existing holding rather than a new buy or sell transaction.
Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr. sold a total of 10,000 shares of its Class A Common Stock in open-market transactions on 2026-03-03.
The sales, made under a Rule 10b5-1 trading plan adopted on August 8, 2025, were executed in multiple trades at weighted-average prices ranging from $72.46 to $77.22 per share. Following these transactions, Gallagher directly held 452,849 shares of Robinhood Class A Common Stock.
Robinhood Markets reports insider sales under 10b5‑1 and an issuer sale of RSUs.
The filing lists three 10b5‑1 sales by Jeffrey Pinner: 5,864 shares on 2026-01-26 for $630,283.83, 5,864 shares on 2026-01-05 for $712,984.41, and 5,864 shares on 2025-12-22 for $717,689.10. The excerpt also shows 23,341 Restricted Stock Units designated as securities to be sold with a sale date of 2026-03-01.
Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk reported multiple equity award-related transactions. On March 1, 2026, restricted stock units converted into Class A common stock, increasing his directly held shares. A portion of the resulting shares was withheld by Robinhood to cover tax obligations in connection with the RSU vesting and was not a discretionary sale by Quirk.
Robinhood Markets Chief Financial Officer Shiv Verma reported equity award activity involving restricted stock units (RSUs) that vested and converted into Class A common stock. On March 1, 2026, RSUs covering 4,293, 7,062 and 12,923 units converted on a one-for-one basis into Class A shares in connection with prior RSU grants under Robinhood's 2021 Omnibus Incentive Plan.
These conversions resulted in the issuance of 24,278 shares of Class A common stock tied to vesting RSUs. Of those, 12,428 shares of Class A common stock, valued at a transaction price of $75.85 per share, were automatically withheld by Robinhood to satisfy tax withholding obligations, which the filing states does not represent a sale by Verma. After these transactions, Verma directly held 63,621 shares of Robinhood Class A common stock.